TOTAL RETURN SECURITIES FUND (SWZ)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
41
Reporting holders
$32.1M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $6.2M | 1,040,190 | 0.24% | 31q | +1.9%+$116.7K |
| BANK OF AMERICA CORP /DE/ | $5.2M | 867,363 | 0.00% | new | NEW |
| Matisse Capital | $3.6M | 609,000 | 1.45% | 4q | +49.5%+$1.2M |
| ICON ADVISERS INC/CO | $2.7M | 446,220 | 0.50% | 3q | -10.8%-$321.2K |
| Saba Capital Management, L.P. | $2.4M | 404,080 | 0.06% | 8q | HELD |
| Shaker Financial Services, LLC | $2.3M | 393,170 | 0.73% | 29q | +22.0%+$420.4K |
| Logan Stone Capital, LLC | $1.2M | 198,157 | 0.25% | 3q | +612.5%+$1.0M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.0M | 168,610 | 0.12% | 28q | +91.0%+$477.2K |
| EVOLVE PRIVATE WEALTH, LLC | $826.8K | 139,192 | 0.05% | 3q | -4.9%-$42.2K |
| Yakira Capital Management, Inc. | $745.8K | 125,557 | 0.21% | 6q | HELD |
| Almitas Capital LLC | $686.6K | 115,581 | 0.16% | 3q | +148.8%+$410.6K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $581.2K | 97,847 | 0.04% | 2q | +172.5%+$367.9K |
| GARDNER RUSSO & QUINN LLC | $580.1K | 97,667 | 0.01% | 24q | HELD |
| Uncommon Cents Investing LLC | $505.1K | 85,036 | 0.11% | 31q | +0.8%+$3.9K |
| Alpine Global Management, LLC | $349.6K | 58,859 | 0.06% | 2q | -27.6%-$133.1K |
| PRIVATE MANAGEMENT GROUP INC | $333.4K | 10,545 | 0.01% | 5q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $333.1K | 56,071 | 0.00% | 31q | -9.8%-$36.1K |
| MORGAN STANLEY | $276.2K | 46,500 | 0.00% | 35q | -9.8%-$29.8K |
| Noble Wealth Management PBC | $254.7K | 42,882 | 0.11% | 4q | -38.2%-$157.4K |
| Bulldog Investors, LLP | $239.6K | 40,334 | 0.05% | 31q | +1.4%+$3.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $220.0K | 37,029 | 0.00% | new | NEW |
| Cutler Capital Management, LLC | $213.4K | 35,921 | 0.06% | new | NEW |
| OSAIC HOLDINGS, INC. | $207.9K | 35,011 | 0.00% | 26q | +50.0%+$69.3K |
| GAMCO INVESTORS, INC. ET AL | $190.7K | 32,096 | 0.00% | 28q | HELD |
| XTX Topco Ltd | $147.6K | 24,851 | 0.00% | 2q | +24.5%+$29.0K |
| LPL Financial LLC | $146.1K | 24,599 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $104.6K | 17,605 | 0.00% | 31q | -49.5%-$102.6K |
| Capital Investment Counsel, Inc | $88.9K | 14,961 | 0.01% | 3q | HELD |
| Belpointe Asset Management LLC | $85.9K | 14,458 | 0.00% | 2q | HELD |
| Fortis Capital Advisors, LLC | $85.9K | 14,458 | 0.01% | 2q | HELD |
| MCCARTER PRIVATE WEALTH SERVICES LLC | $85.9K | 14,458 | 0.03% | 5q | HELD |
| UBS Group AG | $68.9K | 11,595 | 0.00% | 31q | -75.5%-$212.1K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $60.5K | 10,189 | 0.00% | 6q | -96.9%-$1.9M |
| TrueMark Investments, LLC | $60.5K | 10,189 | 0.01% | 3q | -5.2%-$3.3K |
| Integris Wealth Management, LLC | $59.7K | 10,053 | 0.01% | 5q | HELD |
| WINMILL & CO. INC | $13.4K | 2,250 | 0.00% | 25q | HELD |
| JPMORGAN CHASE & CO | $10.2K | 1,723 | 0.00% | 31q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $9.6K | 1,615 | 0.00% | new | NEW |
| North Star Investment Management Corp. | $5.6K | 951 | 0.00% | 28q | HELD |
| Allied Private Wealth LLC | $3.7K | 619 | 0.00% | new | FIRST |
| HRT FINANCIAL LP | $209 | 35,262 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $95 | 16 | 0.00% | 10q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-03 | 13G | BANK OF AMERICA CORP /DE/ | 6.7% |
| 2026-07-31 | 13G/A | Allspring Global Investments Holdings, LLC | 0.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 41 | $32.1M | 5,357,508 | 5 | 11 | 10 | 0.0% |
| Q1 2026 | 42 | $29.7M | 4,971,280 | 5 | 8 | 19 | 0.0% |
| Q4 2025 | 40 | $51.4M | 8,223,546 | 8 | 12 | 8 | 0.0% |
| Q3 2025 | 38 | $38.8M | 6,344,813 | 6 | 13 | 6 | 0.0% |
| Q2 2025 | 35 | $33.0M | 5,171,915 | 7 | 13 | 7 | 0.0% |
| Q1 2025 | 33 | $39.4M | 4,273,268 | 3 | 7 | 12 | 0.0% |
| Q4 2024 | 34 | $38.0M | 5,051,295 | 3 | 11 | 7 | 0.0% |
| Q3 2024 | 34 | $44.7M | 5,006,293 | 2 | 7 | 8 | 0.0% |
| Q2 2024 | 38 | $38.6M | 4,788,942 | 5 | 13 | 6 | 0.0% |
| Q1 2024 | 33 | $36.7M | 4,623,068 | 3 | 11 | 5 | 0.0% |
| Q4 2023 | 31 | $37.1M | 4,519,208 | 3 | 9 | 8 | 0.0% |
| Q3 2023 | 30 | $32.7M | 4,277,512 | 1 | 9 | 4 | 0.0% |
| Q2 2023 | 30 | $32.2M | 3,915,843 | 3 | 9 | 5 | 0.0% |
| Q1 2023 | 28 | $31.5M | 3,974,776 | 0 | 9 | 5 | 0.0% |
| Q4 2022 | 29 | $29.1M | 3,852,599 | 2 | 4 | 9 | 0.0% |
| Q3 2022 | 31 | $31.0M | 4,567,639 | 3 | 6 | 7 | 0.0% |
| Q2 2022 | 31 | $37.2M | 4,729,985 | 1 | 6 | 8 | 0.0% |
| Q1 2022 | 33 | $44.9M | 4,871,743 | 0 | 9 | 6 | 0.0% |
| Q4 2021 | 35 | $49.9M | 5,020,212 | 0 | 11 | 3 | 0.0% |
| Q3 2021 | 37 | $46.7M | 5,083,460 | 0 | 10 | 6 | 0.0% |
| Q2 2021 | 39 | $49.9M | 5,125,178 | 5 | 9 | 8 | 0.0% |
| Q1 2021 | 35 | $46.8M | 5,319,082 | 2 | 6 | 7 | 0.0% |
| Q4 2020 | 37 | $45.1M | 5,036,826 | 0 | 7 | 8 | 0.0% |
| Q3 2020 | 38 | $39.3M | 4,751,354 | 4 | 7 | 9 | 0.0% |
| Q2 2020 | 36 | $34.0M | 4,339,433 | 1 | 11 | 7 | 0.0% |
| Q1 2020 | 40 | $31.6M | 4,551,086 | 3 | 7 | 11 | 0.0% |
| Q4 2019 | 40 | $40.7M | 4,833,397 | 4 | 14 | 9 | 0.0% |
| Q3 2019 | 35 | $32.0M | 3,986,443 | 4 | 8 | 8 | 0.0% |
| Q2 2019 | 34 | $28.9M | 3,661,422 | 4 | 11 | 4 | 0.0% |
| Q1 2019 | 34 | $25.4M | 3,341,099 | 7 | 8 | 7 | 0.0% |
| Q4 2018 | 33 | $22.5M | 3,260,096 | 0 | 3 | 1 | 0.0% |