SUTTER ROCK CAP CORP (SSSSXXXX)
Institutional ownership reported to the SEC as of Q3 2020, across 5 quarters.
1
Reporting holders
$5.1M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bulldog Investors, LLC | $5.1M | 469,209 | 1.64% | 4q | -10.2%-$575.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 1 | $5.1M | 469,209 | 0 | 0 | 1 | 0.0% |
| Q2 2020 | 1 | $4.4M | 522,293 | 0 | 1 | 0 | 0.0% |
| Q1 2020 | 45 | $24.8M | 4,088,385 | 12 | 6 | 10 | 3.6% |
| Q4 2019 | 48 | $34.6M | 5,063,486 | 6 | 11 | 15 | 4.2% |
| Q3 2019 | 51 | $38.9M | 5,890,943 | 54 | 0 | 0 | 5.4% |