NEOS ETF TRUST (SPYI)
Institutional ownership reported to the SEC as of Q2 2026, across 15 quarters.
435
Reporting holders
$1.8B
Reported value
3.3%
Held as options
+52
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $279.1M | 5,257,356 | 0.06% | 11q | +22.2%+$50.7M |
| ROYAL BANK OF CANADA | $66.1M | 1,244,337 | 0.01% | 10q | +17.2%+$9.7M |
| Gradient Investments LLC | $57.4M | 1,080,581 | 0.79% | 13q | +4.3%+$2.3M |
| UBS Group AG | $55.1M | 1,033,664 | 0.01% | 8q | +10.4%+$5.2M |
| Foguth Wealth Management, LLC. | $53.6M | 1,010,999 | 6.10% | 3q | +755.4%+$47.3M |
| Howard Capital Management, LLC | $53.0M | 998,615 | 0.63% | 4q | +90.0%+$25.1M |
| MML INVESTORS SERVICES, LLC | $46.9M | 882,849 | 0.10% | 9q | +77.5%+$20.5M |
| Cetera Investment Advisers | $41.5M | 782,148 | 0.04% | 10q | +45.7%+$13.0M |
| Merit Financial Group, LLC | $41.2M | 775,778 | 0.13% | 4q | +103.4%+$20.9M |
| RAYMOND JAMES FINANCIAL INC | $39.1M | 736,415 | 0.01% | 5q | +60.1%+$14.7M |
| ENVESTNET ASSET MANAGEMENT INC | $37.7M | 709,315 | 0.01% | 10q | +62.9%+$14.5M |
| Private Advisor Group, LLC | $36.4M | 685,569 | 0.17% | 11q | +14.2%+$4.5M |
| STIFEL FINANCIAL CORP | $35.7M | 671,989 | 0.03% | 12q | -2.4%-$894.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $30.0M | options only | 0.00% | 4q | OPTIONS |
| MADDEN SECURITIES Corp | $28.3M | 532,284 | 7.85% | 6q | -0.8%-$216.7K |
| Second Half Financial Partners, LLC | $21.5M | 404,802 | 8.81% | 7q | HELD |
| CITADEL ADVISORS LLC | $21.4M | 124,338 | 0.00% | 10q | HELD |
| Cascade Wealth Advisors, Inc | $18.2M | 335,192 | 7.30% | 10q | -1.5%-$283.2K |
| Aventura Private Wealth, LLC | $16.0M | 300,791 | 4.90% | 4q | +8.1%+$1.2M |
| Stratos Wealth Partners, LTD. | $14.9M | 279,886 | 0.15% | 9q | +28.6%+$3.3M |
| Kestra Advisory Services, LLC | $14.9M | 279,801 | 0.05% | 9q | +25.2%+$3.0M |
| Farther Finance Advisors, LLC | $14.6M | 275,302 | 0.11% | 4q | +5.1%+$707.6K |
| Summit Financial, LLC | $14.3M | 269,510 | 0.16% | 4q | +15.4%+$1.9M |
| JANE STREET GROUP, LLC | $14.1M | 21,263 | 0.00% | 4q | HELD |
| URS Advisory LLC | $13.9M | 262,126 | 7.75% | 3q | -2.3%-$334.0K |
| Capital Investment Advisory Services, LLC | $13.1M | 246,423 | 0.81% | 11q | +7.3%+$890.9K |
| Steward Partners Investment Advisory, LLC | $12.2M | 228,907 | 0.06% | 4q | +12.5%+$1.4M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $11.7M | 220,325 | 1.74% | 4q | +39.4%+$3.3M |
| Ausdal Financial Partners, Inc. | $11.4M | 214,677 | 0.45% | 6q | +5.7%+$613.2K |
| Marshall & Sterling Wealth Advisors Inc. | $10.2M | 192,330 | 6.05% | 4q | +11.5%+$1.1M |
| Baker Avenue Asset Management, LP | $10.2M | 192,104 | 0.19% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $10.1M | 190,508 | 0.19% | 6q | +9.7%+$891.3K |
| Centurion Wealth Management LLC | $10.0M | 189,234 | 2.40% | 2q | -10.1%-$1.1M |
| HUB Investment Partners, LLC | $9.8M | 184,923 | 0.18% | 3q | +14.3%+$1.2M |
| Indivisible Partners | $9.6M | 180,638 | 0.54% | 3q | -2.2%-$211.8K |
| Sentinel Advisory Group, LLC | $9.3M | 174,303 | 3.78% | 2q | +14.8%+$1.2M |
| MGO ONE SEVEN LLC | $9.2M | 174,104 | 0.15% | 4q | +3.4%+$306.6K |
| Steele Capital Management, Inc. | $9.2M | 173,620 | 0.34% | 7q | +7.2%+$621.5K |
| Apollon Wealth Management, LLC | $8.7M | 163,661 | 0.11% | 7q | +12.6%+$975.3K |
| Ameritas Advisory Services, LLC | $8.6M | 162,264 | 0.17% | 12q | +157.1%+$5.3M |
| Chung Wu Investment Group, LLC | $8.3M | 157,085 | 5.48% | 5q | +9.9%+$753.6K |
| Teamwork Financial Advisors, LLC | $8.3M | 156,863 | 0.76% | 5q | +5.7%+$450.9K |
| CHOREO, LLC | $7.6M | 143,372 | 0.08% | 2q | +17.9%+$1.2M |
| OSAIC HOLDINGS, INC. | $7.6M | 142,802 | 0.01% | 12q | +140.2%+$4.4M |
| FSA Advisors, Inc. | $7.6M | 142,586 | 1.74% | 7q | +102.0%+$3.8M |
| Arete Wealth Advisors, LLC | $7.3M | 137,253 | 0.16% | 11q | +119.5%+$4.0M |
| SageGuard Financial Group, LLC | $7.3M | 136,997 | 1.02% | 3q | +4.4%+$308.2K |
| RiverTree Advisors, LLC | $7.3M | 136,699 | 4.29% | 6q | +7.0%+$476.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.1M | 133,021 | 0.00% | 10q | +14.2%+$876.6K |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC | $7.1M | 132,860 | 2.21% | 3q | -25.5%-$2.4M |
| Belpointe Asset Management LLC | $7.0M | 132,336 | 0.23% | 6q | +28.2%+$1.5M |
| SteelPeak Wealth, LLC | $7.0M | 131,458 | 0.18% | 2q | +3.0%+$205.2K |
| Delta Investment Management, LLC | $6.8M | 127,799 | 1.12% | 13q | +16.2%+$945.1K |
| Legacy Capital Wealth Partners, LLC | $6.7M | 125,918 | 1.28% | new | NEW |
| Baird Financial Group, Inc. | $6.6M | 124,998 | 0.01% | 5q | +12.8%+$751.9K |
| Palacios Wealth Management, LLC | $6.5M | 121,703 | 3.82% | 7q | +11.6%+$669.5K |
| PRINCIPAL FINANCIAL GROUP INC | $6.3M | 119,170 | 0.00% | 3q | +126.7%+$3.5M |
| Independence Wealth Advisors, LLC | $6.1M | 114,083 | 3.04% | 3q | +7.1%+$403.4K |
| WEST MICHIGAN ADVISORS, LLC | $6.0M | 116,556 | 0.61% | 2q | +156.6%+$3.7M |
| Prota Financial, LLC | $5.7M | 107,522 | 3.76% | 2q | +4.8%+$262.2K |
| Kingsview Wealth Management, LLC | $5.6M | 106,382 | 0.07% | 6q | +11.8%+$597.5K |
| Capital Investment Advisors, LLC | $5.6M | 106,146 | 0.07% | 4q | +158.8%+$3.5M |
| Sound Income Strategies, LLC | $5.4M | 101,441 | 0.24% | 3q | +16.2%+$752.8K |
| HBW ADVISORY SERVICES LLC | $5.4M | 101,141 | 0.49% | 12q | +5.3%+$268.3K |
| J.W. COLE ADVISORS, INC. | $5.3M | 100,668 | 0.09% | 7q | +10.5%+$506.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.3M | 100,642 | 0.01% | 11q | +88.2%+$2.5M |
| Foundations Investment Advisors, LLC | $5.2M | 98,800 | 0.05% | 5q | +87.6%+$2.4M |
| Integrated Wealth Concepts LLC | $5.2M | 98,371 | 0.03% | 9q | +89.4%+$2.5M |
| Waverly Advisors, LLC | $5.2M | 97,716 | 0.03% | 9q | -7.4%-$412.9K |
| RFG Advisory, LLC | $5.1M | 95,913 | 0.08% | 11q | +15.6%+$685.9K |
| StoneCrest Wealth Management, Inc. | $5.0M | 93,799 | 1.59% | 5q | +0.9%+$45.1K |
| Centennial Bank/AR/ | $5.0M | 93,793 | 1.60% | 10q | +4.8%+$229.5K |
| MILESTONE ASSET MANAGEMENT, LLC | $4.9M | 92,873 | 0.78% | 7q | +48.2%+$1.6M |
| Fullerton Advisors, LLC | $4.9M | 91,450 | 4.54% | 3q | +75.9%+$2.1M |
| IHT Wealth Management, LLC | $4.8M | 91,312 | 0.10% | 11q | +67.5%+$2.0M |
| HighTower Advisors, LLC | $4.8M | 91,033 | 0.00% | 11q | +51.5%+$1.6M |
| PSI Advisors, LLC | $4.7M | 89,348 | 1.10% | 2q | +1891.7%+$4.5M |
| Astoria Portfolio Advisors LLC. | $4.7M | 88,007 | 0.79% | 6q | +34.5%+$1.2M |
| Mutual Advisors, LLC | $4.5M | 84,280 | 0.08% | 6q | +26.7%+$943.6K |
| PFG Investments, LLC | $4.4M | 83,370 | 0.17% | 9q | +25.7%+$905.5K |
| High Net Worth Advisory Group LLC | $4.4M | 83,224 | 0.94% | 10q | +2.1%+$89.8K |
| Perennial Investment Advisors, LLC | $4.4M | 82,636 | 0.29% | 8q | +5.7%+$237.2K |
| TRUIST FINANCIAL CORP | $4.4M | 82,351 | 0.01% | 11q | +51.0%+$1.5M |
| NFSG Corp | $4.4M | 82,075 | 0.54% | 11q | +3.0%+$126.4K |
| Mid-American Wealth Advisory Group, Inc. | $4.2M | 79,478 | 1.53% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.1M | 76,450 | 0.01% | 7q | +21.8%+$734.6K |
| Gainplan LLC | $4.1M | 76,379 | 1.60% | 11q | +23.0%+$757.4K |
| Corient Private Wealth LP | $4.0M | 75,889 | 0.00% | 5q | +84.6%+$1.8M |
| Garden State Investment Advisory Services LLC | $3.9M | 73,821 | 0.71% | 7q | -1.2%-$49.3K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $3.9M | 73,396 | 0.23% | 13q | -2.3%-$92.9K |
| Investment Partners Asset Management, Inc. | $3.9M | 72,695 | 2.15% | 3q | HELD |
| Navis Wealth Advisors, LLC | $3.8M | 71,307 | 1.44% | 4q | +800.0%+$3.4M |
| IFG Advisory, LLC | $3.8M | 71,262 | 0.13% | new | NEW |
| Capital Planning LLC | $3.8M | 70,710 | 1.09% | 5q | +131.2%+$2.1M |
| AE Wealth Management LLC | $3.7M | 69,674 | 0.02% | 8q | HELD |
| Moran Wealth Management, LLC | $3.6M | 68,153 | 0.10% | 3q | +31.6%+$868.6K |
| Owen LaRue, LLC | $3.5M | 66,088 | 1.22% | 8q | +3.1%+$106.5K |
| World Investment Advisors | $3.5M | 69,749 | 0.06% | 3q | +6.8%+$221.7K |
| OPPENHEIMER & CO INC | $3.4M | 64,972 | 0.04% | 5q | +41.4%+$1.0M |
| Mariner, LLC | $3.3M | 62,351 | 0.00% | 8q | +16.0%+$455.8K |
Showing the largest 100 of 450 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 435 | $1.8B | 33,202,162 | 84 | 243 | 62 | 3.3% |
| Q1 2026 | 383 | $1.3B | 25,982,954 | 64 | 205 | 61 | 2.4% |
| Q4 2025 | 343 | $1.2B | 21,917,761 | 69 | 179 | 40 | 2.1% |
| Q3 2025 | 286 | $888.6M | 16,662,309 | 73 | 140 | 43 | 1.9% |
| Q2 2025 | 225 | $593.8M | 11,624,024 | 59 | 114 | 30 | 1.4% |
| Q1 2025 | 185 | $431.3M | 8,898,844 | 43 | 85 | 36 | 1.2% |
| Q4 2024 | 158 | $426.7M | 8,311,639 | 35 | 82 | 19 | 1.0% |
| Q3 2024 | 124 | $272.5M | 5,235,115 | 33 | 61 | 17 | 1.6% |
| Q2 2024 | 102 | $207.4M | 4,119,415 | 31 | 51 | 8 | 0.4% |
| Q1 2024 | 75 | $106.8M | 2,123,764 | 24 | 32 | 8 | 0.0% |
| Q4 2023 | 55 | $54.9M | 1,139,590 | 32 | 12 | 4 | 0.0% |
| Q3 2023 | 26 | $29.5M | 629,337 | 14 | 6 | 3 | 0.0% |
| Q2 2023 | 13 | $15.9M | 320,860 | 9 | 0 | 2 | 0.0% |
| Q1 2023 | 3 | $664.8K | 13,966 | 0 | 2 | 0 | 0.0% |
| Q4 2022 | 3 | $504.2K | 10,951 | 3 | 0 | 0 | 0.0% |