NUVEEN S&P 500 DYNAMIC OVERW (SPXX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
224
Reporting holders
$793.3M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $232.5M | 12,472,863 | 0.01% | 35q | +2.0%+$4.6M |
| WELLS FARGO & COMPANY/MN | $45.5M | 2,440,231 | 0.01% | 31q | -53.6%-$52.4M |
| Saba Capital Management, L.P. | $44.1M | 2,368,022 | 1.13% | 2q | +54.0%+$15.5M |
| LPL Financial LLC | $37.2M | 1,997,074 | 0.01% | 31q | +1.2%+$424.6K |
| Invesco Ltd. | $37.1M | 1,987,730 | 0.00% | 31q | +2.1%+$759.3K |
| Allspring Global Investments Holdings, LLC | $36.4M | 1,951,647 | 0.06% | 3q | +20.3%+$6.2M |
| UBS Group AG | $33.7M | 1,809,938 | 0.00% | 31q | -3.9%-$1.4M |
| RAYMOND JAMES FINANCIAL INC | $33.3M | 1,786,820 | 0.01% | 7q | -2.7%-$920.7K |
| BANK OF AMERICA CORP /DE/ | $24.2M | 1,297,471 | 0.00% | 31q | -2.2%-$541.8K |
| Advisors Asset Management, Inc. | $23.0M | 1,233,884 | 0.35% | 27q | +3.3%+$742.5K |
| GUGGENHEIM CAPITAL LLC | $17.5M | 937,141 | 0.11% | 27q | -10.7%-$2.1M |
| OSAIC HOLDINGS, INC. | $11.2M | 600,563 | 0.01% | 26q | +1.7%+$182.7K |
| ROYAL BANK OF CANADA | $8.4M | 450,007 | 0.00% | 31q | -14.9%-$1.5M |
| STIFEL FINANCIAL CORP | $8.1M | 436,736 | 0.01% | 2q | +34.7%+$2.1M |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $7.9M | 421,986 | 0.76% | 2q | -2.0%-$157.5K |
| AMERIPRISE FINANCIAL INC | $7.8M | 420,868 | 0.00% | 23q | -51.2%-$8.2M |
| GatePass Capital, LLC | $6.9M | 369,950 | 2.62% | 2q | +603.8%+$5.9M |
| Twelve Points Wealth Management LLC | $6.4M | 345,118 | 1.29% | 2q | +6.0%+$365.7K |
| Almitas Capital LLC | $6.1M | 326,907 | 1.46% | 2q | +269.2%+$4.4M |
| Capital Investment Advisors, LLC | $5.5M | 296,331 | 0.07% | 2q | +3.8%+$201.2K |
| Shaker Financial Services, LLC | $5.0M | 257,328 | 1.56% | 2q | -36.8%-$2.9M |
| Hennion & Walsh Asset Management, Inc. | $4.7M | 254,177 | 0.14% | 3q | +20.7%+$812.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.5M | 242,536 | 0.01% | 31q | -1.1%-$48.1K |
| Cetera Investment Advisers | $4.3M | 229,454 | 0.00% | 10q | -12.5%-$610.9K |
| Logan Stone Capital, LLC | $4.3M | 228,792 | 0.90% | 3q | +345.9%+$3.3M |
| &PARTNERS | $3.8M | 205,568 | 0.02% | 2q | -1.5%-$58.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.8M | 202,473 | 0.03% | 3q | -63.2%-$6.5M |
| MONECO ADVISORS, LLC | $3.7M | 198,750 | 0.23% | 2q | -2.3%-$86.0K |
| Bulldog Investors, LLP | $3.5M | 187,572 | 0.77% | 2q | +49.6%+$1.2M |
| Quarry LP | $3.3M | 177,171 | 0.27% | 2q | -12.1%-$455.1K |
| Sage Capital Management, LLC | $3.1M | 166,576 | 1.21% | 2q | -15.7%-$576.5K |
| Altium Capital Management LLC | $2.9M | 157,395 | 6.18% | 2q | HELD |
| 1607 Capital Partners, LLC | $2.9M | 155,989 | 0.25% | 10q | +31.8%+$700.8K |
| Shulman DeMeo Asset Management LLC | $2.8M | 151,552 | 0.53% | 19q | -3.9%-$115.0K |
| MML INVESTORS SERVICES, LLC | $2.8M | 150,694 | 0.01% | 2q | +76.1%+$1.2M |
| TWO SIGMA INVESTMENTS, LP | $2.6M | 141,506 | 0.00% | 4q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $2.6M | 139,466 | 0.17% | new | NEW |
| NewEdge Advisors, LLC | $2.6M | 139,122 | 0.01% | new | NEW |
| Advisory Advocates, LLC | $2.5M | 134,599 | 2.15% | 2q | -1.4%-$35.2K |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 134,295 | 0.00% | 2q | -45.5%-$2.1M |
| FORTEM FINANCIAL GROUP, LLC | $2.3M | 125,998 | 0.48% | 11q | -3.8%-$91.6K |
| PMG Family Office LLC | $2.1M | 111,852 | 1.96% | 4q | HELD |
| Cypress Capital Management LLC (WY) | $2.1M | 110,380 | 1.75% | 2q | +16.8%+$301.7K |
| Focus Partners Wealth | $2.0M | 109,643 | 0.00% | 2q | +0.7%+$13.6K |
| LIGHTHOUSE FINANCIAL SERVICES INC /ADV | $2.0M | 108,498 | 0.43% | 2q | -0.6%-$12.9K |
| Kestra Advisory Services, LLC | $1.9M | 104,219 | 0.01% | 3q | -50.3%-$2.0M |
| Prospera Financial Services Inc | $1.9M | 101,811 | 0.03% | 2q | +2.9%+$53.3K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.8M | 98,545 | 0.23% | 3q | +22.9%+$341.9K |
| TPG Advisors LLC | $1.8M | 97,348 | 1.00% | 2q | -1.6%-$29.2K |
| Private Advisor Group, LLC | $1.8M | 94,669 | 0.01% | 31q | +2.9%+$49.7K |
| FORTERIS WEALTH MANAGEMENT INC. | $1.7M | 90,315 | 1.38% | 2q | +5.9%+$93.5K |
| D.A. DAVIDSON & CO. | $1.7M | 89,622 | 0.01% | 2q | -2.1%-$35.7K |
| FIFTH THIRD BANCORP | $1.5M | 77,911 | 0.00% | 2q | +7691.1%+$1.4M |
| Integrated Wealth Concepts LLC | $1.4M | 76,502 | 0.01% | 2q | +2.1%+$28.9K |
| Ionic Capital Management LLC | $1.4M | 76,369 | 0.21% | 2q | -41.7%-$1.0M |
| ISLAY CAPITAL MANAGEMENT, LLC | $1.4M | 75,984 | 0.65% | 2q | +14.1%+$174.7K |
| HighTower Advisors, LLC | $1.4M | 75,740 | 0.00% | 2q | -87.2%-$9.6M |
| Moors & Cabot, Inc. | $1.4M | 75,106 | 0.05% | 3q | +1.0%+$13.3K |
| ASHTON THOMAS SECURITIES, LLC | $1.3M | 68,250 | 0.19% | 2q | HELD |
| Dynamic Advisor Solutions LLC | $1.2M | 66,356 | 0.04% | 2q | +33.6%+$311.4K |
| Patten Group, Inc. | $1.2M | 65,767 | 0.19% | 2q | +64.8%+$481.8K |
| Allworth Financial LP | $1.2M | 65,417 | 0.01% | 18q | +3.8%+$44.2K |
| Tyche Wealth Partners LLC | $1.2M | 64,905 | 0.17% | 11q | HELD |
| DAVENPORT & Co LLC | $1.1M | 61,372 | 0.01% | 31q | -7.4%-$92.0K |
| High Point Wealth Management, LLC | $1.1M | 60,120 | 0.92% | 3q | HELD |
| Blake Schutter Theil Wealth Advisors, LLC | $1.1M | 57,377 | 0.72% | 2q | HELD |
| Compound Planning, Inc. | $1.1M | 57,198 | 0.03% | 2q | +15.3%+$141.8K |
| TRUIST FINANCIAL CORP | $1.1M | 57,118 | 0.00% | 27q | -6.3%-$71.1K |
| Baird Financial Group, Inc. | $1.0M | 55,824 | 0.00% | 2q | +27.3%+$223.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $979.0K | 52,520 | 0.00% | 31q | +0.7%+$6.7K |
| PUFF WEALTH MANAGEMENT, LLC | $955.6K | 51,264 | 0.97% | new | NEW |
| SIMS INVESTMENT MANAGEMENT, LLC | $940.6K | 50,462 | 0.29% | 2q | HELD |
| IMC-Chicago, LLC | $936.7K | 50,253 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $884.6K | 47,458 | 0.00% | 2q | +2.0%+$17.0K |
| Richmond Investment Services, LLC | $859.4K | 46,104 | 0.27% | 2q | -48.2%-$800.6K |
| Steward Partners Investment Advisory, LLC | $838.1K | 44,963 | 0.00% | 29q | -1.3%-$11.4K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $822.3K | 44,113 | 0.04% | 2q | -1.2%-$9.8K |
| XTX Topco Ltd | $808.9K | 43,397 | 0.01% | 2q | +128.5%+$454.9K |
| Alteri Wealth LLC | $806.3K | 43,258 | 0.22% | 2q | +0.7%+$5.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $784.0K | 42,037 | 0.05% | 2q | HELD |
| Venture Visionary Partners LLC | $777.4K | 41,704 | 0.02% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $775.7K | 41,616 | 0.00% | 2q | +196.3%+$513.9K |
| Western Wealth Management, LLC | $755.6K | 40,537 | 0.02% | 5q | HELD |
| UMB Bank, n.a. | $742.3K | 39,825 | 0.01% | 2q | HELD |
| PNC Financial Services Group, Inc. | $707.5K | 37,958 | 0.00% | 31q | -15.8%-$133.1K |
| IFP Advisors, Inc | $706.5K | 37,904 | 0.01% | 9q | -0.5%-$3.7K |
| WORLD EQUITY GROUP, INC. | $697.7K | 37,429 | 0.16% | 2q | +13.9%+$85.1K |
| Diversify Advisory Services, LLC | $687.2K | 37,084 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $687.2K | 37,084 | 0.01% | 2q | HELD |
| Calamos Advisors LLC | $686.4K | 36,822 | 0.00% | 2q | +41.7%+$202.1K |
| Spire Wealth Management | $683.8K | 36,682 | 0.02% | 2q | +1.8%+$11.8K |
| LANARK FINANCIAL, INC. | $680.2K | 36,494 | 0.05% | 2q | -0.8%-$5.5K |
| Investment Partners Asset Management, Inc. | $677.6K | 36,350 | 0.38% | 2q | HELD |
| Summit Financial, LLC | $673.8K | 35,913 | 0.01% | 2q | HELD |
| CHOREO, LLC | $663.1K | 34,753 | 0.01% | 2q | -13.8%-$106.2K |
| Focused Wealth Management, Inc | $653.7K | 35,071 | 0.06% | 2q | HELD |
| Sanctuary Advisors, LLC | $641.1K | 34,394 | 0.00% | 2q | +4.4%+$27.2K |
| CAPTRUST FINANCIAL ADVISORS | $619.4K | 33,230 | 0.00% | 2q | -4.1%-$26.2K |
| Turner Financial Group, Inc. | $611.2K | 32,791 | 0.61% | new | FIRST |
| World Investment Advisors | $610.8K | 35,955 | 0.01% | 2q | -11.9%-$82.6K |
Showing the largest 100 of 232 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 224 | $793.3M | 42,553,796 | 24 | 58 | 66 | 0.0% |
| Q1 2026 | 220 | $722.4M | 44,937,605 | 170 | 46 | 1 | 0.0% |
| Q4 2025 | 57 | $66.7M | 3,696,934 | 13 | 18 | 7 | 0.0% |
| Q3 2025 | 49 | $59.5M | 3,398,994 | 4 | 12 | 12 | 0.0% |
| Q2 2025 | 46 | $57.6M | 3,248,691 | 6 | 14 | 11 | 0.0% |
| Q1 2025 | 48 | $56.4M | 3,335,224 | 5 | 11 | 11 | 0.0% |
| Q4 2024 | 47 | $66.6M | 3,751,966 | 3 | 11 | 14 | 0.0% |
| Q3 2024 | 46 | $65.7M | 3,909,577 | 2 | 18 | 7 | 0.0% |
| Q2 2024 | 49 | $65.1M | 3,983,760 | 5 | 8 | 14 | 0.0% |
| Q1 2024 | 45 | $67.0M | 4,269,513 | 5 | 12 | 16 | 0.0% |
| Q4 2023 | 47 | $63.4M | 4,213,734 | 2 | 17 | 15 | 0.0% |
| Q3 2023 | 45 | $57.4M | 3,868,014 | 5 | 11 | 17 | 0.0% |
| Q2 2023 | 42 | $57.7M | 3,679,373 | 4 | 14 | 10 | 0.0% |
| Q1 2023 | 42 | $50.3M | 3,230,780 | 3 | 9 | 15 | 0.0% |
| Q4 2022 | 39 | $56.5M | 3,505,577 | 4 | 8 | 12 | 0.0% |
| Q3 2022 | 45 | $56.1M | 3,740,342 | 1 | 13 | 15 | 0.0% |
| Q2 2022 | 49 | $58.5M | 3,734,535 | 4 | 13 | 14 | 0.0% |
| Q1 2022 | 52 | $63.0M | 3,505,804 | 10 | 14 | 14 | 0.0% |
| Q4 2021 | 44 | $61.5M | 3,304,302 | 2 | 15 | 13 | 0.0% |
| Q3 2021 | 44 | $54.4M | 3,181,026 | 4 | 14 | 15 | 0.0% |
| Q2 2021 | 46 | $53.7M | 2,963,471 | 3 | 13 | 13 | 0.0% |
| Q1 2021 | 51 | $51.6M | 3,120,501 | 3 | 11 | 22 | 0.0% |
| Q4 2020 | 56 | $50.7M | 3,330,774 | 5 | 18 | 16 | 0.0% |
| Q3 2020 | 56 | $45.1M | 3,384,944 | 10 | 18 | 14 | 0.0% |
| Q2 2020 | 49 | $44.1M | 3,433,032 | 7 | 15 | 14 | 0.0% |
| Q1 2020 | 51 | $40.2M | 3,474,154 | 9 | 10 | 17 | 0.0% |
| Q4 2019 | 46 | $57.4M | 3,486,250 | 5 | 15 | 7 | 0.0% |
| Q3 2019 | 43 | $45.8M | 2,969,434 | 4 | 9 | 15 | 0.0% |
| Q2 2019 | 42 | $46.6M | 2,949,417 | 4 | 16 | 9 | 0.0% |
| Q1 2019 | 45 | $43.7M | 2,825,967 | 8 | 10 | 16 | 0.0% |
| Q4 2018 | 46 | $44.1M | 3,143,320 | 0 | 1 | 2 | 0.0% |