SPECTRUM PHARMACEUTICALS INC (SPPI)
Institutional ownership reported to the SEC as of Q2 2023, across 19 quarters.
65
Reporting holders
$49.9M
Reported value
1.2%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC | $19.2M | 20,000,000 | 0.28% | 12q | +19.8%+$3.2M |
| VANGUARD GROUP INC | $8.2M | 8,580,357 | 0.00% | 19q | -2.2%-$189.4K |
| KENNEDY CAPITAL MANAGEMENT LLC | $4.7M | 4,881,037 | 0.11% | new | NEW |
| BlackRock Inc. | $3.3M | 3,482,697 | 0.00% | 19q | +1.0%+$32.9K |
| Ergoteles LLC | $2.2M | 2,329,817 | 0.11% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $1.7M | 1,783,701 | 0.00% | 19q | +1.5%+$25.2K |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $1.3M | 1,378,422 | 0.01% | new | NEW |
| MORGAN STANLEY | $1.1M | 1,107,825 | 0.00% | 23q | -3.3%-$36.8K |
| Crystalline Management Inc. | $1.0M | 1,063,056 | 0.72% | new | NEW |
| Sargent Investment Group, LLC | $936.6K | 975,600 | 0.23% | 19q | -11.7%-$123.8K |
| ALETHEA CAPITAL MANAGEMENT, LLC | $720.4K | 750,465 | 0.77% | 14q | -4.8%-$36.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $692.5K | 243,555 | 0.00% | 19q | -40.2%-$465.4K |
| STATE STREET CORP | $588.5K | 612,969 | 0.00% | 19q | -9.2%-$59.9K |
| Beryl Capital Management LLC | $488.0K | 508,304 | 0.12% | new | NEW |
| US BANCORP \DE\ | $373.6K | 389,142 | 0.00% | 5q | HELD |
| MILLENNIUM MANAGEMENT LLC | $373.5K | 389,020 | 0.00% | 9q | -46.4%-$323.7K |
| DIMENSIONAL FUND ADVISORS LP | $356.8K | 371,752 | 0.00% | 19q | HELD |
| WELLS FARGO & COMPANY/MN | $351.3K | 365,931 | 0.00% | 19q | -1.3%-$4.5K |
| NORTHERN TRUST CORP | $298.6K | 311,003 | 0.00% | 19q | -12.1%-$41.2K |
| JANE STREET GROUP, LLC | $183.7K | 191,359 | 0.00% | 9q | +345.8%+$142.5K |
| Diametric Capital, LP | $140.2K | 146,061 | 0.06% | new | NEW |
| XTX Topco Ltd | $138.8K | 144,593 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $113.0K | 100 | 0.00% | 19q | HELD |
| Tekla Capital Management LLC | $110.1K | 114,670 | 0.00% | 19q | HELD |
| Sonora Investment Management Group, LLC | $98.9K | 103,000 | 0.01% | 7q | HELD |
| Leonteq Securities AG | $96.0K | 100,000 | 0.00% | 2q | HELD |
| BANK OF AMERICA CORP /DE/ | $93.9K | 97,803 | 0.00% | 19q | -66.8%-$188.8K |
| GROUP ONE TRADING, L.P. | $90.0K | 68,632 | 0.00% | 16q | -48.7%-$85.4K |
| OSAIC HOLDINGS, INC. | $85.2K | 88,774 | 0.00% | 14q | -0.5% |
| Bank of New York Mellon Corp | $85.0K | 88,504 | 0.00% | 19q | HELD |
| FRANKLIN RESOURCES INC | $79.7K | 83,012 | 0.00% | 8q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $79.4K | 82,687 | 0.00% | 4q | HELD |
| Qube Research & Technologies Ltd | $61.6K | 64,122 | 0.00% | new | NEW |
| GTS SECURITIES LLC | $49.1K | 51,109 | 0.00% | new | FIRST |
| PRELUDE CAPITAL MANAGEMENT, LLC | $45.0K | 46,889 | 0.00% | new | NEW |
| PRUDENTIAL FINANCIAL INC | $43.4K | 45,200 | 0.00% | new | NEW |
| Sheaff Brock Investment Advisors, LLC | $36.7K | 38,200 | 0.00% | 8q | -19.1%-$8.6K |
| Engineers Gate Manager LP | $27.2K | 28,324 | 0.00% | 7q | HELD |
| Raymond James Financial Services Advisors, Inc. | $20.0K | 20,812 | 0.00% | 16q | +63.8%+$7.8K |
| MCDONALD PARTNERS LLC | $19.4K | 20,199 | 0.01% | 6q | -41.0%-$13.5K |
| VICTORY CAPITAL MANAGEMENT INC | $19.2K | 20,024 | 0.00% | 16q | -2.3% |
| GOLDMAN SACHS GROUP INC | $18.3K | 19,106 | 0.00% | 19q | -1.6% |
| Creative Planning | $15.8K | 16,432 | 0.00% | 15q | HELD |
| Lido Advisors, LLC | $14.4K | 15,000 | 0.00% | new | NEW |
| CM WEALTH ADVISORS LLC | $14.3K | 13,890 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $13.4K | 14,000 | 0.00% | 11q | HELD |
| FMR LLC | $12.4K | 12,941 | 0.00% | 3q | +35.8%+$3.3K |
| Foundations Investment Advisors, LLC | $9.6K | 10,003 | 0.00% | 3q | HELD |
| Northeast Financial Consultants Inc | $9.6K | 10,000 | 0.00% | 19q | HELD |
| MISSION WEALTH MANAGEMENT, LP | $9.6K | 10,000 | 0.00% | 19q | HELD |
| Arista Wealth Management, LLC | $9.6K | 10,000 | 0.00% | 3q | HELD |
| NWF Advisory Services Inc. | $9.6K | 10,000 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $3.8K | 3,924 | 0.00% | 19q | HELD |
| UBS Group AG | $3.6K | 3,725 | 0.00% | 19q | +9.5% |
| RHUMBLINE ADVISERS | $3.5K | 3,600 | 0.00% | new | NEW |
| ACADIAN ASSET MANAGEMENT LLC | $2.8K | 2,906,092 | 0.01% | 7q | -21.7% |
| Key Financial Inc | $2.4K | 2,500 | 0.00% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $2.2K | 2,250 | 0.00% | 13q | HELD |
| Tower Research Capital LLC (TRC) | $1.7K | 1,759 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $1.5K | 1,600 | 0.00% | 24q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $1.4K | 1,417,567 | 0.00% | 19q | +46.5% |
| Allworth Financial LP | $1.3K | 1,390 | 0.00% | 3q | HELD |
| HGC Investment Management Inc. | $1.0K | 1,045,155 | 0.36% | new | NEW |
| Focused Wealth Management, Inc | $768 | 800 | 0.00% | 3q | HELD |
| CM Management, LLC | $768 | 800,000 | 0.75% | 11q | +18.5% |
| THOMPSON SIEGEL & WALMSLEY LLC | $485 | 505,024 | 0.01% | new | NEW |
| PenderFund Capital Management Ltd. | $424 | 333,220 | 0.13% | new | NEW |
| UMB Bank, n.a. | $192 | 200 | 0.00% | 2q | HELD |
| SIMPLEX TRADING, LLC | $180 | 12,547 | 0.00% | 9q | HELD |
| BNP PARIBAS ARBITRAGE, SNC | $177 | 184 | 0.00% | 19q | +581.5% |
| Virtu Financial LLC | $152 | 157,908 | 0.01% | 2q | +144.8% |
| Janney Montgomery Scott LLC | $137 | 143,186 | 0.00% | 2q | HELD |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $41 | 42,193 | 0.00% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $28 | 28,305 | 0.00% | 19q | HELD |
| Tradition Wealth Management, LLC | $5 | 5,148 | 0.00% | 2q | HELD |
| Lindbrook Capital, LLC | $1 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 65 | $49.9M | 51,332,032 | 14 | 8 | 16 | 1.2% |
| Q1 2023 | 61 | $29.1M | 38,230,019 | 7 | 15 | 13 | 1.5% |
| Q4 2022 | 58 | $13.9M | 37,098,866 | 8 | 9 | 17 | 1.8% |
| Q3 2022 | 71 | $23.2M | 52,593,102 | 16 | 16 | 24 | 2.5% |
| Q2 2022 | 81 | $46.1M | 58,454,843 | 18 | 19 | 22 | 1.1% |
| Q1 2022 | 92 | $92.5M | 71,384,680 | 13 | 15 | 44 | 0.6% |
| Q4 2021 | 132 | $126.9M | 99,375,814 | 24 | 31 | 46 | 0.5% |
| Q3 2021 | 142 | $231.0M | 105,132,124 | 15 | 39 | 41 | 0.7% |
| Q2 2021 | 152 | $392.3M | 104,169,934 | 22 | 64 | 33 | 0.5% |
| Q1 2021 | 145 | $331.0M | 101,181,585 | 9 | 43 | 49 | 0.3% |
| Q4 2020 | 159 | $343.9M | 100,349,621 | 14 | 55 | 39 | 0.5% |
| Q3 2020 | 155 | $382.8M | 93,560,141 | 18 | 79 | 27 | 0.3% |
| Q2 2020 | 155 | $251.6M | 73,423,907 | 24 | 56 | 34 | 0.2% |
| Q1 2020 | 148 | $168.7M | 71,583,413 | 20 | 43 | 44 | 0.4% |
| Q4 2019 | 171 | $299.7M | 79,157,583 | 28 | 45 | 52 | 3.9% |
| Q3 2019 | 165 | $725.7M | 85,340,218 | 22 | 68 | 35 | 2.4% |
| Q2 2019 | 163 | $805.5M | 91,439,527 | 15 | 81 | 28 | 2.3% |
| Q1 2019 | 172 | $884.2M | 82,484,284 | 19 | 74 | 37 | 0.3% |
| Q4 2018 | 172 | $769.2M | 87,658,237 | 6 | 4 | 1 | 0.3% |