SPECTRUM PHARMACEUTICALS INC (SPPI)
Institutional ownership reported to the SEC as of Q2 2023, across 19 quarters.
76
Reporting holders
$57.2M
Reported value
1.1%
Calls
0.3%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC | $19.2M | 20,000,000 | 0.28% | 12q | +19.8%+$3.2M |
| VANGUARD GROUP INC | $8.2M | 8,580,357 | 0.00% | 19q | -2.2%-$189.4K |
| KENNEDY CAPITAL MANAGEMENT LLC | $4.7M | 4,881,037 | 0.11% | new | NEW |
| BlackRock Inc. | $3.3M | 3,482,697 | 0.00% | 19q | +1.0%+$32.9K |
| ACADIAN ASSET MANAGEMENT LLC | $2.8M | 2,906,092 | 0.01% | 7q | -21.7%-$773.6K |
| Ergoteles LLC | $2.2M | 2,329,817 | 0.11% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $1.7M | 1,783,701 | 0.00% | 19q | +1.5%+$25.2K |
| RENAISSANCE TECHNOLOGIES LLC | $1.4M | 1,417,567 | 0.00% | 19q | +46.5%+$432.2K |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $1.3M | 1,378,422 | 0.01% | new | NEW |
| MORGAN STANLEY | $1.1M | 1,107,825 | 0.00% | 23q | -3.3%-$36.8K |
| Crystalline Management Inc. | $1.0M | 1,063,056 | 0.72% | new | NEW |
| HGC Investment Management Inc. | $1.0M | 1,045,155 | 0.36% | new | NEW |
| Sargent Investment Group, LLC | $936.6K | 975,600 | 0.23% | 19q | -11.7%-$123.8K |
| CM Management, LLC | $768.0K | 800,000 | 0.75% | 11q | +18.5%+$120.0K |
| ALETHEA CAPITAL MANAGEMENT, LLC | $720.4K | 750,465 | 0.77% | 14q | -4.8%-$36.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $692.5K | 243,555 | 0.00% | 19q | -40.2%-$465.4K |
| STATE STREET CORP | $588.5K | 612,969 | 0.00% | 19q | -9.2%-$59.9K |
| Beryl Capital Management LLC | $488.0K | 508,304 | 0.12% | new | NEW |
| THOMPSON SIEGEL & WALMSLEY LLC | $485.0K | 505,024 | 0.01% | new | NEW |
| PenderFund Capital Management Ltd. | $424.0K | 333,220 | 0.13% | new | NEW |
| US BANCORP \DE\ | $373.6K | 389,142 | 0.00% | 5q | HELD |
| MILLENNIUM MANAGEMENT LLC | $373.5K | 389,020 | 0.00% | 9q | -46.4%-$323.7K |
| DIMENSIONAL FUND ADVISORS LP | $356.8K | 371,752 | 0.00% | 19q | HELD |
| WELLS FARGO & COMPANY/MN | $351.3K | 365,931 | 0.00% | 19q | -1.3%-$4.5K |
| NORTHERN TRUST CORP | $298.6K | 311,003 | 0.00% | 19q | -12.1%-$41.2K |
| JANE STREET GROUP, LLC | $183.7K | 191,359 | 0.00% | 9q | +345.8%+$142.5K |
| SIMPLEX TRADING, LLC | $180.0K | 12,547 | 0.00% | 9q | HELD |
| Virtu Financial LLC | $152.0K | 157,908 | 0.01% | 2q | +144.8%+$89.9K |
| Diametric Capital, LP | $140.2K | 146,061 | 0.06% | new | NEW |
| XTX Topco Ltd | $138.8K | 144,593 | 0.02% | new | NEW |
| Janney Montgomery Scott LLC | $137.0K | 143,186 | 0.00% | 2q | HELD |
| CITADEL ADVISORS LLC | $113.0K | 100 | 0.00% | 19q | HELD |
| Tekla Capital Management LLC | $110.1K | 114,670 | 0.00% | 19q | HELD |
| Sonora Investment Management Group, LLC | $98.9K | 103,000 | 0.01% | 7q | HELD |
| Leonteq Securities AG | $96.0K | 100,000 | 0.00% | 2q | HELD |
| BANK OF AMERICA CORP /DE/ | $93.9K | 97,803 | 0.00% | 19q | -66.8%-$188.8K |
| GROUP ONE TRADING, L.P. | $90.0K | 68,632 | 0.00% | 16q | -48.7%-$85.4K |
| OSAIC HOLDINGS, INC. | $85.2K | 88,774 | 0.00% | 14q | -0.5% |
| Bank of New York Mellon Corp | $85.0K | 88,504 | 0.00% | 19q | HELD |
| FRANKLIN RESOURCES INC | $79.7K | 83,012 | 0.00% | 8q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $79.4K | 82,687 | 0.00% | 4q | HELD |
| Qube Research & Technologies Ltd | $61.6K | 64,122 | 0.00% | new | NEW |
| GTS SECURITIES LLC | $49.1K | 51,109 | 0.00% | new | FIRST |
| PRELUDE CAPITAL MANAGEMENT, LLC | $45.0K | 46,889 | 0.00% | new | NEW |
| PRUDENTIAL FINANCIAL INC | $43.4K | 45,200 | 0.00% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $41.0K | 42,193 | 0.00% | new | NEW |
| Sheaff Brock Investment Advisors, LLC | $36.7K | 38,200 | 0.00% | 8q | -19.1%-$8.6K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $28.0K | 28,305 | 0.00% | 19q | HELD |
| Engineers Gate Manager LP | $27.2K | 28,324 | 0.00% | 7q | HELD |
| Raymond James Financial Services Advisors, Inc. | $20.0K | 20,812 | 0.00% | 16q | +63.8%+$7.8K |
| MCDONALD PARTNERS LLC | $19.4K | 20,199 | 0.01% | 6q | -41.0%-$13.5K |
| VICTORY CAPITAL MANAGEMENT INC | $19.2K | 20,024 | 0.00% | 16q | -2.3% |
| GOLDMAN SACHS GROUP INC | $18.3K | 19,106 | 0.00% | 19q | -1.6% |
| Creative Planning | $15.8K | 16,432 | 0.00% | 15q | HELD |
| Lido Advisors, LLC | $14.4K | 15,000 | 0.00% | new | NEW |
| CM WEALTH ADVISORS LLC | $14.3K | 13,890 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $13.4K | 14,000 | 0.00% | 11q | HELD |
| FMR LLC | $12.4K | 12,941 | 0.00% | 3q | +35.8%+$3.3K |
| Foundations Investment Advisors, LLC | $9.6K | 10,003 | 0.00% | 3q | HELD |
| Northeast Financial Consultants Inc | $9.6K | 10,000 | 0.00% | 19q | HELD |
| MISSION WEALTH MANAGEMENT, LP | $9.6K | 10,000 | 0.00% | 19q | HELD |
| Arista Wealth Management, LLC | $9.6K | 10,000 | 0.00% | 3q | HELD |
| NWF Advisory Services Inc. | $9.6K | 10,000 | 0.00% | 2q | HELD |
| Tradition Wealth Management, LLC | $5.0K | 5,148 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $3.8K | 3,924 | 0.00% | 19q | HELD |
| UBS Group AG | $3.6K | 3,725 | 0.00% | 19q | +9.5% |
| RHUMBLINE ADVISERS | $3.5K | 3,600 | 0.00% | new | NEW |
| Key Financial Inc | $2.4K | 2,500 | 0.00% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $2.2K | 2,250 | 0.00% | 13q | HELD |
| Tower Research Capital LLC (TRC) | $1.7K | 1,759 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $1.5K | 1,600 | 0.00% | 24q | HELD |
| Allworth Financial LP | $1.3K | 1,390 | 0.00% | 3q | HELD |
| Focused Wealth Management, Inc | $768 | 800 | 0.00% | 3q | HELD |
| UMB Bank, n.a. | $192 | 200 | 0.00% | 2q | HELD |
| BNP PARIBAS ARBITRAGE, SNC | $177 | 184 | 0.00% | 19q | +581.5% |
| Lindbrook Capital, LLC | $1 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 76 | $57.2M | 58,728,377 | 19 | 11 | 17 | 1.3% |
| Q1 2023 | 70 | $34.0M | 44,576,442 | 11 | 16 | 16 | 1.7% |
| Q4 2022 | 70 | $17.2M | 45,725,256 | 8 | 12 | 23 | 2.1% |
| Q3 2022 | 71 | $23.2M | 52,593,102 | 16 | 16 | 24 | 2.5% |
| Q2 2022 | 81 | $46.1M | 58,454,843 | 18 | 19 | 22 | 1.1% |
| Q1 2022 | 92 | $92.5M | 71,384,680 | 13 | 15 | 44 | 0.6% |
| Q4 2021 | 132 | $126.9M | 99,375,814 | 24 | 31 | 46 | 0.5% |
| Q3 2021 | 142 | $231.0M | 105,132,124 | 15 | 39 | 41 | 0.7% |
| Q2 2021 | 152 | $392.3M | 104,169,934 | 22 | 64 | 33 | 0.5% |
| Q1 2021 | 145 | $331.0M | 101,181,585 | 9 | 43 | 49 | 0.3% |
| Q4 2020 | 159 | $343.9M | 100,349,621 | 14 | 55 | 39 | 0.5% |
| Q3 2020 | 155 | $382.8M | 93,560,141 | 18 | 79 | 27 | 0.3% |
| Q2 2020 | 155 | $251.6M | 73,423,907 | 24 | 56 | 34 | 0.2% |
| Q1 2020 | 148 | $168.7M | 71,583,413 | 20 | 43 | 44 | 0.4% |
| Q4 2019 | 171 | $299.7M | 79,157,583 | 28 | 45 | 52 | 3.9% |
| Q3 2019 | 165 | $725.7M | 85,340,218 | 22 | 68 | 35 | 2.4% |
| Q2 2019 | 163 | $805.5M | 91,439,527 | 15 | 81 | 28 | 2.3% |
| Q1 2019 | 172 | $884.2M | 82,484,284 | 19 | 74 | 37 | 0.3% |
| Q4 2018 | 172 | $769.2M | 87,658,237 | 6 | 4 | 1 | 0.3% |