SPECIAL OPPORTUNITIES FD INC (SPE)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
46
Reporting holders
$43.5M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Focus Partners Wealth | $16.8M | 1,245,185 | 0.02% | 3q | -6.8%-$1.2M |
| Shaker Financial Services, LLC | $9.0M | 664,992 | 2.81% | 16q | +78.7%+$3.9M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $4.8M | 356,979 | 0.60% | 31q | +21.1%+$836.3K |
| CSS LLC/IL | $1.7M | 122,529 | 0.06% | 31q | +3.2%+$50.9K |
| SCOTIA CAPITAL INC. | $1.5M | 108,784 | 0.01% | 31q | -1.1%-$17.0K |
| Advisors Asset Management, Inc. | $1.4M | 106,335 | 0.02% | 6q | -0.9%-$12.4K |
| MORGAN STANLEY | $1.3M | 96,684 | 0.00% | 35q | +6.5%+$79.8K |
| GatePass Capital, LLC | $772.8K | 57,374 | 0.29% | 7q | -49.2%-$747.4K |
| FIRST MANHATTAN CO. LLC. | $596.5K | 44,280 | 0.00% | 31q | HELD |
| OPPENHEIMER & CO INC | $491.5K | 36,489 | 0.01% | 7q | +70.7%+$203.6K |
| RAYMOND JAMES FINANCIAL INC | $458.7K | 34,054 | 0.00% | 7q | +6.3%+$27.1K |
| LANARK FINANCIAL, INC. | $359.2K | 26,664 | 0.02% | 12q | +60.1%+$134.8K |
| Permanent Capital Management, LP | $297.9K | 22,114 | 0.04% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $294.4K | 21,854 | 0.00% | 9q | +34.8%+$76.0K |
| Cetera Investment Advisers | $275.4K | 20,443 | 0.00% | 6q | +2.9%+$7.7K |
| GUGGENHEIM CAPITAL LLC | $275.0K | 20,419 | 0.00% | 4q | -1.7%-$4.8K |
| OSAIC HOLDINGS, INC. | $258.4K | 19,187 | 0.00% | 26q | -0.5%-$1.4K |
| Sowell Financial Services LLC | $241.6K | 17,933 | 0.01% | 12q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $233.7K | 17,348 | 0.01% | 20q | -78.9%-$871.8K |
| TrueMark Investments, LLC | $233.7K | 17,348 | 0.03% | 4q | +7.0%+$15.4K |
| LEAVELL INVESTMENT MANAGEMENT, INC. | $226.3K | 16,800 | 0.01% | new | NEW |
| Ancora Advisors LLC | $218.9K | 16,250 | 0.00% | 31q | -29.0%-$89.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $207.9K | 15,435 | 0.00% | 3q | +30.6%+$48.7K |
| Live Oak Private Wealth LLC | $206.5K | 15,333 | 0.03% | 14q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $195.2K | 14,490 | 0.00% | 4q | -84.8%-$1.1M |
| PATRON PARTNERS, LLC | $192.3K | 14,274 | 0.07% | 10q | HELD |
| NWF Advisory Services Inc. | $183.3K | 13,606 | 0.02% | 6q | -4.4%-$8.5K |
| HARBOUR INVESTMENTS, INC. | $175.1K | 13,000 | 0.00% | 20q | -22.7%-$51.4K |
| XTX Topco Ltd | $148.0K | 10,990 | 0.00% | new | NEW |
| Detalus Advisors, LLC | $145.8K | 10,823 | 0.03% | 2q | +3.6%+$5.1K |
| PMG Family Office LLC | $136.5K | 10,137 | 0.13% | new | NEW |
| ROYAL BANK OF CANADA | $71.0K | 5,250 | 0.00% | 31q | +133.3%+$40.6K |
| UBS Group AG | $69.5K | 5,163 | 0.00% | 31q | HELD |
| Global Retirement Partners, LLC | $49.9K | 3,705 | 0.00% | 5q | +9.5%+$4.3K |
| NewEdge Advisors, LLC | $30.5K | 2,262 | 0.00% | new | NEW |
| WINMILL & CO. INC | $28.2K | 2,093 | 0.01% | 25q | HELD |
| Keating Financial Advisory Services, Inc. | $23.3K | 1,730 | 0.00% | 3q | -69.2%-$52.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $16.0K | 1,185 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $12.4K | 918 | 0.00% | 4q | HELD |
| WELLS FARGO & COMPANY/MN | $11.9K | 887 | 0.00% | 31q | -96.0%-$288.9K |
| EASTERN BANK | $10.1K | 750 | 0.00% | 6q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.8K | 206 | 0.00% | 4q | HELD |
| FIRST HORIZON CORP | $1.4K | 103 | 0.00% | new | NEW |
| CVA Family Office, LLC | $525 | 39 | 0.00% | 11q | HELD |
| Indiana Trust & Investment Management Co | $350 | 26 | 0.00% | 3q | HELD |
| Aspect Partners, LLC | $135 | 10 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 46 | $43.5M | 3,232,460 | 8 | 14 | 13 | 0.0% |
| Q1 2026 | 42 | $42.9M | 3,117,533 | 4 | 29 | 8 | 0.0% |
| Q4 2025 | 44 | $46.2M | 3,127,065 | 4 | 13 | 10 | 0.0% |
| Q3 2025 | 40 | $48.5M | 3,129,040 | 8 | 11 | 9 | 0.0% |
| Q2 2025 | 34 | $45.2M | 2,920,112 | 1 | 11 | 7 | 0.0% |
| Q1 2025 | 35 | $43.7M | 2,911,003 | 7 | 9 | 9 | 0.0% |
| Q4 2024 | 38 | $45.7M | 3,121,663 | 10 | 4 | 10 | 0.0% |
| Q3 2024 | 34 | $43.1M | 3,114,040 | 5 | 8 | 7 | 0.0% |
| Q2 2024 | 33 | $20.6M | 1,579,431 | 2 | 5 | 16 | 0.0% |
| Q1 2024 | 34 | $45.4M | 3,671,956 | 4 | 8 | 11 | 0.0% |
| Q4 2023 | 34 | $44.5M | 3,753,432 | 6 | 9 | 11 | 0.0% |
| Q3 2023 | 34 | $40.2M | 3,679,394 | 5 | 11 | 9 | 0.0% |
| Q2 2023 | 33 | $41.5M | 3,700,114 | 1 | 10 | 12 | 0.0% |
| Q1 2023 | 33 | $59.8M | 5,467,359 | 4 | 9 | 9 | 0.0% |
| Q4 2022 | 32 | $43.6M | 3,821,178 | 5 | 13 | 10 | 0.0% |
| Q3 2022 | 32 | $43.8M | 3,952,313 | 3 | 7 | 11 | 0.0% |
| Q2 2022 | 34 | $53.0M | 4,173,798 | 3 | 15 | 11 | 0.0% |
| Q1 2022 | 32 | $26.3M | 1,749,576 | 2 | 7 | 13 | 0.0% |
| Q4 2021 | 42 | $94.0M | 6,088,354 | 4 | 8 | 18 | 0.0% |
| Q3 2021 | 38 | $99.9M | 6,501,833 | 3 | 14 | 7 | 0.0% |
| Q2 2021 | 41 | $85.5M | 5,633,977 | 10 | 10 | 11 | 0.0% |
| Q1 2021 | 34 | $59.0M | 4,023,150 | 5 | 13 | 5 | 0.0% |
| Q4 2020 | 33 | $53.8M | 3,824,320 | 4 | 6 | 13 | 0.0% |
| Q3 2020 | 28 | $47.7M | 3,858,422 | 1 | 8 | 6 | 0.0% |
| Q2 2020 | 28 | $44.5M | 3,948,392 | 2 | 7 | 10 | 0.0% |
| Q1 2020 | 28 | $39.8M | 4,304,010 | 5 | 11 | 4 | 0.0% |
| Q4 2019 | 27 | $62.1M | 4,212,406 | 0 | 7 | 10 | 0.0% |
| Q3 2019 | 26 | $59.2M | 4,157,364 | 2 | 7 | 8 | 0.0% |
| Q2 2019 | 24 | $57.6M | 4,191,163 | 1 | 13 | 3 | 0.0% |
| Q1 2019 | 27 | $54.8M | 4,074,430 | 6 | 5 | 8 | 0.0% |
| Q4 2018 | 27 | $48.7M | 4,081,161 | 0 | 1 | 2 | 0.0% |