SORL AUTO PTS INC (SORL)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
16
Reporting holders
$5.0M
Reported value
7.2%
Calls
11.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GROUP ONE TRADING, L.P. | $1.6M | 266,616 | 0.01% | 2q | +117.6%+$885.2K |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $1.2M | 300,387 | 0.03% | 6q | -7.7%-$103.8K |
| GAMCO INVESTORS, INC. ET AL | $394.0K | 95,000 | 0.00% | 6q | HELD |
| GABELLI FUNDS LLC | $394.0K | 95,000 | 0.00% | 6q | -5.0%-$20.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $392.0K | 55,336 | 0.00% | 6q | HELD |
| CITADEL ADVISORS LLC | $274.0K | 45,686 | 0.00% | 6q | +24.2%+$53.5K |
| BANK OF MONTREAL /CAN/ | $264.0K | 32,800 | 0.00% | new | NEW |
| Skandinaviska Enskilda Banken AB (publ) | $118.0K | 28,433 | 0.00% | 2q | -60.6%-$181.5K |
| WOLVERINE TRADING, LLC | $73.0K | 17,910 | 0.00% | 2q | -26.6%-$26.5K |
| OXFORD ASSET MANAGEMENT LLP | $55.0K | 13,238 | 0.01% | new | NEW |
| Allianz Asset Management GmbH | $54.0K | 12,972 | 0.00% | 11q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $47.0K | 11,413 | 0.00% | new | NEW |
| UBS Group AG | $21.0K | 5,086 | 0.00% | new | NEW |
| BlackRock Inc. | $20.0K | 4,796 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $15.0K | 3,822 | 0.00% | 6q | -1.8% |
| MORGAN STANLEY | $2.0K | 500 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 16 | $5.0M | 988,995 | 5 | 2 | 5 | 18.3% |
| Q4 2019 | 16 | $5.5M | 983,292 | 6 | 1 | 4 | 20.2% |
| Q3 2019 | 14 | $3.3M | 775,805 | 1 | 1 | 5 | 24.7% |
| Q2 2019 | 15 | $6.8M | 1,299,833 | 0 | 5 | 4 | 33.4% |
| Q1 2019 | 17 | $5.0M | 1,048,101 | 1 | 6 | 2 | 39.6% |
| Q4 2018 | 19 | $3.5M | 1,029,276 | 2 | 0 | 1 | 45.4% |