ALPS ETF TR (SMTH)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
82
Reporting holders
$2.3B
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.3B | 49,724,983 | 2.10% | 10q | +18.2%+$193.3M |
| Annex Advisory Services, LLC | $237.8M | 9,237,012 | 4.06% | 10q | +14.6%+$30.4M |
| SHUFRO ROSE & CO LLC | $136.4M | 5,299,519 | 7.83% | 7q | +3.8%+$5.0M |
| Trilogy Capital Inc. | $107.7M | 4,184,387 | 4.18% | 3q | +115.3%+$57.7M |
| Stratos Investment Management, LLC | $84.4M | 3,279,310 | 3.05% | 11q | -4.3%-$3.8M |
| Bank of New York Mellon Corp | $58.1M | 2,257,775 | 0.01% | 6q | +2.2%+$1.3M |
| Lineweaver Wealth Advisors, LLC | $40.7M | 1,579,639 | 4.81% | 9q | +7.8%+$2.9M |
| BANK OF AMERICA CORP /DE/ | $37.1M | 1,441,110 | 0.00% | 2q | +1140.2%+$34.1M |
| Hamilton Wealth, LLC | $34.4M | 1,336,672 | 6.30% | 9q | -49.6%-$33.9M |
| LEVEL FOUR ADVISORY SERVICES, LLC | $32.3M | 1,255,537 | 0.91% | 5q | +1.4%+$447.7K |
| Meridian Wealth Management, LLC | $23.8M | 923,625 | 0.73% | 3q | +8.0%+$1.8M |
| Vise Technologies, Inc. | $20.4M | 790,997 | 0.23% | 6q | +70.2%+$8.4M |
| ADAPT WEALTH ADVISORS, LLC | $17.6M | 682,887 | 5.75% | 9q | -5.4%-$994.7K |
| Traction Financial Partners, LLC | $17.4M | 677,300 | 9.26% | 6q | HELD |
| Principle Wealth Partners LLC | $16.5M | 642,470 | 0.82% | 11q | -5.0%-$877.6K |
| NorthCrest Asset Manangement, LLC | $14.3M | 557,618 | 0.37% | 9q | +5.2%+$703.6K |
| Guardian Financial Partners, LLC | $13.6M | 529,672 | 5.31% | 10q | +6.9%+$875.7K |
| SENTINEL PENSION ADVISORS, LLC | $12.3M | 481,227 | 1.61% | 5q | +10.0%+$1.1M |
| World Investment Advisors | $11.2M | 436,043 | 0.19% | 9q | HELD |
| Old Port Advisors | $11.1M | 431,023 | 2.19% | 7q | +11.7%+$1.2M |
| Ethos Financial Group, LLC | $10.9M | 424,943 | 0.73% | 6q | +42.4%+$3.3M |
| Prasad Wealth Partners, LLC | $9.8M | 378,849 | 2.35% | 7q | -5.1%-$528.3K |
| Sovereign Investment Advisors, LLC | $9.6M | 373,742 | 1.81% | 8q | HELD |
| Gallacher Capital Management LLC | $8.0M | 309,268 | 4.46% | 8q | -18.5%-$1.8M |
| NIXON PEABODY TRUST CO | $7.9M | 306,809 | 0.56% | 6q | +6.1%+$451.8K |
| Tenzing Financial LLC | $7.5M | 291,152 | 5.14% | 3q | -0.6%-$44.4K |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | $7.3M | 284,270 | 3.44% | 3q | +30.2%+$1.7M |
| Spectrum Investment Advisors, Inc. | $6.3M | 246,241 | 2.59% | 7q | +26.6%+$1.3M |
| Riverbend Wealth Management, LLC | $4.4M | 169,716 | 2.19% | 7q | -12.6%-$629.6K |
| RAYMOND JAMES FINANCIAL INC | $4.1M | 159,183 | 0.00% | 6q | +12.5%+$456.2K |
| LPL Financial LLC | $3.4M | 131,627 | 0.00% | 9q | -2.6%-$88.9K |
| ALPS ADVISORS INC | $3.4M | 131,117 | 0.02% | 7q | -11.1%-$422.1K |
| Blue Line Capital, LLC / IL | $2.8M | 107,187 | 2.30% | 3q | +22.7%+$510.6K |
| Crestwood Advisors Group, LLC | $2.8M | 107,036 | 0.04% | 5q | +17.4%+$408.6K |
| FIRST FOUNDATION ADVISORS | $2.7M | 104,582 | 0.10% | 7q | -8.7%-$257.7K |
| CITADEL ADVISORS LLC | $2.5M | 96,686 | 0.00% | 10q | +2.3%+$55.1K |
| Fermata Advisors, LLC | $2.1M | 80,196 | 0.42% | 10q | -2.6%-$56.0K |
| Arsenal Capital Advisors LLC | $1.8M | 69,082 | 1.05% | 3q | -12.7%-$259.4K |
| Tidal Investments LLC | $1.7M | 66,900 | 0.00% | 3q | +9.9%+$155.2K |
| MGO ONE SEVEN LLC | $1.7M | 64,514 | 0.03% | new | NEW |
| Wealth Enhancement Trust Services, Inc. | $1.5M | 58,029 | 0.09% | 3q | +89.9%+$711.1K |
| JPMORGAN CHASE & CO | $1.5M | 56,672 | 0.00% | 7q | +42.6%+$437.6K |
| WELLS FARGO & COMPANY/MN | $892.6K | 34,679 | 0.00% | 6q | -73.3%-$2.5M |
| ENVESTNET ASSET MANAGEMENT INC | $882.6K | 34,290 | 0.00% | 2q | -0.9%-$7.9K |
| Legacy Capital Wealth Partners, LLC | $865.6K | 33,627 | 0.17% | 7q | HELD |
| Integras Partners LLC | $744.2K | 28,913 | 0.41% | new | NEW |
| G&S Capital LLC | $744.1K | 28,910 | 0.22% | 6q | -25.5%-$254.9K |
| Apollon Wealth Management, LLC | $661.5K | 25,700 | 0.01% | 8q | -3.8%-$26.3K |
| Concurrent Investment Advisors, LLC | $624.9K | 24,278 | 0.01% | 3q | +59.9%+$234.0K |
| Coastal Bridge Advisors, LLC | $619.0K | 24,048 | 0.04% | 7q | HELD |
| OSAIC HOLDINGS, INC. | $602.6K | 23,410 | 0.00% | 11q | +1.1%+$6.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $598.7K | 23,260 | 0.00% | 11q | -5.2%-$33.1K |
| Signal Advisors Wealth, LLC | $577.7K | 22,444 | 0.03% | 2q | -60.4%-$881.2K |
| ROYAL BANK OF CANADA | $573.0K | 22,263 | 0.00% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $545.6K | 21,198 | 0.00% | 4q | +17.7%+$82.0K |
| Triumph Capital Management | $540.4K | 20,996 | 0.10% | 10q | -40.7%-$370.2K |
| Arax Advisory Partners | $513.3K | 19,942 | 0.00% | 3q | HELD |
| MORGAN STANLEY | $431.7K | 16,772 | 0.00% | 4q | -2.4%-$10.8K |
| Quantinno Capital Management LP | $415.5K | 16,142 | 0.00% | 2q | +101.3%+$209.1K |
| Kestra Advisory Services, LLC | $339.3K | 13,180 | 0.00% | 7q | -18.6%-$77.5K |
| Tribridge Partners Financial LLC | $324.4K | 12,791 | 0.13% | 5q | HELD |
| Summit Financial, LLC | $293.3K | 11,396 | 0.00% | 4q | +6.4%+$17.6K |
| Strategic Financial Concepts, LLC | $238.3K | 9,259 | 0.07% | 2q | -3.7%-$9.1K |
| STIFEL FINANCIAL CORP | $227.1K | 8,821 | 0.00% | 6q | -11.9%-$30.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $207.2K | 8,048 | 0.00% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $204.7K | 7,953 | 0.02% | new | NEW |
| FIFTH THIRD BANCORP | $192.7K | 7,486 | 0.00% | 2q | HELD |
| BlackRock, Inc. | $123.5K | 4,796 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $55.3K | 2,147 | 0.00% | new | NEW |
| Johnson Financial Group, Inc. | $53.7K | 2,087 | 0.00% | 2q | HELD |
| Family Capital Trust Co | $30.6K | 1,186 | 0.01% | 6q | +87.4%+$14.3K |
| Farther Finance Advisors, LLC | $28.2K | 1,095 | 0.00% | new | NEW |
| Thrivent Financial for Lutherans | $25.1K | 976,388 | 0.04% | 5q | +33.4%+$6.3K |
| FRANKLIN RESOURCES INC | $24.0K | 934 | 0.00% | 6q | HELD |
| AE Wealth Management LLC | $16.2K | 630 | 0.00% | 5q | HELD |
| Meramec Financial Planners, LLC | $15.8K | 624 | 0.01% | new | NEW |
| Signature Resources Capital Management, LLC | $10.7K | 414 | 0.00% | 2q | HELD |
| Operose Advisors LLC | $6.6K | 256 | 0.00% | 9q | HELD |
| FWL INVESTMENT MANAGEMENT, LLC | $4.6K | 178 | 0.00% | 8q | HELD |
| Golden State Wealth Management, LLC | $1.9K | 72 | 0.00% | new | NEW |
| ASSETMARK, INC | $1.4K | 56 | 0.00% | 4q | -41.7%-$1.0K |
| Allworth Financial LP | $927 | 36 | 0.00% | 3q | HELD |
| APPLETON PARTNERS INC/MA | $257 | 10,000 | 0.02% | new | NEW |
| Smartleaf Asset Management LLC | $129 | 5 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 82 | $2.3B | 90,280,929 | 10 | 31 | 25 | 0.0% |
| Q1 2026 | 81 | $2.0B | 78,439,245 | 14 | 39 | 15 | 0.0% |
| Q4 2025 | 78 | $2.3B | 87,985,876 | 12 | 33 | 16 | 0.0% |
| Q3 2025 | 68 | $2.0B | 76,651,273 | 13 | 33 | 9 | 0.0% |
| Q2 2025 | 60 | $1.8B | 70,291,013 | 9 | 31 | 13 | 0.0% |
| Q1 2025 | 58 | $1.6B | 61,189,284 | 18 | 27 | 7 | 0.0% |
| Q4 2024 | 45 | $1.3B | 50,250,713 | 18 | 12 | 9 | 0.0% |
| Q3 2024 | 27 | $961.2M | 36,355,573 | 5 | 14 | 7 | 0.0% |
| Q2 2024 | 23 | $756.9M | 29,727,538 | 11 | 8 | 4 | 0.0% |
| Q1 2024 | 15 | $647.0M | 25,210,352 | 10 | 4 | 1 | 0.0% |
| Q4 2023 | 5 | $95.4M | 3,669,825 | 5 | 0 | 0 | 0.0% |