ETF SER SOLUTIONS (SMIG)
Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.
62
Reporting holders
$946.2M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $342.0M | 10,425,025 | 0.02% | 14q | +3.2%+$10.7M |
| MORGAN STANLEY | $257.6M | 7,851,152 | 0.01% | 13q | +18.1%+$39.4M |
| ROYAL BANK OF CANADA | $77.2M | 2,352,255 | 0.01% | 19q | -1.6%-$1.2M |
| UBS Group AG | $49.0M | 1,493,573 | 0.01% | 8q | -9.8%-$5.3M |
| WELLS FARGO & COMPANY/MN | $24.5M | 747,940 | 0.00% | 5q | -39.4%-$15.9M |
| RAYMOND JAMES FINANCIAL INC | $21.5M | 654,984 | 0.01% | 7q | -10.2%-$2.4M |
| Sanctuary Advisors, LLC | $20.4M | 621,620 | 0.09% | 9q | +11.1%+$2.0M |
| Prime Capital Investment Advisors, LLC | $14.7M | 446,824 | 0.14% | 8q | +32.7%+$3.6M |
| LPL Financial LLC | $14.5M | 442,089 | 0.00% | 16q | HELD |
| STIFEL FINANCIAL CORP | $11.3M | 344,586 | 0.01% | 15q | +2.6%+$281.2K |
| US BANCORP \DE\ | $11.1M | 338,697 | 0.01% | 18q | +10.0%+$1.0M |
| TRUIST FINANCIAL CORP | $8.1M | 247,500 | 0.01% | 6q | +1.5%+$123.4K |
| FIFTH THIRD BANCORP | $8.0M | 243,529 | 0.01% | 19q | +6.6%+$493.4K |
| TWO SIGMA INVESTMENTS, LP | $7.5M | 228,500 | 0.01% | new | NEW |
| CASTLE WEALTH MANAGEMENT LLC | $7.0M | 214,231 | 2.08% | 13q | -2.8%-$199.6K |
| Joseph Group Capital Management | $6.7M | 203,388 | 1.40% | 5q | -1.0%-$70.2K |
| JPMORGAN CHASE & CO | $5.8M | 178,139 | 0.00% | 11q | +11.9%+$619.8K |
| Cetera Investment Advisers | $5.4M | 165,983 | 0.00% | 17q | -1.7%-$92.4K |
| Gotham Asset Management, LLC | $4.8M | 145,154 | 0.01% | 4q | HELD |
| Bank of New York Mellon Corp | $4.4M | 132,749 | 0.00% | 2q | -5.6%-$258.2K |
| Rockefeller Capital Management L.P. | $4.2M | 127,513 | 0.01% | 8q | +22.6%+$771.0K |
| Pine Valley Investments Ltd Liability Co | $4.0M | 120,600 | 0.16% | 13q | -65.4%-$7.5M |
| ENVESTNET ASSET MANAGEMENT INC | $3.8M | 116,553 | 0.00% | 15q | HELD |
| Equitable Holdings, Inc. | $3.5M | 106,795 | 0.02% | 5q | -23.2%-$1.1M |
| Heritage Wealth Management, Inc. | $2.8M | 85,820 | 0.70% | 9q | HELD |
| Waverly Advisors, LLC | $2.7M | 82,789 | 0.02% | 5q | HELD |
| Atria Investments, Inc | $2.4M | 74,000 | 0.02% | 3q | +0.5%+$12.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $2.3M | 71,135 | 0.03% | 8q | +1.6%+$37.4K |
| Wealthcare Advisory Partners LLC | $1.6M | 50,194 | 0.03% | 11q | -5.8%-$100.8K |
| &PARTNERS | $1.6M | 47,387 | 0.01% | 4q | -7.8%-$131.4K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $1.5M | 44,391 | 0.03% | 4q | +0.8%+$11.0K |
| Vestmark Advisory Solutions, Inc. | $1.5M | 44,392 | 0.01% | 3q | +1.1%+$16.0K |
| Wealth Dimensions Group, Ltd. | $1.4M | 41,775 | 0.25% | 6q | HELD |
| EdgeRock Capital LLC | $1.3M | 38,359 | 0.29% | 6q | +25.5%+$255.9K |
| MML INVESTORS SERVICES, LLC | $1.0M | 30,772 | 0.00% | 5q | +45.7%+$316.7K |
| Philadelphia Investment Partners, LLC | $919.3K | 28,016 | 0.57% | 2q | -0.7%-$6.8K |
| GOLDMAN SACHS GROUP INC | $888.2K | 27,072 | 0.00% | 2q | -79.8%-$3.5M |
| Baird Financial Group, Inc. | $863.8K | 26,326 | 0.00% | 4q | +1.3%+$11.2K |
| Darden Wealth Group Inc | $741.5K | 22,600 | 0.29% | new | NEW |
| TRANSCEND CAPITAL ADVISORS, LLC | $702.2K | 21,401 | 0.05% | 3q | -21.1%-$187.7K |
| Freestone Capital Holdings, LLC | $506.5K | 15,437 | 0.01% | new | NEW |
| PFG Investments, LLC | $503.8K | 15,356 | 0.02% | 7q | HELD |
| OpenArc Corporate Advisory, LLC | $502.7K | 15,321 | 0.01% | 2q | HELD |
| Concurrent Investment Advisors, LLC | $445.9K | 13,591 | 0.00% | new | NEW |
| PUREfi Wealth, LLC | $426.5K | 13,000 | 0.23% | 5q | HELD |
| Argentarii, LLC | $334.7K | 10,115 | 0.10% | 4q | +5.6%+$17.8K |
| Weaver Consulting Group | $313.3K | 9,550 | 0.06% | 9q | HELD |
| MCF Advisors LLC | $295.7K | 9,000 | 0.01% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $287.7K | 8,769 | 0.00% | 3q | -41.4%-$202.9K |
| Arkadios Wealth Advisors | $254.9K | 7,770 | 0.00% | 3q | +6.6%+$15.7K |
| Strait & Sound Wealth Management LLC | $222.2K | 6,772 | 0.08% | new | NEW |
| ORBA Wealth Advisors, L.L.C. | $215.1K | 6,557 | 0.18% | new | NEW |
| Stratos Wealth Partners, LTD. | $200.9K | 6,124 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $200.6K | 6,113 | 0.00% | 3q | -23.0%-$59.8K |
| Blue Trust, Inc. | $96.5K | 2,941 | 0.00% | 12q | +0.5% |
| Cornerstone Financial Management LLC | $91.9K | 2,800 | 0.07% | 3q | HELD |
| OSAIC HOLDINGS, INC. | $49.3K | 1,503 | 0.00% | 16q | +651.5%+$42.8K |
| SIMPLEX TRADING, LLC | $27.4K | options only | 0.00% | 4q | OPTIONS |
| Farther Finance Advisors, LLC | $26.6K | 812 | 0.00% | 3q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $9.5K | 291 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $7.5K | 227,948 | 0.01% | 17q | +95.8%+$3.7K |
| Signature Equity Partners, LLC | $7.3K | 223 | 0.00% | 3q | HELD |
| Nemes Rush Group LLC | $3.8K | 116 | 0.00% | 5q | HELD |
| Janney Montgomery Scott LLC | $424 | 12,916 | 0.00% | 7q | -4.7% |
| CENTAURUS FINANCIAL, INC. | $103 | 3,154 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 62 | $946.2M | 28,837,969 | 8 | 21 | 17 | 0.0% |
| Q1 2026 | 62 | $810.2M | 27,607,411 | 11 | 30 | 8 | 0.0% |
| Q4 2025 | 58 | $726.4M | 25,220,124 | 11 | 15 | 20 | 0.0% |
| Q3 2025 | 50 | $773.6M | 26,125,202 | 9 | 23 | 12 | 0.0% |
| Q2 2025 | 54 | $756.6M | 26,222,687 | 11 | 27 | 11 | 0.0% |
| Q1 2025 | 50 | $578.9M | 20,292,540 | 7 | 24 | 12 | 0.0% |
| Q4 2024 | 45 | $414.0M | 14,220,892 | 11 | 22 | 5 | 0.0% |
| Q3 2024 | 38 | $311.4M | 10,635,365 | 11 | 17 | 4 | 0.0% |
| Q2 2024 | 28 | $233.1M | 8,882,435 | 2 | 10 | 9 | 0.0% |
| Q1 2024 | 26 | $340.8M | 12,648,010 | 2 | 16 | 4 | 0.0% |
| Q4 2023 | 29 | $228.0M | 9,044,084 | 7 | 15 | 3 | 0.0% |
| Q3 2023 | 25 | $146.4M | 6,424,673 | 4 | 17 | 1 | 0.0% |
| Q2 2023 | 21 | $105.3M | 4,382,212 | 7 | 12 | 1 | 0.0% |
| Q1 2023 | 18 | $59.5M | 2,568,944 | 7 | 8 | 1 | 0.0% |
| Q4 2022 | 12 | $28.5M | 1,258,047 | 4 | 6 | 1 | 0.0% |
| Q3 2022 | 11 | $14.5M | 689,483 | 3 | 6 | 2 | 0.6% |
| Q2 2022 | 9 | $9.4M | 426,974 | 2 | 4 | 0 | 0.2% |
| Q1 2022 | 7 | $2.6M | 107,896 | 5 | 1 | 1 | 0.3% |
| Q4 2021 | 4 | $1.9M | 70,427 | 3 | 0 | 0 | 0.3% |
| Q3 2021 | 1 | $942.0K | 0 | 2 | 0 | 0 | 100.0% |
| Q2 2021 | 1 | $950.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2021 | 2 | $3.8M | 0 | 1 | 0 | 0 | 100.0% |
| Q4 2020 | 2 | $5.8M | 0 | 3 | 0 | 0 | 100.0% |