VANECK ETF TRUST (SMHX)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
50
Reporting holders
$81.0M
Reported value
2.8%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ASSETMARK, INC | $23.8M | 371,907 | 0.04% | 4q | -1.6%-$387.5K |
| Black Swift Group, LLC | $20.3M | 318,447 | 2.94% | 4q | -1.3%-$262.9K |
| LPL Financial LLC | $7.6M | 118,337 | 0.00% | 4q | +37.9%+$2.1M |
| WBI INVESTMENTS, LLC | $7.2M | 112,755 | 1.79% | 2q | +14.7%+$921.7K |
| Quadrature Capital Ltd | $3.1M | 48,554 | 0.03% | new | NEW |
| Provenance Wealth Advisors, LLC | $2.1M | 32,271 | 0.20% | 6q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.9M | 30,125 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $1.6M | options only | 0.00% | 2q | OPTIONS |
| D. E. Shaw & Co., Inc. | $1.2M | 19,479 | 0.00% | new | NEW |
| BXM Wealth LLC | $1.2M | 18,390 | 0.64% | 5q | HELD |
| Echo45 Advisors LLC | $1.1M | 16,902 | 0.56% | 3q | -35.6%-$596.7K |
| AQR CAPITAL MANAGEMENT LLC | $834.9K | 13,067 | 0.00% | new | NEW |
| GRIMES & Co WEALTH MANAGEMENT, LLC | $823.5K | 12,890 | 0.02% | 5q | -4.2%-$36.4K |
| Western Wealth Management, LLC | $769.2K | 12,040 | 0.03% | 2q | +151.4%+$463.2K |
| Columbus Macro, LLC | $736.3K | 11,524 | 0.07% | 3q | +15.2%+$97.3K |
| JANE STREET GROUP, LLC | $658.1K | options only | 0.00% | 5q | OPTIONS |
| ENVESTNET ASSET MANAGEMENT INC | $610.1K | 9,550 | 0.00% | 3q | +24.7%+$120.9K |
| Cetera Investment Advisers | $594.6K | 9,307 | 0.00% | 3q | +13.0%+$68.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $581.8K | 9,107 | 0.00% | 4q | +17.7%+$87.5K |
| PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV | $499.0K | 7,810 | 0.13% | 5q | HELD |
| RAYMOND JAMES FINANCIAL INC | $452.1K | 7,076 | 0.00% | new | NEW |
| Maridea Wealth Management LLC | $437.0K | 6,840 | 0.05% | 2q | -1.9%-$8.3K |
| Apollon Wealth Management, LLC | $405.7K | 6,350 | 0.00% | 4q | HELD |
| PFG Investments, LLC | $305.8K | 4,786 | 0.01% | new | NEW |
| Advisory Services Network, LLC | $304.4K | 4,364 | 0.00% | 4q | -20.1%-$76.7K |
| Concorde Asset Management, LLC | $283.2K | 4,433 | 0.16% | new | NEW |
| Gladstone Institutional Advisory LLC | $277.6K | 4,345 | 0.01% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $273.3K | 4,278 | 0.00% | 6q | -69.0%-$608.6K |
| Brookstone Capital Management | $248.1K | 3,884 | 0.00% | new | NEW |
| Center For Asset Management LLC | $203.3K | 3,182 | 0.09% | new | NEW |
| OSAIC HOLDINGS, INC. | $192.2K | 3,008 | 0.00% | 4q | +12.9%+$22.0K |
| Global Retirement Partners, LLC | $123.8K | 1,938 | 0.00% | 4q | +77.8%+$54.2K |
| Farther Finance Advisors, LLC | $63.9K | 1,000 | 0.00% | 3q | HELD |
| ROYAL BANK OF CANADA | $53.0K | 828 | 0.00% | 3q | +43.3%+$16.0K |
| Cape Investment Advisory, Inc. | $50.0K | 783 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $41.1K | 643 | 0.00% | 3q | -2.9%-$1.2K |
| Kingdom Financial Group LLC. | $33.6K | 526 | 0.01% | 3q | HELD |
| Atlantic Union Bankshares Corp | $31.9K | 500 | 0.00% | 5q | HELD |
| Ameritas Advisory Services, LLC | $20.3K | 317 | 0.00% | 3q | -94.9%-$374.5K |
| Rossby Financial, LCC | $14.5K | 227 | 0.00% | 2q | -11.0%-$1.8K |
| Capital Investment Advisory Services, LLC | $10.4K | 163 | 0.00% | 4q | +71.6%+$4.3K |
| VAN ECK ASSOCIATES CORP | $9.9K | 155 | 0.00% | 4q | -6.6% |
| TD Waterhouse Canada Inc. | $7.9K | 128 | 0.00% | 2q | HELD |
| Continuum Advisory, LLC | $4.7K | 73 | 0.00% | new | NEW |
| US BANCORP \DE\ | $3.3K | 52 | 0.00% | 2q | HELD |
| FMR LLC | $2.5K | 40 | 0.00% | 2q | -66.7%-$5.1K |
| Darwin Wealth Management, LLC | $2.3K | 36 | 0.00% | 7q | HELD |
| WELLS FARGO & COMPANY/MN | $2.0K | 31 | 0.00% | new | NEW |
| Frazier Financial Advisors, LLC | $1.8K | 28 | 0.00% | 3q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.1K | 16,746 | 0.00% | 6q | +46.2% |
| HRT FINANCIAL LP | $539 | 8,444 | 0.00% | 4q | -59.0% |
| CoreCap Advisors, LLC | $256 | 4 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 50 | $81.0M | 1,232,480 | 13 | 11 | 13 | 2.8% |
| Q1 2026 | 39 | $46.9M | 1,243,769 | 9 | 11 | 10 | 1.3% |
| Q4 2025 | 38 | $39.8M | 1,046,831 | 19 | 6 | 6 | 0.0% |
| Q3 2025 | 20 | $32.6M | 851,032 | 8 | 5 | 3 | 0.0% |
| Q2 2025 | 15 | $6.4M | 205,271 | 9 | 2 | 3 | 0.0% |
| Q1 2025 | 8 | $3.3M | 139,835 | 4 | 2 | 1 | 0.0% |
| Q4 2024 | 6 | $3.6M | 122,724 | 5 | 1 | 0 | 0.0% |
| Q3 2024 | 2 | $1.3M | 51,664 | 2 | 0 | 0 | 0.0% |