VANECK ETF TRUST (SMH)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
1,580
Reporting holders
$177.6B
Reported value
78.9%
Held as options
+281
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $29.8B | 1,568,830 | 2.32% | 31q | +241.9%+$21.1B |
| CITADEL ADVISORS LLC | $16.5B | 3,315 | 1.89% | 31q | HELD |
| GOLDMAN SACHS GROUP INC | $15.6B | 3,960,836 | 1.35% | 31q | +514.3%+$13.1B |
| JANE STREET GROUP, LLC | $13.2B | 384,578 | 1.09% | 31q | +318.9%+$10.0B |
| BARCLAYS PLC | $7.5B | 1,360,781 | 1.43% | 31q | +613.0%+$6.4B |
| BANK OF AMERICA CORP /DE/ | $6.3B | 9,557,301 | 0.40% | 31q | -8.6%-$591.7M |
| CTC LLC | $5.6B | options only | 1.77% | 2q | OPTIONS |
| IMC-Chicago, LLC | $5.1B | options only | 1.21% | 19q | OPTIONS |
| BNP PARIBAS FINANCIAL MARKETS | $5.0B | 1,677,290 | 1.73% | 31q | +48.1%+$1.6B |
| Belvedere Trading LLC | $4.3B | options only | 4.94% | 8q | OPTIONS |
| Optiver Holding B.V. | $3.6B | 40 | 0.97% | 20q | +1233.3%+$3.3B |
| NOMURA HOLDINGS INC | $3.5B | options only | 4.07% | 2q | OPTIONS |
| JPMORGAN CHASE & CO | $2.9B | 1,297,218 | 0.16% | 20q | -28.7%-$1.2B |
| CITIGROUP INC | $2.8B | 820,261 | 0.93% | 31q | -12.2%-$389.8M |
| MORGAN STANLEY | $2.7B | 4,074,538 | 0.14% | 35q | -25.4%-$910.6M |
| COMPASS ROSE ASSET MANAGEMENT, LP | $2.6B | options only | 72.21% | new | OPTIONS |
| Great Hill Capital LLC | $2.5B | options only | 59.07% | new | OPTIONS |
| SIMPLEX TRADING, LLC | $2.4B | options only | 1.42% | 31q | OPTIONS |
| MILLENNIUM MANAGEMENT LLC | $2.2B | 203,071 | 0.79% | 31q | HELD |
| LPL Financial LLC | $1.9B | 2,887,567 | 0.43% | 31q | +2.2%+$41.3M |
| GROUP ONE TRADING LLC | $1.7B | options only | 2.38% | 31q | OPTIONS |
| UBS Group AG | $1.6B | 1,294,421 | 0.20% | 31q | -3.6%-$58.5M |
| Squarepoint Ops LLC | $1.5B | options only | 1.70% | 13q | OPTIONS |
| BANK OF MONTREAL /CAN/ | $1.5B | 105,839 | 0.50% | 30q | +3.1%+$45.3M |
| Jasper Ridge Partners, L.P. | $1.5B | 2,235,150 | 15.63% | new | NEW |
| LMR Partners LLP | $1.2B | 123,731 | 4.44% | 17q | +12373000.0%+$1.2B |
| Parallax Volatility Advisers, L.P. | $1.1B | options only | 1.92% | 31q | OPTIONS |
| PEAK6 LLC | $1.1B | 1 | 2.17% | 7q | -50.0%-$1.1B |
| ROYAL BANK OF CANADA | $1.0B | 844,815 | 0.15% | 31q | +51.9%+$350.0M |
| Balyasny Asset Management L.P. | $965.4M | 293,759 | 1.20% | 26q | +1192.3%+$890.7M |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | $937.3M | 15,603 | 39.20% | 6q | +4.6%+$41.3M |
| MARSHALL WACE, LLP | $664.2M | 5,371 | 0.52% | 10q | -97.0%-$21.2B |
| WELLS FARGO & COMPANY/MN | $657.9M | 980,517 | 0.11% | 31q | -46.7%-$575.3M |
| Migdal Insurance & Financial Holdings Ltd. | $651.1M | 992,691 | 4.17% | 10q | +30.5%+$152.3M |
| Maven Securities LTD | $630.1M | options only | 12.45% | 16q | OPTIONS |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $603.4M | 920,000 | 0.85% | 27q | +820.0%+$537.8M |
| PointState Capital LP | $601.1M | options only | 7.68% | new | OPTIONS |
| Polymer Capital Management (HK) LTD | $553.9M | options only | 28.04% | 7q | OPTIONS |
| Jain Global LLC | $552.6M | 89,894 | 2.17% | 5q | HELD |
| MENORA MIVTACHIM HOLDINGS LTD. | $511.1M | 779,200 | 1.99% | 14q | -34.9%-$273.6M |
| Public Sector Pension Investment Board | $490.6M | 58,000 | 0.63% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $484.7M | 739,031 | 0.11% | 24q | -1.0%-$4.7M |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC | $468.3M | options only | 8.23% | 3q | OPTIONS |
| Cavalier Investments, LLC | $467.9M | 923 | 19.44% | 27q | -97.0%-$15.0B |
| Verition Fund Management LLC | $465.4M | 10,414 | 1.18% | 7q | +88.0%+$217.8M |
| TUDOR INVESTMENT CORP ET AL | $461.0M | 32,924 | 0.64% | 11q | -37.8%-$280.1M |
| Walleye Trading LLC | $441.8M | options only | 0.50% | 31q | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $416.5M | 634,630 | 0.11% | 7q | +2.2%+$9.0M |
| MEITAV INVESTMENT HOUSE LTD | $402.4M | 613,486 | 2.71% | 22q | -32.2%-$191.5M |
| Focus Partners Wealth | $386.1M | 588,682 | 0.40% | 11q | +530.0%+$324.8M |
| Cerity Partners OCIO LLC | $378.6M | 577,281 | 19.16% | new | NEW |
| Allianz Asset Management GmbH | $359.6M | 70,460 | 0.32% | 3q | HELD |
| Schonfeld Strategic Advisors LLC | $354.3M | options only | 1.27% | 2q | OPTIONS |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $353.5M | 539,026 | 0.19% | 31q | +0.7%+$2.5M |
| Cetera Investment Advisers | $342.5M | 522,174 | 0.31% | 25q | +2.1%+$6.9M |
| Saudi Central Bank | $335.0M | 602,006 | 4.39% | 5q | HELD |
| PRUDENTIAL PLC | $309.8M | 472,312 | 1.69% | 3q | +207.8%+$209.1M |
| MAPLELANE CAPITAL, LLC | $301.7M | options only | 5.47% | new | OPTIONS |
| NATIONAL BANK OF CANADA /FI/ | $300.2M | 22,286 | 0.21% | 2q | +111.0%+$157.9M |
| RiverFront Investment Group, LLC | $289.3M | 441,124 | 3.83% | 10q | +3.2%+$9.0M |
| Artisan Partners Limited Partnership | $273.0M | options only | 0.43% | new | OPTIONS |
| AMERIPRISE FINANCIAL INC | $269.0M | 297,998 | 0.05% | 31q | -58.9%-$384.8M |
| SIG BROKERAGE, LP | $262.3M | options only | 5.10% | 6q | OPTIONS |
| ExodusPoint Capital Management, LP | $247.9M | 4,257 | 1.60% | 5q | HELD |
| CAPSTONE INVESTMENT ADVISORS, LLC | $244.0M | options only | 0.45% | 6q | OPTIONS |
| OSAIC HOLDINGS, INC. | $234.9M | 357,849 | 0.28% | 26q | +12.4%+$26.0M |
| Quadrature Capital Ltd | $228.0M | 347,669 | 1.95% | new | NEW |
| Centiva Capital, LP | $214.7M | 56,684 | 1.87% | new | NEW |
| SONA ASSET MANAGEMENT (US) LLC | $209.9M | options only | 4.40% | 2q | OPTIONS |
| Nishkama Capital, LLC | $203.3M | options only | 6.26% | 2q | OPTIONS |
| MIRAE ASSET SECURITIES (USA) INC. | $197.1M | 150,502 | 5.50% | new | NEW |
| PICTON MAHONEY ASSET MANAGEMENT | $196.8M | options only | 1.46% | new | OPTIONS |
| Caption Management, LLC | $187.7M | 21,220 | 0.87% | 3q | -14.5%-$31.8M |
| Rockefeller Capital Management L.P. | $185.9M | 283,483 | 0.29% | 26q | -6.6%-$13.2M |
| MML INVESTORS SERVICES, LLC | $185.4M | 282,670 | 0.38% | 31q | +9.3%+$15.7M |
| Point72 Asset Management, L.P. | $180.8M | 1,750 | 0.20% | 6q | -61.1%-$283.9M |
| Elliott Investment Management L.P. | $164.0M | options only | 0.72% | new | OPTIONS |
| Cartenna Capital, LP | $164.0M | options only | 3.90% | new | OPTIONS |
| BlueCrest Capital Management Ltd | $162.0M | 167,000 | 5.34% | 2q | +2126.7%+$154.7M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $160.8M | 254,408 | 0.11% | new | NEW |
| Hudson Bay Capital Management LP | $159.6M | 37,960 | 0.43% | 10q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $146.7M | 239,789 | 0.06% | 18q | +24.0%+$28.3M |
| Howard Capital Management, LLC | $129.3M | 197,200 | 1.54% | 2q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $124.6M | 189,914 | 0.16% | 31q | +1.2%+$1.5M |
| RH Tailwind Management, LLC | $121.7M | 8,500 | 11.85% | 3q | -70.7%-$293.4M |
| Portfolio Strategies, Inc. | $115.1M | 175,468 | 11.29% | 27q | +7.5%+$8.0M |
| Woodline Partners LP | $112.9M | 172,111 | 0.35% | 9q | +362.4%+$88.5M |
| CAPITAL FUND MANAGEMENT S.A. | $112.8M | 38,613 | 0.50% | 16q | -19.7%-$27.6M |
| Marathon Trading Investment Management LLC | $110.4M | options only | 3.42% | 31q | OPTIONS |
| Private Advisor Group, LLC | $108.0M | 164,599 | 0.49% | 14q | +0.9%+$983.2K |
| Mirae Asset Global Investments Co., Ltd. | $104.6M | 159,429 | 0.15% | 14q | -62.2%-$171.8M |
| Kestra Advisory Services, LLC | $95.1M | 137,546 | 0.31% | 24q | -5.4%-$5.4M |
| Alphadyne Asset Management LP | $88.5M | options only | 0.85% | new | OPTIONS |
| Jefferies Financial Group Inc. | $83.4M | 44,940 | 0.55% | 13q | +195.9%+$55.2M |
| Fisher Asset Management, LLC | $82.9M | 126,330 | 0.02% | 31q | -12.6%-$12.0M |
| STIFEL FINANCIAL CORP | $81.5M | 124,202 | 0.07% | 28q | -10.1%-$9.2M |
| NewEdge Wealth, LLC | $80.2M | 122,260 | 0.80% | 16q | +1.1%+$895.9K |
| Moss Adams Wealth Advisors LLC | $79.0M | 120,494 | 4.94% | 10q | -30.5%-$34.7M |
| Holocene Advisors, LP | $78.7M | 120,000 | 0.18% | new | NEW |
| Tensor Edge Capital, LLC | $78.7M | options only | 5.22% | new | OPTIONS |
Showing the largest 100 of 1,627 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,580 | $177.6B | 58,327,433 | 353 | 464 | 452 | 78.9% |
| Q1 2026 | 1,299 | $55.8B | 51,062,729 | 197 | 446 | 336 | 65.4% |
| Q4 2025 | 1,201 | $46.8B | 46,481,566 | 158 | 394 | 304 | 64.2% |
| Q3 2025 | 1,057 | $41.2B | 46,015,164 | 141 | 367 | 282 | 63.6% |
| Q2 2025 | 1,013 | $35.0B | 46,548,704 | 194 | 327 | 283 | 63.4% |
| Q1 2025 | 904 | $23.5B | 44,719,964 | 104 | 314 | 297 | 59.8% |
| Q4 2024 | 948 | $24.1B | 45,380,456 | 120 | 330 | 246 | 54.5% |
| Q3 2024 | 863 | $27.9B | 44,418,360 | 116 | 319 | 226 | 61.0% |
| Q2 2024 | 843 | $28.2B | 44,244,876 | 152 | 331 | 185 | 59.1% |
| Q1 2024 | 749 | $27.1B | 49,238,193 | 167 | 271 | 167 | 59.9% |
| Q4 2023 | 636 | $17.0B | 42,762,636 | 114 | 219 | 141 | 56.1% |
| Q3 2023 | 535 | $13.0B | 40,819,685 | 78 | 174 | 135 | 55.0% |
| Q2 2023 | 501 | $14.2B | 35,131,972 | 87 | 356 | 29 | 62.3% |
| Q1 2023 | 454 | $14.6B | 21,755,636 | 107 | 130 | 120 | 61.7% |
| Q4 2022 | 389 | $9.7B | 17,768,613 | 90 | 94 | 121 | 63.2% |
| Q3 2022 | 411 | $11.6B | 24,705,386 | 60 | 130 | 133 | 62.5% |
| Q2 2022 | 444 | $13.2B | 23,526,494 | 83 | 133 | 142 | 66.1% |
| Q1 2022 | 468 | $13.3B | 24,035,150 | 86 | 157 | 139 | 53.1% |
| Q4 2021 | 478 | $12.1B | 14,301,927 | 86 | 148 | 128 | 63.9% |
| Q3 2021 | 411 | $10.8B | 18,391,785 | 61 | 150 | 100 | 57.1% |
| Q2 2021 | 405 | $11.0B | 16,823,828 | 90 | 140 | 92 | 60.1% |
| Q1 2021 | 371 | $9.9B | 17,893,680 | 104 | 135 | 69 | 56.2% |
| Q4 2020 | 325 | $9.3B | 14,565,147 | 82 | 97 | 69 | 65.8% |
| Q3 2020 | 252 | $6.5B | 15,969,453 | 59 | 78 | 59 | 57.4% |
| Q2 2020 | 236 | $6.4B | 16,796,810 | 65 | 72 | 51 | 59.7% |
| Q1 2020 | 211 | $6.0B | 18,588,281 | 61 | 61 | 50 | 63.4% |
| Q4 2019 | 219 | $6.5B | 16,739,075 | 68 | 50 | 44 | 63.4% |
| Q3 2019 | 185 | $7.1B | 18,179,679 | 38 | 38 | 45 | 69.7% |
| Q2 2019 | 191 | $11.4B | 23,241,379 | 65 | 34 | 47 | 77.7% |
| Q1 2019 | 170 | $6.4B | 23,020,433 | 44 | 38 | 50 | 61.6% |
| Q4 2018 | 161 | $5.9B | 24,628,528 | 6 | 2 | 5 | 63.7% |