ALPS ETF TR (SGDJXXXX)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
14
Reporting holders
$3.2M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $825.0K | 28,407 | 0.01% | 3q | +1.5%+$12.4K |
| JANE STREET GROUP, LLC | $596.0K | 19,686 | 0.00% | 2q | -44.1%-$470.1K |
| Cambridge Investment Research Advisors, Inc. | $515.0K | 17,007 | 0.00% | 2q | HELD |
| Virtu Financial LLC | $399.0K | 13,187 | 0.02% | new | NEW |
| LPL Financial LLC | $297.0K | 9,796 | 0.00% | 3q | -26.5%-$107.3K |
| WEALTHSOURCE PARTNERS, LLC | $280.0K | 9,258 | 0.04% | 2q | +12.2%+$30.5K |
| Federation des caisses Desjardins du Quebec | $90.9K | 3,000 | 0.00% | 9q | HELD |
| BANK OF AMERICA CORP /DE/ | $45.0K | 1,494 | 0.00% | 3q | -70.7%-$108.6K |
| BLAIR WILLIAM & CO/IL | $36.0K | 1,200 | 0.00% | 3q | HELD |
| Advisor Group, Inc. | $33.0K | 1,100 | 0.00% | 3q | HELD |
| BARCLAYS PLC | $17.0K | 560 | 0.00% | 3q | HELD |
| BREWIN DOLPHIN LTD | $15.1K | 500 | 0.00% | 8q | HELD |
| PNC Financial Services Group, Inc. | $8.0K | 266 | 0.00% | 3q | HELD |
| UBS Group AG | $1.0K | 27 | 0.00% | 2q | -99.7%-$345.9K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 14 | $3.2M | 105,488 | 1 | 2 | 4 | 0.0% |
| Q1 2019 | 16 | $3.7M | 136,131 | 4 | 4 | 0 | 0.0% |
| Q4 2018 | 14 | $3.0M | 120,144 | 1 | 0 | 0 | 0.0% |