ALPS ETF TR (SGDJXXXX)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
14
Reporting holders
$3.2M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $825.0K | 28,407 | 0.01% | 3q | +1.5%+$12.4K |
| JANE STREET GROUP, LLC | $596.0K | 19,686 | 0.00% | 2q | -44.1%-$470.1K |
| Cambridge Investment Research Advisors, Inc. | $515.0K | 17,007 | 0.00% | 2q | HELD |
| Virtu Financial LLC | $399.0K | 13,187 | 0.02% | new | NEW |
| LPL Financial LLC | $297.0K | 9,796 | 0.00% | 3q | -26.5%-$107.3K |
| WEALTHSOURCE PARTNERS, LLC | $280.0K | 9,258 | 0.04% | 2q | +12.2%+$30.5K |
| Federation des caisses Desjardins du Quebec | $90.9K | 3,000 | 0.00% | 9q | HELD |
| BANK OF AMERICA CORP /DE/ | $45.0K | 1,494 | 0.00% | 3q | -70.7%-$108.6K |
| BLAIR WILLIAM & CO/IL | $36.0K | 1,200 | 0.00% | 3q | HELD |
| Advisor Group, Inc. | $33.0K | 1,100 | 0.00% | 3q | HELD |
| BARCLAYS PLC | $17.0K | 560 | 0.00% | 3q | HELD |
| BREWIN DOLPHIN LTD | $15.1K | 500 | 0.00% | 8q | HELD |
| PNC Financial Services Group, Inc. | $8.0K | 266 | 0.00% | 3q | HELD |
| UBS Group AG | $1.0K | 27 | 0.00% | 2q | -99.7%-$345.9K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 14 | $3.2M | 105,488 | 1 | 2 | 4 | 0.0% |
| Q1 2019 | 16 | $3.7M | 136,131 | 4 | 4 | 0 | 0.0% |
| Q4 2018 | 14 | $3.0M | 120,144 | 1 | 0 | 0 | 0.0% |