SPROTT FDS TR (SETM)
Institutional ownership reported to the SEC as of Q2 2026, across 14 quarters.
102
Reporting holders
$208.6M
Reported value
0.0%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Paul R. Ried Financial Group, LLC | $28.8M | 923,972 | 12.58% | 7q | -8.0%-$2.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $16.1M | 516,911 | 0.01% | 2q | +38133.1%+$16.1M |
| Perigon Wealth Management, LLC | $14.3M | 460,258 | 0.23% | new | NEW |
| Atria Investments, Inc | $13.9M | 444,813 | 0.14% | new | NEW |
| BFI Infinity Ltd. | $12.6M | 404,253 | 3.74% | 3q | -48.6%-$11.9M |
| JANE STREET GROUP, LLC | $10.7M | 344,648 | 0.00% | 9q | -36.1%-$6.1M |
| Sumitomo Mitsui Trust Group, Inc. | $8.3M | 266,991 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $5.8M | 185,013 | 0.00% | 2q | +24.6%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.4M | 140,874 | 0.01% | 4q | +1.3%+$58.4K |
| LPL Financial LLC | $4.4M | 139,993 | 0.00% | 2q | +60.6%+$1.6M |
| STIFEL FINANCIAL CORP | $3.8M | 123,152 | 0.00% | 3q | +6.4%+$230.0K |
| GTS SECURITIES LLC | $3.8M | 121,089 | 0.08% | 3q | +599.1%+$3.2M |
| Fortis Advisors, LLC | $3.7M | 118,755 | 1.73% | 4q | HELD |
| Stegent Equity Advisors, Inc. | $3.6M | 116,747 | 2.61% | 3q | +220.1%+$2.5M |
| Baird Financial Group, Inc. | $3.5M | 112,831 | 0.00% | new | NEW |
| TKG Advisors, LLC | $3.3M | 105,953 | 1.15% | 3q | +2.5%+$79.8K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $3.2M | 103,159 | 0.16% | 2q | +182.5%+$2.1M |
| Inspire Advisors, LLC | $3.2M | 102,450 | 0.22% | 3q | +3.1%+$94.6K |
| OSAIC HOLDINGS, INC. | $3.1M | 98,300 | 0.00% | 4q | +27.7%+$664.1K |
| Empirical Asset Management, LLC | $2.9M | 91,514 | 0.64% | new | NEW |
| Carnegie Investment Counsel | $2.8M | 89,393 | 0.06% | 3q | +4.8%+$127.2K |
| Savvy Advisors, Inc. | $2.7M | 86,264 | 0.06% | 2q | +7.6%+$189.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.6M | 81,954 | 0.00% | 3q | +132.5%+$1.5M |
| ROYAL BANK OF CANADA | $2.5M | 79,820 | 0.00% | 10q | +1.4%+$35.4K |
| Steward Partners Investment Advisory, LLC | $2.4M | 76,029 | 0.01% | 3q | +18.0%+$361.1K |
| D. E. Shaw & Co., Inc. | $2.3M | 74,338 | 0.00% | 2q | +233.2%+$1.6M |
| ASSETMARK, INC | $2.3M | 73,895 | 0.00% | 2q | +0.8%+$17.5K |
| G&S Capital LLC | $2.2M | 72,108 | 0.65% | 3q | +1.1%+$25.2K |
| Vise Technologies, Inc. | $2.2M | 70,912 | 0.03% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.1M | 69,464 | 0.00% | 2q | +40.2%+$605.9K |
| Beacon Pointe Advisors, LLC | $1.7M | 53,057 | 0.01% | 2q | +35.0%+$428.2K |
| LeClair Wealth Partners LLC | $1.5M | 47,839 | 0.77% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 45,514 | 0.00% | 3q | +17.9%+$215.3K |
| Cetera Investment Advisers | $1.4M | 43,449 | 0.00% | 3q | -62.8%-$2.3M |
| HighTower Advisors, LLC | $1.3M | 41,496 | 0.00% | 5q | +1.4%+$17.2K |
| Brookstone Capital Management | $1.3M | 41,308 | 0.01% | 4q | -3.7%-$48.9K |
| Triton Wealth Management, PLLC | $1.3M | 43,000 | 0.39% | 3q | -35.6%-$701.4K |
| SCOTIA CAPITAL INC. | $1.2M | 39,264 | 0.00% | 5q | +6.5%+$74.7K |
| WT Wealth Management | $1.2M | 38,606 | 0.33% | 2q | -23.7%-$374.4K |
| Visionary Wealth Advisors | $1.2M | 37,263 | 0.05% | 2q | +17.8%+$175.3K |
| PRIVATE TRUST CO NA | $1.0M | 33,689 | 0.08% | 3q | -7.9%-$89.9K |
| Ethos Financial Group, LLC | $1.0M | 36,432 | 0.07% | new | NEW |
| UBS Group AG | $965.6K | 30,987 | 0.00% | 2q | +179.3%+$619.9K |
| Allied Private Wealth LLC | $843.6K | 28,588 | 0.54% | new | FIRST |
| Arax Advisory Partners | $729.7K | 23,419 | 0.00% | new | NEW |
| Harfst & Associates, Inc. | $729.6K | 23,415 | 0.11% | 2q | +5.4%+$37.1K |
| Dakota Wealth Management | $729.5K | 23,410 | 0.01% | 3q | +22.9%+$136.1K |
| Secure Asset Management, LLC | $723.7K | 23,226 | 0.10% | 2q | HELD |
| Cambridge Advisors Inc. | $722.5K | 23,186 | 0.12% | 2q | +81.5%+$324.3K |
| CATHY PARETO & ASSOCIATES, INC | $718.6K | 23,062 | 0.42% | 3q | +11.3%+$73.0K |
| Federation des caisses Desjardins du Quebec | $584.2K | 18,775 | 0.00% | 3q | +38.0%+$160.9K |
| CITADEL ADVISORS LLC | $579.5K | 18,598 | 0.00% | 2q | +19.8%+$95.8K |
| Lane Generational LLC | $561.2K | 18,010 | 0.49% | 6q | HELD |
| MML INVESTORS SERVICES, LLC | $512.5K | 16,447 | 0.00% | new | NEW |
| Brookwood Investment Group LLC | $426.2K | 13,679 | 0.05% | 3q | +2.7%+$11.3K |
| TCFG Investment Advisors, LLC | $397.8K | 12,766 | 0.13% | new | NEW |
| Belpointe Asset Management LLC | $385.8K | 12,381 | 0.01% | 3q | +6.6%+$23.8K |
| ASHTON THOMAS SECURITIES, LLC | $374.6K | 12,021 | 0.06% | new | NEW |
| Financial Security Advisor, Inc. | $351.6K | 11,282 | 0.06% | 5q | HELD |
| TWO SIGMA SECURITIES, LLC | $328.3K | 10,537 | 0.03% | new | NEW |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $325.2K | 10,453 | 0.00% | 3q | +6.8%+$20.6K |
| TD Waterhouse Canada Inc. | $319.7K | 10,338 | 0.00% | 2q | +535.0%+$269.3K |
| CIBC WORLD MARKET INC. | $311.4K | 9,995 | 0.00% | new | NEW |
| TRANSCEND CAPITAL ADVISORS, LLC | $298.7K | 9,586 | 0.02% | new | NEW |
| New England Private Wealth Advisors LLC | $278.1K | 9,632 | 0.03% | new | NEW |
| PFG Investments, LLC | $269.5K | 8,648 | 0.01% | 4q | HELD |
| Mezzasalma Advisors, LLC | $261.4K | 8,389 | 0.05% | new | NEW |
| AE Wealth Management LLC | $254.6K | 8,172 | 0.00% | 2q | +110.8%+$133.9K |
| Cerity Partners LLC | $234.3K | 7,519 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $233.7K | 7,500 | 0.00% | new | NEW |
| Concurrent Investment Advisors, LLC | $230.6K | 7,400 | 0.00% | new | NEW |
| Arrowroot Family Office, LLC | $229.3K | 7,359 | 0.07% | 2q | +2.6%+$5.7K |
| Creative Planning | $225.8K | 7,246 | 0.00% | 2q | +3.1%+$6.9K |
| Summit Financial, LLC | $214.6K | 6,887 | 0.00% | new | NEW |
| Waverly Advisors, LLC | $175.4K | 5,629 | 0.00% | 2q | +13.6%+$20.9K |
| EverSource Wealth Advisors, LLC | $140.0K | 4,493 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $129.2K | 4,153 | 0.00% | 12q | HELD |
| Crewe Advisors LLC | $124.8K | 4,005 | 0.01% | 2q | +23.5%+$23.8K |
| AdvisorNet Financial, Inc | $113.1K | 3,630 | 0.01% | 4q | HELD |
| Integrated Wealth Concepts LLC | $84.2K | 2,702 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $74.4K | 2,387 | 0.00% | 3q | -6.4%-$5.1K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $66.5K | 2,133 | 0.00% | 3q | HELD |
| US BANCORP \DE\ | $65.4K | 2,100 | 0.00% | 2q | HELD |
| GFS Advisors, LLC | $53.0K | 55,989 | 0.00% | new | NEW |
| Allworth Financial LP | $49.3K | 1,581 | 0.00% | 2q | +675.0%+$42.9K |
| Geneos Wealth Management Inc. | $46.7K | 1,500 | 0.00% | 2q | HELD |
| MORGAN STANLEY | $46.3K | 1,486 | 0.00% | 5q | +296.3%+$34.6K |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | $40.2K | 1,290 | 0.01% | new | NEW |
| Clearstead Advisors, LLC | $32.1K | 1,031 | 0.00% | new | NEW |
| BlackRock, Inc. | $29.4K | 943 | 0.00% | 2q | HELD |
| FARMERS & MERCHANTS INVESTMENTS INC | $28.0K | 900 | 0.00% | 2q | HELD |
| Keating Financial Advisory Services, Inc. | $26.7K | 857 | 0.00% | 2q | -0.9% |
| EVOLUTION WEALTH MANAGEMENT INC. | $24.3K | 780 | 0.01% | 2q | HELD |
| NFSG Corp | $24.1K | 775 | 0.00% | 3q | -12.4%-$3.4K |
| Treasurer of the State of North Carolina | $20.0K | 642,839 | 0.05% | new | NEW |
| Thrivent Financial for Lutherans | $13.3K | 428,313 | 0.02% | 4q | +1.6% |
| Parallel Advisors, LLC | $10.9K | 350 | 0.00% | new | NEW |
| Cornerstone Planning Group LLC | $8.6K | 290 | 0.00% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $6.6K | 211 | 0.00% | 2q | +11.6% |
| HIGHLINE WEALTH PARTNERS LLC | $6.0K | 194 | 0.00% | 4q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-06 | 13G/A | Paul R. Ried Financial Group, LLC | 5.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 102 | $208.6M | 6,703,306 | 28 | 44 | 12 | 0.0% |
| Q1 2026 | 91 | $160.6M | 4,851,899 | 42 | 30 | 11 | 0.0% |
| Q4 2025 | 55 | $96.1M | 3,297,779 | 33 | 13 | 4 | 0.0% |
| Q3 2025 | 24 | $44.1M | 1,752,045 | 11 | 5 | 4 | 0.0% |
| Q2 2025 | 13 | $25.5M | 1,473,655 | 6 | 1 | 3 | 0.0% |
| Q1 2025 | 9 | $19.0M | 1,344,741 | 2 | 3 | 3 | 0.0% |
| Q4 2024 | 8 | $18.3M | 1,215,058 | 1 | 2 | 4 | 0.0% |
| Q3 2024 | 6 | $2.3M | 128,994 | 1 | 2 | 3 | 0.0% |
| Q2 2024 | 5 | $2.2M | 128,683 | 1 | 2 | 1 | 0.0% |
| Q1 2024 | 4 | $660.0K | 37,752 | 2 | 0 | 2 | 0.0% |
| Q4 2023 | 4 | $2.3M | 132,196 | 0 | 2 | 2 | 0.0% |
| Q3 2023 | 6 | $4.5M | 335,419 | 3 | 1 | 0 | 0.0% |
| Q2 2023 | 4 | $2.5M | 294,031 | 2 | 1 | 0 | 0.0% |
| Q1 2023 | 4 | $3.1M | 183,279 | 4 | 0 | 0 | 0.0% |