LISTED FD TR (SEPZXXXX)
Institutional ownership reported to the SEC as of Q3 2025, across 21 quarters.
2
Reporting holders
$1.5M
Reported value
0.0%
Held as options
-26
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LifeWealth Investments, LLC | $1.3M | 30,730 | 0.20% | 2q | -48.8%-$1.2M |
| OSAIC HOLDINGS, INC. | $221.1K | 5,460 | 0.00% | 21q | -65.2%-$413.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2025 | 2 | $1.5M | 36,190 | 0 | 0 | 2 | 0.0% |
| Q2 2025 | 28 | $79.8M | 2,004,135 | 20 | 2 | 3 | 0.0% |
| Q1 2025 | 9 | $15.8M | 432,296 | 1 | 3 | 2 | 0.0% |
| Q4 2024 | 10 | $14.4M | 376,568 | 1 | 4 | 2 | 0.0% |
| Q3 2024 | 9 | $18.8M | 482,220 | 1 | 2 | 2 | 0.0% |
| Q2 2024 | 8 | $5.9M | 157,291 | 1 | 1 | 3 | 0.0% |
| Q1 2024 | 9 | $5.7M | 158,987 | 2 | 1 | 3 | 0.0% |
| Q4 2023 | 8 | $5.5M | 165,879 | 2 | 0 | 5 | 0.0% |
| Q3 2023 | 8 | $5.9M | 184,898 | 2 | 2 | 1 | 0.0% |
| Q2 2023 | 8 | $5.5M | 167,333 | 0 | 0 | 4 | 0.0% |
| Q1 2023 | 9 | $6.3M | 205,394 | 0 | 3 | 2 | 0.0% |
| Q4 2022 | 11 | $6.3M | 215,072 | 2 | 1 | 7 | 0.0% |
| Q3 2022 | 11 | $6.0M | 213,350 | 2 | 2 | 4 | 0.0% |
| Q2 2022 | 12 | $6.9M | 244,244 | 2 | 2 | 3 | 0.0% |
| Q1 2022 | 12 | $8.9M | 284,197 | 1 | 6 | 3 | 0.0% |
| Q4 2021 | 14 | $9.0M | 280,840 | 2 | 4 | 3 | 0.0% |
| Q3 2021 | 12 | $7.2M | 238,197 | 8 | 2 | 2 | 0.0% |
| Q2 2021 | 6 | $3.0M | 101,000 | 1 | 1 | 1 | 0.0% |
| Q1 2021 | 5 | $2.1M | 76,823 | 1 | 0 | 3 | 0.0% |
| Q4 2020 | 6 | $3.5M | 131,486 | 1 | 1 | 0 | 0.0% |
| Q3 2020 | 5 | $3.1M | 127,861 | 5 | 0 | 0 | 0.0% |