PGIM ROCK ETF TR (SEPP)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
9
Reporting holders
$21.7M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17.6M | 541,661 | 0.02% | 9q | +44.2%+$5.4M |
| Ameritas Advisory Services, LLC | $2.4M | 72,878 | 0.05% | 3q | -7.3%-$185.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $820.7K | 25,246 | 0.00% | 6q | +0.6%+$5.1K |
| ROYAL BANK OF CANADA | $361.0K | 11,091 | 0.00% | 8q | +181.5%+$232.8K |
| Sanctuary Advisors, LLC | $232.2K | 7,142 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $159.2K | 4,897 | 0.00% | 4q | -12.1%-$21.8K |
| PNC Financial Services Group, Inc. | $112.5K | 3,461 | 0.00% | 4q | HELD |
| DHJJ Financial Advisors, Ltd. | $79.9K | 2,457 | 0.02% | 8q | HELD |
| UBS Group AG | $650 | 20 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 9 | $21.7M | 668,853 | 1 | 3 | 2 | 0.0% |
| Q1 2026 | 9 | $15.5M | 515,963 | 1 | 5 | 2 | 0.0% |
| Q4 2025 | 10 | $12.3M | 400,564 | 2 | 3 | 2 | 0.0% |
| Q3 2025 | 9 | $6.8M | 225,593 | 4 | 3 | 2 | 0.0% |
| Q2 2025 | 6 | $4.4M | 156,682 | 1 | 3 | 0 | 0.0% |
| Q1 2025 | 5 | $3.4M | 127,638 | 1 | 1 | 1 | 0.0% |
| Q4 2024 | 4 | $2.2M | 83,123 | 0 | 2 | 0 | 0.0% |
| Q3 2024 | 5 | $2.1M | 79,367 | 4 | 1 | 0 | 0.0% |
| Q2 2024 | 2 | $1.7M | 65,197 | 2 | 0 | 0 | 0.0% |