NORTHERN LTS FD TR IV (SECT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
124
Reporting holders
$2.7B
Reported value
0.0%
Held as options
+16
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | $1.3B | 17,402,704 | 9.60% | 14q | HELD |
| OSAIC HOLDINGS, INC. | $446.3M | 6,193,703 | 0.52% | 26q | HELD |
| LPL Financial LLC | $409.9M | 5,688,149 | 0.09% | 31q | +11.3%+$41.7M |
| ENVESTNET ASSET MANAGEMENT INC | $100.1M | 1,389,250 | 0.02% | 31q | +3.3%+$3.2M |
| POTOMAC FUND MANAGEMENT INC /ADV | $60.9M | 845,221 | 1.53% | 7q | +1.5%+$919.1K |
| CreativeOne Wealth, LLC | $46.7M | 647,836 | 1.01% | 16q | -10.9%-$5.7M |
| GeoWealth Management, LLC | $44.2M | 613,483 | 1.39% | 14q | +13.9%+$5.4M |
| Copley Financial Group, Inc. | $27.7M | 384,988 | 16.78% | 8q | +57.6%+$10.1M |
| Cetera Investment Advisers | $25.0M | 346,474 | 0.02% | 15q | -2.3%-$593.2K |
| Madrona Financial Services, LLC | $18.8M | 261,358 | 3.47% | 14q | +2.3%+$414.9K |
| Mutual Advisors, LLC | $17.8M | 246,758 | 0.33% | 21q | +5.3%+$897.0K |
| INTEGRITY ALLIANCE, LLC. | $15.6M | 216,151 | 0.49% | 7q | +2.4%+$365.5K |
| Encompass More Asset Management | $12.7M | 176,200 | 1.85% | 11q | +4.4%+$535.0K |
| Silver Grove Financial Group, Inc. | $11.7M | 162,820 | 6.35% | 4q | +6.2%+$688.1K |
| AMG Asset Management Group, Inc. | $11.1M | 153,480 | 6.93% | 3q | -3.4%-$387.3K |
| Ausdal Financial Partners, Inc. | $9.7M | 134,956 | 0.38% | 4q | -6.1%-$629.3K |
| Atria Investments, Inc | $8.4M | 116,376 | 0.08% | 15q | -20.0%-$2.1M |
| HARBOUR INVESTMENTS, INC. | $8.4M | 116,026 | 0.11% | 19q | -12.8%-$1.2M |
| Spire Wealth Management | $7.7M | 106,703 | 0.23% | 15q | -18.9%-$1.8M |
| Triad Wealth Partners, LLC | $7.4M | 103,495 | 0.43% | 5q | +917.2%+$6.6M |
| Envestnet Portfolio Solutions, Inc. | $6.2M | 86,525 | 0.03% | 12q | -1.5%-$94.5K |
| Virtue Capital Management, LLC | $6.2M | 85,721 | 0.82% | 4q | +18.6%+$970.3K |
| Geneos Wealth Management Inc. | $5.6M | 77,629 | 0.11% | 35q | -1.3%-$72.6K |
| Echo45 Advisors LLC | $5.0M | 68,750 | 2.56% | 7q | -2.0%-$99.6K |
| Mariner, LLC | $4.8M | 66,390 | 0.01% | 3q | -38.0%-$2.9M |
| PACIFIC FINANCIAL GROUP INC | $4.7M | 64,658 | 2.23% | 3q | +9.3%+$394.8K |
| Waverly Advisors, LLC | $3.5M | 48,684 | 0.02% | 3q | +5.4%+$178.3K |
| GWN SECURITIES INC. | $3.5M | 48,013 | 0.58% | 7q | +12.0%+$370.7K |
| Advantage Trust Co | $3.4M | 47,492 | 1.20% | 7q | +1.7%+$56.0K |
| Tactive Advisors, LLC | $3.0M | 41,307 | 0.73% | 5q | -8.4%-$272.1K |
| Balefire, LLC | $3.0M | 41,188 | 0.48% | 6q | -14.2%-$489.4K |
| CFC Planning Co LLC | $3.0M | 41,100 | 1.73% | 7q | -1.6%-$46.7K |
| Synergy Investment Management, LLC | $2.8M | 38,780 | 0.68% | 2q | -1.3%-$37.8K |
| Lunt Capital Management, Inc. | $2.7M | 37,166 | 0.98% | 13q | -0.7%-$18.2K |
| VICTORY FINANCIAL GROUP, LLC | $2.5M | 34,187 | 0.26% | 3q | +172.3%+$1.6M |
| Signal Advisors Wealth, LLC | $2.4M | 33,183 | 0.12% | 5q | +53.4%+$832.0K |
| WORLD EQUITY GROUP, INC. | $2.4M | 33,018 | 0.53% | 15q | +35.4%+$622.4K |
| Ethos Financial Group, LLC | $2.4M | 34,437 | 0.16% | 12q | +468.5%+$1.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.3M | 31,686 | 0.00% | 9q | -30.2%-$989.5K |
| FLORIDA FINANCIAL ADVISORS, LLC | $2.1M | 29,445 | 0.36% | 11q | -10.7%-$252.9K |
| Independent Wealth Network Inc. | $2.0M | 27,935 | 0.51% | 20q | +14.1%+$248.2K |
| BAM Wealth Management, LLC | $1.9M | 26,870 | 1.21% | 4q | +26.9%+$411.0K |
| SILVER OAK SECURITIES, INCORPORATED | $1.9M | 26,271 | 0.11% | 11q | +1.7%+$31.5K |
| Fiduciary Alliance LLC | $1.8M | 24,286 | 0.12% | 15q | -1.4%-$25.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 24,007 | 0.00% | 12q | +6.1%+$99.0K |
| Simplicity Wealth,LLC | $1.6M | 22,084 | 0.05% | 10q | HELD |
| Bravias Capital Group, LLC | $1.6M | 21,979 | 0.94% | 7q | HELD |
| CITADEL ADVISORS LLC | $1.5M | 21,050 | 0.00% | 10q | -42.0%-$1.1M |
| SMITH, MOORE & CO. | $1.5M | 21,034 | 0.10% | 3q | +11.5%+$155.9K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $1.5M | 20,888 | 0.02% | 6q | HELD |
| Koshinski Asset Management, Inc. | $1.4M | 20,050 | 0.08% | 10q | +2.4%+$33.2K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.2M | 16,192 | 0.02% | 6q | -18.0%-$255.7K |
| Kestra Advisory Services, LLC | $1.1M | 15,589 | 0.00% | 10q | +16.3%+$157.1K |
| PFG Investments, LLC | $928.5K | 12,885 | 0.04% | 10q | +5.4%+$47.5K |
| TCP Asset Management, LLC | $883.9K | 12,266 | 0.10% | 8q | HELD |
| Advisory Services Network, LLC | $868.9K | 12,058 | 0.01% | 15q | +9.9%+$78.4K |
| Sanctuary Advisors, LLC | $847.3K | 11,758 | 0.00% | 9q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $840.5K | 11,664 | 0.00% | 5q | -2.7%-$23.1K |
| CIBC Bancorp USA Inc. | $751.4K | 10,427 | 0.00% | 2q | HELD |
| Foundations Investment Advisors, LLC | $740.6K | 10,278 | 0.01% | 14q | -55.1%-$909.5K |
| Sigma Planning Corp | $692.6K | 9,611 | 0.02% | 13q | -92.7%-$8.8M |
| Integrated Wealth Concepts LLC | $641.4K | 8,901 | 0.00% | 11q | +27.5%+$138.3K |
| Barnes Dennig Private Wealth Management LLC | $555.8K | 7,713 | 0.44% | 6q | HELD |
| SIGNATUREFD, LLC | $551.5K | 7,653 | 0.01% | 5q | HELD |
| Farther Finance Advisors, LLC | $547.3K | 7,595 | 0.00% | 9q | HELD |
| RAYMOND JAMES FINANCIAL INC | $525.9K | 7,298 | 0.00% | 5q | +9.6%+$46.1K |
| Integrity Advisory Solutions, LLC | $499.8K | 6,935 | 0.05% | 4q | +30.2%+$115.9K |
| Focus Partners Advisor Solutions, LLC | $498.4K | 6,916 | 0.00% | 2q | +14.1%+$61.6K |
| WIN ADVISORS, INC | $487.6K | 6,767 | 0.17% | new | NEW |
| AE Wealth Management LLC | $451.8K | 6,270 | 0.00% | 7q | -17.1%-$92.9K |
| Summit Financial, LLC | $447.0K | 6,203 | 0.00% | 4q | +77.3%+$194.9K |
| Western Wealth Management, LLC | $435.1K | 6,037 | 0.01% | 4q | HELD |
| Sovran Advisors, LLC | $434.5K | 6,236 | 0.03% | 7q | HELD |
| J.W. COLE ADVISORS, INC. | $419.4K | 5,820 | 0.01% | 2q | HELD |
| Buck Wealth Strategies, LLC | $395.0K | 5,482 | 0.04% | 5q | HELD |
| WELLS FARGO & COMPANY/MN | $374.9K | 5,203 | 0.00% | 20q | -53.2%-$425.4K |
| Meeder Advisory Services, Inc. | $368.6K | 5,115 | 0.01% | 9q | -0.6%-$2.2K |
| Diversify Advisory Services, LLC | $360.6K | 5,154 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $360.6K | 5,154 | 0.01% | 2q | -1.7%-$6.4K |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | $360.5K | 5,002 | 0.09% | 2q | +28.7%+$80.3K |
| UBS Group AG | $317.4K | 4,404 | 0.00% | new | NEW |
| MORGAN STANLEY | $316.1K | 4,387 | 0.00% | 19q | +235.4%+$221.9K |
| Discipline Wealth Solutions, LLC | $315.3K | 4,375 | 0.03% | 8q | -5.0%-$16.4K |
| ASSETMARK, INC | $310.0K | 4,302 | 0.00% | 9q | +53.3%+$107.7K |
| Qube Research & Technologies Ltd | $309.9K | 4,301 | 0.00% | new | NEW |
| Keystone Financial Group | $307.8K | 4,272 | 0.02% | 4q | HELD |
| ROYAL BANK OF CANADA | $307.0K | 4,254 | 0.00% | 11q | +222.3%+$211.7K |
| Cerity Partners LLC | $299.3K | 4,153 | 0.00% | 6q | HELD |
| JOHNSON INVESTMENT COUNSEL INC | $295.2K | 4,097 | 0.00% | 2q | HELD |
| Fourth Dimension Wealth, LLC | $281.2K | 3,902 | 0.09% | new | NEW |
| Arkadios Wealth Advisors | $274.3K | 3,807 | 0.00% | 5q | HELD |
| JANE STREET GROUP, LLC | $262.5K | 3,643 | 0.00% | 2q | -24.1%-$83.4K |
| Allworth Financial LP | $252.9K | 3,509 | 0.00% | 8q | HELD |
| JPMORGAN CHASE & CO | $248.0K | 3,482 | 0.00% | 11q | HELD |
| Perigon Wealth Management, LLC | $237.9K | 3,301 | 0.00% | new | NEW |
| Waterfront Wealth Inc. | $236.7K | 3,300 | 0.04% | new | NEW |
| Ameritas Advisory Services, LLC | $236.1K | 3,276 | 0.00% | new | NEW |
| Mission Financial Group, LLC | $233.7K | 3,244 | 0.19% | new | NEW |
| GOLDMAN SACHS GROUP INC | $230.6K | 3,200 | 0.00% | new | NEW |
| EverSource Wealth Advisors, LLC | $230.0K | 3,192 | 0.01% | 10q | -50.0%-$230.0K |
Showing the largest 100 of 128 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 124 | $2.7B | 36,911,472 | 23 | 41 | 33 | 0.0% |
| Q1 2026 | 108 | $2.2B | 36,547,430 | 11 | 41 | 31 | 0.0% |
| Q4 2025 | 105 | $2.4B | 36,430,797 | 8 | 33 | 32 | 0.0% |
| Q3 2025 | 103 | $2.2B | 35,429,286 | 12 | 30 | 38 | 0.0% |
| Q2 2025 | 97 | $2.0B | 34,863,801 | 12 | 30 | 37 | 0.0% |
| Q1 2025 | 91 | $3.4B | 64,514,789 | 8 | 30 | 36 | 0.0% |
| Q4 2024 | 90 | $2.9B | 53,724,624 | 12 | 34 | 25 | 0.0% |
| Q3 2024 | 78 | $2.8B | 51,157,619 | 10 | 25 | 21 | 0.0% |
| Q2 2024 | 76 | $2.6B | 50,789,955 | 15 | 34 | 14 | 0.0% |
| Q1 2024 | 65 | $2.3B | 45,794,738 | 15 | 24 | 13 | 0.0% |
| Q4 2023 | 58 | $2.0B | 42,637,158 | 10 | 27 | 11 | 0.0% |
| Q3 2023 | 58 | $1.7B | 40,567,255 | 5 | 23 | 18 | 0.0% |
| Q2 2023 | 55 | $1.7B | 38,897,515 | 12 | 19 | 14 | 0.0% |
| Q1 2023 | 45 | $1.5B | 37,154,971 | 10 | 19 | 9 | 0.0% |
| Q4 2022 | 42 | $773.3M | 19,889,477 | 11 | 13 | 8 | 0.0% |
| Q3 2022 | 42 | $684.8M | 19,236,737 | 7 | 15 | 11 | 0.0% |
| Q2 2022 | 38 | $691.6M | 19,014,725 | 5 | 10 | 12 | 0.0% |
| Q1 2022 | 40 | $844.8M | 19,900,643 | 3 | 14 | 14 | 0.0% |
| Q4 2021 | 41 | $898.0M | 20,027,138 | 8 | 15 | 8 | 0.0% |
| Q3 2021 | 32 | $774.4M | 19,000,467 | 7 | 12 | 8 | 0.0% |
| Q2 2021 | 29 | $756.6M | 18,353,736 | 6 | 11 | 4 | 0.0% |
| Q1 2021 | 26 | $673.7M | 17,594,202 | 5 | 13 | 8 | 0.0% |
| Q4 2020 | 23 | $562.0M | 16,021,513 | 1 | 10 | 9 | 0.0% |
| Q3 2020 | 22 | $523.5M | 16,851,882 | 4 | 6 | 9 | 0.0% |
| Q2 2020 | 18 | $508.9M | 17,975,737 | 0 | 5 | 11 | 0.0% |
| Q1 2020 | 21 | $427.1M | 17,574,936 | 5 | 6 | 7 | 0.0% |
| Q4 2019 | 21 | $35.3M | 1,139,012 | 3 | 8 | 8 | 0.0% |
| Q3 2019 | 21 | $39.8M | 1,368,491 | 5 | 5 | 6 | 0.0% |
| Q2 2019 | 20 | $42.3M | 1,468,764 | 5 | 8 | 4 | 0.0% |
| Q1 2019 | 18 | $22.2M | 799,852 | 3 | 4 | 6 | 0.0% |
| Q4 2018 | 16 | $13.6M | 556,058 | 1 | 0 | 2 | 0.0% |