CAPITOL SER TR (SCEC)
Institutional ownership reported to the SEC as of Q2 2026, across 5 quarters.
34
Reporting holders
$442.2M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AE Wealth Management LLC | $149.1M | 5,954,904 | 0.69% | 5q | +8.4%+$11.6M |
| CWA Asset Management Group, LLC | $59.6M | 2,380,804 | 1.82% | 5q | +42.2%+$17.7M |
| Kingdom Financial Group LLC. | $59.5M | 2,375,988 | 15.19% | 5q | +3.6%+$2.0M |
| Key Capital Management, INC | $33.0M | 1,316,958 | 16.98% | 3q | +25.5%+$6.7M |
| HOWARD BAILEY SECURITIES, LLC | $32.4M | 1,295,101 | 12.16% | 5q | +10.1%+$3.0M |
| Montgomery Financial Services LLC | $25.3M | 1,011,169 | 22.01% | new | FIRST |
| LifeWealth Investments, LLC | $22.4M | 896,531 | 6.00% | 5q | +17.5%+$3.3M |
| Simplicity Wealth,LLC | $16.0M | 639,079 | 0.54% | new | NEW |
| Global Wealth Management Investment Advisory, Inc. | $6.6M | 263,960 | 0.94% | 5q | +9.4%+$565.9K |
| FWG Investments, LLC. | $6.5M | 261,629 | 3.47% | 5q | +6.2%+$380.5K |
| JANE STREET GROUP, LLC | $6.0M | 238,914 | 0.00% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $3.8M | 150,732 | 2.93% | 5q | +28.7%+$841.4K |
| Spectrum Advisors, Inc. | $3.3M | 132,104 | 2.34% | 2q | HELD |
| FSA Advisors, Inc. | $3.3M | 130,408 | 0.75% | 5q | +101.0%+$1.6M |
| FLP Wealth Management, LLC | $2.7M | 108,569 | 4.83% | 5q | +19.3%+$440.2K |
| Lloyd Advisory Services, LLC. | $2.4M | 96,376 | 0.94% | 5q | -95.8%-$55.0M |
| Farther Finance Advisors, LLC | $2.2M | 88,204 | 0.02% | new | NEW |
| Centennial Advisors, LLC | $2.2M | 87,704 | 2.62% | 3q | +3.7%+$77.8K |
| CITADEL ADVISORS LLC | $1.3M | 53,188 | 0.00% | 2q | -47.1%-$1.2M |
| Decker Retirement Planning Inc. | $817.1K | 32,638 | 0.28% | 5q | +4.3%+$33.8K |
| B.O.S.S. Retirement Advisors, LLC | $750.0K | 29,957 | 0.20% | 5q | -7.9%-$64.2K |
| J.W. COLE ADVISORS, INC. | $672.7K | 26,870 | 0.01% | new | NEW |
| HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | $580.0K | 23,167 | 0.07% | 2q | HELD |
| CreativeOne Wealth, LLC | $304.6K | 12,165 | 0.01% | 4q | HELD |
| OLD MISSION CAPITAL LLC | $288.2K | 11,512 | 0.00% | new | NEW |
| Cetera Investment Advisers | $252.5K | 10,087 | 0.00% | 5q | HELD |
| Networth Advisors, LLC | $235.2K | 9,394 | 0.14% | 3q | +2.6%+$6.0K |
| LifePlan Investment Advisors, Inc. | $234.6K | 9,369 | 0.08% | 5q | +6.8%+$14.8K |
| Procyon Advisors, LLC | $200.4K | 8,004 | 0.01% | 3q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $80.4K | 3,212 | 0.03% | new | NEW |
| UBS Group AG | $68.9K | 2,752 | 0.00% | 2q | +329.3%+$52.8K |
| CoreCap Advisors, LLC | $29.5K | 1,178 | 0.00% | 2q | HELD |
| OSAIC HOLDINGS, INC. | $5.5K | 219 | 0.00% | 3q | HELD |
| IFG Advisory, LLC | $125 | 5 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 34 | $442.2M | 17,662,851 | 7 | 16 | 3 | 0.0% |
| Q1 2026 | 32 | $402.0M | 16,023,544 | 6 | 12 | 8 | 0.0% |
| Q4 2025 | 28 | $317.4M | 12,519,820 | 5 | 10 | 8 | 0.0% |
| Q3 2025 | 26 | $304.5M | 11,950,833 | 5 | 14 | 7 | 0.0% |
| Q2 2025 | 26 | $287.3M | 11,367,956 | 26 | 0 | 0 | 0.0% |