HolderBook

ALPS ETF TR (SBIO)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

64
Reporting holders
$77.8M
Reported value
0.0%
Held as options
+6
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
BANK OF AMERICA CORP /DE/$27.1M419,4590.00%31q+325.1%+$20.7M
UBS Group AG$11.6M178,7990.00%31q+287.1%+$8.6M
WELLS FARGO & COMPANY/MN$4.2M65,5400.00%31q-46.1%-$3.6M
CONNORS INVESTOR SERVICES INC$3.1M48,1370.27%3q+16.8%+$448.2K
MORGAN STANLEY$2.6M39,9560.00%35q-4.2%-$113.9K
LPL Financial LLC$2.4M37,7000.00%31q-18.1%-$537.1K
Moran Wealth Management, LLC$2.2M34,0300.06%5q+16.0%+$302.7K
GRIFFIN ASSET MANAGEMENT, INC.$1.9M28,6990.20%11q-6.5%-$129.3K
RAYMOND JAMES FINANCIAL INC$1.8M27,2440.00%3q-49.4%-$1.7M
STIFEL FINANCIAL CORP$1.7M25,6480.00%3q+10.9%+$162.9K
FIG FINANCIAL ADVISORY SERVICES INC /ADV$1.6M25,1060.95%newNEW
Sterling Investment Advisors, Ltd.$1.5M23,8000.26%4q+8.1%+$114.8K
SILVER OAK SECURITIES, INCORPORATED$1.3M20,6800.08%3q+24.7%+$264.5K
NTV Asset Management LLC$1.1M17,0830.11%31q-6.7%-$79.8K
Equitable Holdings, Inc.$990.9K15,3270.01%newNEW
COMMONWEALTH EQUITY SERVICES, LLC$844.1K13,0570.00%2q-11.2%-$106.0K
BOK Financial Private Wealth, Inc.$840.5K13,0000.04%2qHELD
ROYAL BANK OF CANADA$748.0K11,5710.00%31qHELD
ELEVATION POINT WEALTH PARTNERS, LLC$725.7K11,2250.01%3q+25.9%+$149.3K
DAVENPORT & Co LLC$717.6K11,1000.00%15qHELD
Vestmark Advisory Solutions, Inc.$575.3K8,8980.01%3q+0.6%+$3.6K
Prospera Financial Services Inc$573.5K8,8720.01%newNEW
Phoenix Wealth Advisors$542.4K8,3900.18%14qHELD
Kestra Advisory Services, LLC$535.4K8,2820.00%24q+1.2%+$6.2K
Savant Capital, LLC$526.8K8,0350.00%newNEW
McGuire Investment Group, LLC$488.1K7,5500.04%11q-14.2%-$80.7K
BROWN ADVISORY INC$468.7K7,2500.00%newNEW
MSH Capital Advisors LLC$461.6K7,1400.08%newNEW
OSAIC HOLDINGS, INC.$458.2K7,0900.00%26q-20.7%-$119.5K
INDEPENDENT FINANCIAL GROUP, LLC$400.2K6,1900.01%4q+3.2%+$12.5K
TWO SIGMA INVESTMENTS, LP$387.9K6,0000.00%newNEW
Steward Partners Investment Advisory, LLC$353.5K5,4680.00%3q+17.2%+$51.9K
BlackDiamond Wealth Management, LLC$341.1K5,0820.14%newNEW
Farther Finance Advisors, LLC$321.8K4,9780.00%15qHELD
Beacon Pointe Advisors, LLC$320.0K4,9490.00%newNEW
Retirement Planning Co of New England, Inc.$286.9K4,4380.10%3q-2.7%-$8.0K
Intrepid Financial Planning Group LLC$267.6K4,1390.09%newNEW
Fulcrum Equity Management$263.4K4,0740.19%newNEW
Keystone Financial Group$258.6K4,0000.02%3qHELD
Ally Invest Advisors Inc.$231.5K3,5810.01%5q-15.2%-$41.6K
Cherry Creek Investment Advisors, Inc.$222.8K3,4470.09%newNEW
CDKV HOLDINGS LLC$166.8K2,5800.13%3q-3.7%-$6.5K
Ashton Thomas Private Wealth, LLC$70.2K1,0860.00%newNEW
Rockefeller Capital Management L.P.$66.9K1,0340.00%4q-2.1%-$1.4K
US BANCORP \DE\$64.7K1,0000.00%27qHELD
HARBOR INVESTMENT ADVISORY, LLC$29.1K4500.00%newNEW
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$22.6K3500.00%2qHELD
PNC Financial Services Group, Inc.$17.1K2650.00%5q+32.5%+$4.2K
Arax Advisory Partners$13.6K2100.00%newNEW
Axiom Investment Management LLC$11.6K1800.01%newNEW
Aptus Capital Advisors, LLC$11.6K1800.00%3qHELD
Asset Dedication, LLC$10.8K1670.00%21qHELD
BANK OF MONTREAL /CAN/$6.5K1000.00%11qHELD
First Command Advisory Services, Inc.$6.5K1000.00%9qHELD
Salomon & Ludwin, LLC$6.3K1000.00%12qHELD
Institute for Wealth Management, LLC.$4.3K660.00%newNEW
Global Retirement Partners, LLC$3.9K600.00%2q-90.9%-$38.9K
Pinnacle Wealth Planning Services, Inc.$3.8K590.00%3qHELD
Spire Wealth Management$3.4K530.00%3qHELD
Cambridge Investment Research Advisors, Inc.$1.1K17,5480.00%newNEW
AE Wealth Management LLC$970150.00%newNEW
Triumph Capital Management$646100.00%newNEW
Physician Wealth Advisors, Inc.$640100.00%2qHELD
FIDUCIARY FINANCIAL ADVISORS$26840.00%newNEW
MERCER GLOBAL ADVISORS INC /ADV$6510.00%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202664$77.8M1,203,0942113140.0%
Q1 202658$45.8M874,1581316120.0%
Q4 202554$77.7M2,234,517211390.0%
Q3 202538$109.6M3,919,50175120.0%
Q2 202536$74.6M2,775,43455110.0%
Q1 202534$73.0M2,884,60544140.1%
Q4 202435$48.8M1,476,2314960.1%
Q3 202434$52.7M1,414,1142990.0%
Q2 202437$47.6M1,412,48046120.0%
Q1 202436$59.8M1,659,14158100.9%
Q4 202333$45.4M1,364,09556120.8%
Q3 202332$36.8M1,334,45741171.2%
Q2 202337$44.8M1,395,52876102.0%
Q1 202334$38.7M1,411,65836130.7%
Q4 202236$43.6M1,425,55483150.8%
Q3 202243$29.8M981,254212130.9%
Q2 202250$29.9M1,059,680710161.7%
Q1 202255$44.6M1,289,251312172.7%
Q4 202166$71.5M1,648,409610223.8%
Q3 202161$73.3M1,610,389913132.2%
Q2 202165$76.9M1,552,555819132.7%
Q1 202170$82.6M1,597,7291122133.9%
Q4 202067$78.8M1,462,9131816144.8%
Q3 202053$62.2M1,478,667915142.2%
Q2 202052$64.8M1,500,4251415103.1%
Q1 202049$47.6M1,486,54199182.3%
Q4 201952$59.0M1,306,70789186.4%
Q3 201947$46.4M1,379,690317115.1%
Q2 201949$55.9M1,346,774715912.9%
Q1 201948$49.6M1,297,3361010165.4%
Q4 201847$45.8M1,596,5721131.8%