SARATOGA INVT CORP (SAR)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
58
Reporting holders
$42.7M
Reported value
10.9%
Of shares outstanding
7.3%
Held as options
-2
Holder change
Institutions report 1,772,005 shares against 16,310,601 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Lido Advisors, LLC | $4.0M | 181,518 | 0.01% | 11q | -8.8%-$393.1K |
| Private Advisor Group, LLC | $3.3M | 146,681 | 0.01% | 25q | -11.2%-$411.8K |
| Legal & General Group Plc | $3.2M | 141,229 | 0.00% | 31q | +14.9%+$408.7K |
| Hennion & Walsh Asset Management, Inc. | $2.8M | 127,040 | 0.08% | 22q | -7.7%-$237.3K |
| Advisors Asset Management, Inc. | $2.7M | 121,635 | 0.04% | 30q | +14.1%+$334.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.6M | 116,012 | 0.16% | 9q | +40.8%+$757.5K |
| LPL Financial LLC | $2.5M | 111,909 | 0.00% | 27q | -1.8%-$46.5K |
| WELLS FARGO & COMPANY/MN | $1.9M | 85,079 | 0.00% | 31q | -50.1%-$1.9M |
| CITADEL ADVISORS LLC | $1.6M | 50,507 | 0.00% | 19q | +116.7%+$840.0K |
| Ethos Financial Group, LLC | $1.3M | 56,533 | 0.08% | 6q | +7.0%+$82.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.2M | options only | 0.00% | 14q | OPTIONS |
| BlackRock, Inc. | $1.2M | 53,261 | 0.00% | 8q | -2.4%-$29.8K |
| RAYMOND JAMES FINANCIAL INC | $1.1M | 49,143 | 0.00% | 7q | +1.4%+$15.4K |
| Wealthcare Advisory Partners LLC | $1.1M | 49,141 | 0.02% | 10q | -2.8%-$31.9K |
| Palogic Value Management, L.P. | $1.0M | 46,680 | 0.34% | 15q | HELD |
| Next Level Private LLC | $971.1K | 43,527 | 0.19% | 16q | HELD |
| MORGAN STANLEY | $930.6K | 41,713 | 0.00% | 35q | +47.5%+$299.6K |
| JANE STREET GROUP, LLC | $874.6K | options only | 0.00% | new | OPTIONS |
| JB CAPITAL PARTNERS LP | $737.2K | 33,847 | 0.11% | 22q | HELD |
| Focus Partners Wealth | $701.4K | 31,441 | 0.00% | 3q | +13.5%+$83.3K |
| Focus Financial Network, Inc. | $562.6K | 25,218 | 0.02% | 4q | +19.1%+$90.2K |
| GROUP ONE TRADING LLC | $562.2K | options only | 0.00% | new | OPTIONS |
| XTX Topco Ltd | $556.4K | 24,939 | 0.01% | 2q | +147.4%+$331.5K |
| Cetera Investment Advisers | $513.1K | 23,001 | 0.00% | 6q | +3.1%+$15.6K |
| OSAIC HOLDINGS, INC. | $507.5K | 22,747 | 0.00% | 26q | HELD |
| GREENWOOD GEARHART LLC | $479.7K | 21,500 | 0.02% | 2q | +20.8%+$82.5K |
| Virtus Investment Advisers, LLC | $463.1K | 20,757 | 0.11% | 6q | -19.4%-$111.4K |
| ROYAL BANK OF CANADA | $429.0K | 19,238 | 0.00% | 27q | +7.2%+$28.7K |
| TWO SIGMA INVESTMENTS, LP | $388.6K | 17,419 | 0.00% | 14q | -68.2%-$832.8K |
| D.A. DAVIDSON & CO. | $332.3K | 14,895 | 0.00% | 28q | -18.6%-$76.0K |
| AMERIPRISE FINANCIAL INC | $329.8K | 14,782 | 0.00% | 20q | -59.2%-$479.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $248.1K | 11,122 | 0.00% | 15q | -35.3%-$135.2K |
| DAVIDSON TRUST CO | $245.4K | 11,000 | 0.10% | 20q | HELD |
| Steward Partners Investment Advisory, LLC | $219.8K | 9,851 | 0.00% | 22q | +31.8%+$53.0K |
| VestGen Advisors, LLC | $216.8K | 9,719 | 0.01% | 2q | -49.5%-$212.6K |
| BANK OF AMERICA CORP /DE/ | $213.7K | 9,580 | 0.00% | 14q | -61.7%-$344.6K |
| JPMORGAN CHASE & CO | $154.3K | 6,929 | 0.00% | 8q | -1.3%-$2.0K |
| UBS Group AG | $148.7K | 6,665 | 0.00% | 31q | -75.6%-$459.9K |
| Register Financial Advisors LLC | $134.5K | 6,027 | 0.04% | 15q | HELD |
| Triumph Capital Management | $65.8K | 2,950 | 0.01% | 3q | +66.2%+$26.2K |
| Aquatic Capital Management LLC | $22.6K | 1,014 | 0.00% | 5q | -82.3%-$105.1K |
| IFP Advisors, Inc | $22.3K | 1,000 | 0.00% | 18q | HELD |
| IFG Advisory, LLC | $22.3K | 1,000 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $21.5K | 965 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $18.0K | 809 | 0.00% | 4q | +18.3%+$2.8K |
| EVOLUTION WEALTH MANAGEMENT INC. | $15.6K | 701 | 0.01% | 5q | HELD |
| PFS Partners, LLC | $11.2K | 503 | 0.00% | 19q | HELD |
| SIMPLEX TRADING, LLC | $11.2K | options only | 0.00% | new | OPTIONS |
| Russell Investments Group, Ltd. | $6.4K | 285 | 0.00% | 4q | -13.1% |
| NewEdge Advisors, LLC | $2.2K | 100 | 0.00% | new | NEW |
| Strategic Investment Solutions, Inc. /IL | $2.2K | 100 | 0.00% | 8q | HELD |
| MJT & Associates Financial Advisory Group, Inc. | $2.1K | 94 | 0.00% | 6q | HELD |
| West Financial Advisors, LLC | $1.3K | 57 | 0.00% | 5q | +1.8% |
| Janney Montgomery Scott LLC | $1.3K | 56,157 | 0.00% | 2q | +447.6%+$1.0K |
| Larson Financial Group LLC | $1.1K | 49 | 0.00% | 3q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $1.1K | 48 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $1.0K | 46,398 | 0.00% | 6q | +93.5% |
| Quarry LP | $446 | 20 | 0.00% | new | NEW |
| Hurley Capital, LLC | $344 | 15 | 0.00% | 7q | HELD |
| WEDBUSH SECURITIES INC | $228 | 10,200 | 0.01% | 10q | -4.7% |
| Frazier Financial Advisors, LLC | $224 | 10 | 0.00% | new | NEW |
| BI Asset Management Fondsmaeglerselskab A/S | $111 | 4,984 | 0.00% | 9q | -81.6% |
| State of Alaska, Department of Revenue | $14 | 630 | 0.00% | 4q | HELD |
| Avion Wealth | $4 | 218 | 0.00% | 3q | +3.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 58 | $42.7M | 1,772,005 | 9 | 17 | 18 | 7.3% |
| Q1 2026 | 60 | $45.1M | 1,938,459 | 8 | 19 | 11 | 5.8% |
| Q4 2025 | 67 | $51.8M | 2,131,665 | 8 | 21 | 19 | 4.6% |
| Q3 2025 | 66 | $54.7M | 2,147,110 | 10 | 20 | 13 | 4.2% |
| Q2 2025 | 62 | $57.7M | 2,249,527 | 8 | 20 | 15 | 3.4% |
| Q1 2025 | 63 | $62.8M | 2,421,447 | 6 | 19 | 12 | 2.4% |
| Q4 2024 | 64 | $54.7M | 2,225,644 | 10 | 12 | 16 | 2.6% |
| Q3 2024 | 55 | $48.4M | 2,041,990 | 6 | 12 | 15 | 2.1% |
| Q2 2024 | 55 | $47.0M | 2,025,261 | 5 | 16 | 13 | 2.3% |
| Q1 2024 | 59 | $52.1M | 2,188,968 | 9 | 16 | 18 | 2.5% |
| Q4 2023 | 66 | $66.0M | 2,513,844 | 9 | 26 | 15 | 1.5% |
| Q3 2023 | 61 | $62.3M | 2,380,036 | 11 | 26 | 9 | 1.8% |
| Q2 2023 | 61 | $45.7M | 1,660,168 | 14 | 18 | 15 | 2.0% |
| Q1 2023 | 52 | $42.8M | 1,663,556 | 12 | 19 | 11 | 1.7% |
| Q4 2022 | 44 | $53.7M | 2,081,534 | 6 | 13 | 11 | 1.1% |
| Q3 2022 | 48 | $48.9M | 2,335,663 | 4 | 20 | 11 | 0.6% |
| Q2 2022 | 55 | $58.2M | 2,417,443 | 7 | 15 | 18 | 0.5% |
| Q1 2022 | 56 | $68.2M | 2,492,995 | 9 | 25 | 9 | 0.4% |
| Q4 2021 | 61 | $74.9M | 2,551,424 | 11 | 18 | 12 | 0.0% |
| Q3 2021 | 50 | $36.5M | 1,270,895 | 10 | 16 | 10 | 0.0% |
| Q2 2021 | 43 | $31.6M | 1,174,376 | 7 | 16 | 7 | 0.0% |
| Q1 2021 | 47 | $32.1M | 1,269,314 | 9 | 13 | 15 | 0.0% |
| Q4 2020 | 43 | $29.4M | 1,411,730 | 7 | 12 | 14 | 0.0% |
| Q3 2020 | 40 | $40.5M | 2,413,254 | 5 | 13 | 13 | 0.0% |
| Q2 2020 | 44 | $36.9M | 2,335,850 | 11 | 11 | 10 | 0.0% |
| Q1 2020 | 42 | $24.5M | 2,111,246 | 9 | 12 | 10 | 0.0% |
| Q4 2019 | 46 | $57.8M | 2,314,126 | 10 | 19 | 6 | 0.0% |
| Q3 2019 | 40 | $48.3M | 1,952,505 | 13 | 16 | 4 | 0.0% |
| Q2 2019 | 30 | $37.0M | 1,497,997 | 9 | 8 | 8 | 0.0% |
| Q1 2019 | 27 | $28.3M | 1,267,183 | 5 | 11 | 6 | 0.0% |
| Q4 2018 | 26 | $24.0M | 1,198,281 | 1 | 0 | 2 | 0.0% |