ROYCE SMALL CAP TRUST INC (RVT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
201
Reporting holders
$674.5M
Reported value
0.0%
Held as options
+8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $111.8M | 6,054,512 | 0.01% | 31q | +3.7%+$4.0M |
| MORGAN STANLEY | $109.0M | 5,903,526 | 0.01% | 35q | -3.4%-$3.8M |
| RAYMOND JAMES FINANCIAL INC | $57.1M | 3,088,819 | 0.02% | 7q | +9.1%+$4.7M |
| LPL Financial LLC | $44.3M | 2,396,929 | 0.01% | 31q | +5.1%+$2.2M |
| WELLS FARGO & COMPANY/MN | $30.4M | 1,646,540 | 0.00% | 31q | -51.3%-$32.1M |
| ROYAL BANK OF CANADA | $30.3M | 1,639,146 | 0.00% | 31q | +0.9%+$265.5K |
| Saba Capital Management, L.P. | $23.0M | 1,247,806 | 0.59% | new | NEW |
| STIFEL FINANCIAL CORP | $15.7M | 848,245 | 0.01% | 31q | +2.8%+$427.7K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $12.5M | 674,729 | 1.55% | 31q | +3.2%+$387.0K |
| LAZARD ASSET MANAGEMENT LLC | $11.3M | 612,315 | 0.02% | 38q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $11.2M | 607,243 | 0.53% | 5q | +0.9%+$97.3K |
| Shaker Financial Services, LLC | $11.2M | 605,745 | 3.50% | 16q | +337.3%+$8.6M |
| Waterfront Wealth Inc. | $9.0M | 495,162 | 1.39% | 22q | -12.3%-$1.3M |
| OSAIC HOLDINGS, INC. | $8.9M | 484,010 | 0.01% | 26q | +40.4%+$2.6M |
| Modern Wealth Management, LLC | $8.9M | 480,230 | 0.11% | 7q | -2.4%-$216.8K |
| UBS Group AG | $8.6M | 465,248 | 0.00% | 31q | -20.1%-$2.2M |
| GUGGENHEIM CAPITAL LLC | $7.8M | 423,470 | 0.05% | 31q | -6.5%-$548.2K |
| Advisors Asset Management, Inc. | $6.2M | 336,541 | 0.09% | 34q | +5.1%+$300.7K |
| Paller Financial Services Inc | $5.6M | 303,412 | 4.19% | 3q | -1.8%-$100.9K |
| Steward Partners Investment Advisory, LLC | $5.4M | 290,748 | 0.03% | 31q | +5.3%+$271.4K |
| Allspring Global Investments Holdings, LLC | $5.3M | 287,283 | 0.01% | 14q | +51.9%+$1.8M |
| ROTHSCHILD INVESTMENT LLC | $4.6M | 250,772 | 0.17% | 11q | +4.4%+$195.0K |
| CAPTRUST FINANCIAL ADVISORS | $4.6M | 249,028 | 0.01% | 16q | -3.2%-$150.7K |
| Cypress Capital Management LLC (WY) | $4.5M | 243,763 | 3.76% | 4q | +12.4%+$496.5K |
| Private Advisor Group, LLC | $4.3M | 231,258 | 0.02% | 31q | +26.5%+$894.1K |
| D.A. DAVIDSON & CO. | $4.3M | 230,461 | 0.02% | 31q | -1.9%-$82.2K |
| OPPENHEIMER & CO INC | $4.1M | 222,656 | 0.04% | 31q | +2.6%+$103.6K |
| HighTower Advisors, LLC | $3.7M | 200,824 | 0.00% | 19q | +12.9%+$425.2K |
| Logan Stone Capital, LLC | $3.6M | 195,674 | 0.76% | new | NEW |
| Altium Capital Management LLC | $3.6M | 192,509 | 7.49% | 3q | HELD |
| Z3 Capital Partners, LLC | $3.4M | 186,663 | 0.72% | 3q | +0.5%+$17.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.3M | 178,790 | 0.03% | new | NEW |
| Hennion & Walsh Asset Management, Inc. | $3.3M | 177,676 | 0.09% | 11q | +45.1%+$1.0M |
| RB Capital Management, LLC | $3.2M | 171,223 | 0.62% | 31q | HELD |
| &PARTNERS | $3.0M | 164,931 | 0.01% | 6q | +2.3%+$69.4K |
| INTREPID FAMILY OFFICE LLC | $2.9M | 155,643 | 2.13% | 5q | +1.9%+$52.9K |
| GENERAL AMERICAN INVESTORS CO INC | $2.8M | 150,877 | 0.16% | 31q | HELD |
| Samalin Investment Counsel, LLC | $2.7M | 147,347 | 0.85% | 27q | +30.7%+$638.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.2M | 121,634 | 0.00% | 31q | -7.2%-$174.7K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $2.2M | 119,199 | 0.13% | 8q | +59.1%+$818.2K |
| EVOLVE PRIVATE WEALTH, LLC | $2.0M | 108,008 | 0.12% | 3q | -2.8%-$57.6K |
| Sanctuary Advisors, LLC | $1.9M | 102,167 | 0.01% | 9q | +1.9%+$35.9K |
| Atlantic Union Bankshares Corp | $1.7M | 94,361 | 0.03% | 29q | -0.6%-$9.8K |
| Advisory Advocates, LLC | $1.7M | 90,631 | 1.44% | 3q | +4.8%+$76.1K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $1.6M | 88,150 | 0.11% | new | NEW |
| FIRST TRUST ADVISORS LP | $1.6M | 86,326 | 0.00% | 31q | HELD |
| MGO ONE SEVEN LLC | $1.6M | 84,159 | 0.03% | 7q | +100.9%+$780.7K |
| NewEdge Advisors, LLC | $1.5M | 82,369 | 0.00% | new | NEW |
| TrueMark Investments, LLC | $1.5M | 79,839 | 0.18% | 4q | +7.1%+$97.3K |
| KENNEDY INVESTMENT GROUP, INC. | $1.4M | 77,383 | 0.49% | 15q | -5.7%-$86.8K |
| WJ Financial Advisors LLC | $1.4M | 75,025 | 1.02% | 4q | -2.6%-$36.9K |
| FIFTH THIRD BANCORP | $1.4M | 73,504 | 0.00% | 2q | +3.2%+$42.0K |
| Focused Wealth Management, Inc | $1.4M | 73,461 | 0.12% | 18q | +2.8%+$36.9K |
| 1607 Capital Partners, LLC | $1.3M | 70,000 | 0.11% | new | NEW |
| Comprehensive Money Management Services LLC | $1.3M | 69,950 | 0.81% | 7q | +6.8%+$82.7K |
| JANE STREET GROUP, LLC | $1.3M | 68,238 | 0.00% | 3q | +170.7%+$794.7K |
| Cetera Investment Advisers | $1.2M | 65,753 | 0.00% | 21q | -77.7%-$4.2M |
| Accel Wealth Management | $1.2M | 65,508 | 0.27% | 23q | -15.0%-$213.6K |
| Whitener Capital Management, Inc. | $1.1M | 60,929 | 0.24% | 13q | +14.3%+$141.1K |
| Prospera Financial Services Inc | $1.1M | 60,538 | 0.02% | 9q | -1.1%-$12.3K |
| Triumph Capital Management | $1.1M | 60,025 | 0.20% | 9q | +4.8%+$50.9K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.1M | 59,620 | 0.00% | 30q | +70.4%+$454.9K |
| Abel Hall, LLC | $1.0M | 55,000 | 0.18% | 11q | HELD |
| Concorde Asset Management, LLC | $1.0M | 54,600 | 0.58% | 11q | +0.9%+$9.4K |
| Quantedge Capital Pte Ltd | $1.0M | 54,300 | 0.76% | new | NEW |
| Bay Rivers Group | $987.7K | 53,475 | 0.34% | 9q | +4.0%+$37.9K |
| Waverly Advisors, LLC | $980.4K | 53,079 | 0.01% | 7q | +1.6%+$15.2K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $947.2K | 51,281 | 0.05% | 8q | +2.1%+$19.6K |
| Mraz, Amerine & Associates, Inc. | $946.3K | 51,232 | 0.14% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $924.2K | 50,037 | 0.00% | 31q | -19.7%-$226.1K |
| NWF Advisory Services Inc. | $882.2K | 47,762 | 0.08% | 14q | -3.4%-$30.8K |
| Kestra Advisory Services, LLC | $863.0K | 46,722 | 0.00% | 23q | -60.5%-$1.3M |
| BANK OF MONTREAL /CAN/ | $848.6K | 45,945 | 0.00% | 31q | +5.5%+$44.1K |
| Atlanta Consulting Group Advisors, LLC | $792.9K | 42,931 | 0.13% | 7q | HELD |
| GABELLI FUNDS LLC | $779.4K | 42,200 | 0.00% | 31q | HELD |
| XTX Topco Ltd | $769.6K | 41,667 | 0.01% | new | NEW |
| Delta Wealth Advisors LLC | $754.8K | 40,866 | 0.54% | 5q | HELD |
| Apollon Wealth Management, LLC | $721.1K | 39,044 | 0.01% | 19q | -4.0%-$30.4K |
| BENJAMIN EDWARDS INC | $713.6K | 38,628 | 0.01% | 8q | -10.4%-$82.7K |
| Farther Finance Advisors, LLC | $676.7K | 36,639 | 0.01% | 9q | -8.2%-$60.2K |
| Alexander Randolph Advisory, Inc. | $648.9K | 35,134 | 0.53% | 11q | +1.7%+$11.0K |
| Karpus Management, Inc. | $638.5K | 34,568 | 0.02% | 2q | +114.9%+$341.3K |
| EP Wealth Advisors, LLC | $621.3K | 33,637 | 0.00% | new | NEW |
| PMG Family Office LLC | $617.9K | 33,453 | 0.57% | 4q | +2.9%+$17.4K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $560.9K | 30,365 | 0.02% | 15q | +45.7%+$175.9K |
| HBK Sorce Advisory LLC | $552.2K | 29,544 | 0.01% | 10q | +77.6%+$241.3K |
| Baird Financial Group, Inc. | $546.8K | 29,604 | 0.00% | 31q | +4.5%+$23.8K |
| SPIREPOINT PRIVATE CLIENT, LLC | $540.1K | 29,243 | 0.04% | 4q | HELD |
| BROWN ADVISORY INC | $530.8K | 28,736 | 0.00% | 31q | +11.5%+$54.6K |
| David J Yvars Group | $518.1K | 28,164 | 0.24% | 23q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $504.8K | 27,333 | 0.01% | 24q | HELD |
| 1776 Wealth LLC | $503.0K | 27,231 | 0.18% | 11q | +1.7%+$8.3K |
| Allworth Financial LP | $494.5K | 26,774 | 0.00% | 11q | +0.9%+$4.3K |
| Heritage Wealth Management, Inc. | $485.2K | 26,268 | 0.12% | new | NEW |
| World Investment Advisors | $484.0K | 28,819 | 0.01% | 3q | -3.2%-$16.1K |
| J.W. COLE ADVISORS, INC. | $481.8K | 26,085 | 0.01% | new | NEW |
| Mezzasalma Advisors, LLC | $474.6K | 25,694 | 0.10% | 7q | +1.6%+$7.3K |
| Moors & Cabot, Inc. | $455.6K | 24,669 | 0.02% | 10q | HELD |
| FCA CORP /TX | $453.1K | 24,532 | 0.11% | 31q | +54.7%+$160.2K |
| VISTA INVESTMENT PARTNERS II, LLC | $437.1K | 23,665 | 0.17% | 7q | HELD |
Showing the largest 100 of 208 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 201 | $674.5M | 36,530,558 | 28 | 72 | 45 | 0.0% |
| Q1 2026 | 193 | $586.6M | 35,322,162 | 31 | 78 | 35 | 0.0% |
| Q4 2025 | 191 | $569.4M | 35,305,394 | 18 | 73 | 49 | 0.0% |
| Q3 2025 | 189 | $545.9M | 33,871,010 | 24 | 70 | 44 | 0.0% |
| Q2 2025 | 175 | $501.7M | 33,338,382 | 23 | 61 | 41 | 0.0% |
| Q1 2025 | 172 | $441.1M | 30,978,423 | 21 | 67 | 36 | 0.0% |
| Q4 2024 | 176 | $486.3M | 30,766,988 | 14 | 60 | 41 | 0.0% |
| Q3 2024 | 172 | $468.3M | 29,830,746 | 20 | 58 | 41 | 0.0% |
| Q2 2024 | 163 | $430.1M | 29,721,853 | 22 | 51 | 41 | 0.0% |
| Q1 2024 | 155 | $592.1M | 39,043,449 | 22 | 50 | 41 | 0.0% |
| Q4 2023 | 147 | $474.2M | 32,572,759 | 14 | 52 | 36 | 0.0% |
| Q3 2023 | 141 | $345.4M | 26,843,217 | 12 | 51 | 35 | 0.0% |
| Q2 2023 | 138 | $354.5M | 25,674,596 | 13 | 55 | 30 | 0.0% |
| Q1 2023 | 146 | $343.0M | 25,276,214 | 19 | 48 | 39 | 0.0% |
| Q4 2022 | 137 | $335.2M | 25,252,089 | 22 | 44 | 32 | 0.0% |
| Q3 2022 | 147 | $340.1M | 27,051,902 | 17 | 57 | 35 | 0.0% |
| Q2 2022 | 140 | $388.1M | 27,762,049 | 17 | 53 | 41 | 0.0% |
| Q1 2022 | 146 | $491.2M | 28,931,952 | 10 | 56 | 46 | 0.0% |
| Q4 2021 | 163 | $613.5M | 31,310,100 | 23 | 60 | 36 | 0.0% |
| Q3 2021 | 153 | $569.3M | 31,580,428 | 11 | 76 | 28 | 0.0% |
| Q2 2021 | 164 | $604.3M | 31,842,884 | 17 | 59 | 50 | 0.0% |
| Q1 2021 | 160 | $578.7M | 31,952,497 | 14 | 60 | 45 | 0.0% |
| Q4 2020 | 151 | $453.8M | 28,109,725 | 18 | 48 | 46 | 0.0% |
| Q3 2020 | 139 | $332.9M | 26,329,693 | 15 | 54 | 33 | 0.0% |
| Q2 2020 | 132 | $312.9M | 24,952,038 | 14 | 48 | 39 | 0.0% |
| Q1 2020 | 137 | $222.0M | 22,932,209 | 15 | 49 | 39 | 0.0% |
| Q4 2019 | 137 | $332.9M | 22,543,752 | 12 | 47 | 41 | 0.0% |
| Q3 2019 | 134 | $317.1M | 23,050,852 | 10 | 57 | 35 | 0.0% |
| Q2 2019 | 137 | $313.7M | 22,537,574 | 13 | 57 | 39 | 0.0% |
| Q1 2019 | 146 | $322.2M | 23,430,491 | 13 | 59 | 39 | 0.0% |
| Q4 2018 | 140 | $267.8M | 22,697,665 | 5 | 6 | 2 | 0.0% |