ROSETTA STONE INC (RST)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
125
Reporting holders
$674.5M
Reported value
7.5%
Held as options
+22
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $48.8M | 1,629,334 | 0.00% | 8q | -6.7%-$3.5M |
| Beryl Capital Management LLC | $43.7M | 1,457,660 | 7.87% | new | NEW |
| CREDIT SUISSE AG/ | $43.4M | 1,448,149 | 0.03% | 8q | +25.5%+$8.8M |
| VANGUARD GROUP INC | $34.8M | 1,162,133 | 0.00% | 8q | -8.6%-$3.3M |
| GABELLI FUNDS LLC | $29.2M | 974,233 | 0.23% | new | NEW |
| ALPINE ASSOCIATES MANAGEMENT INC. | $26.0M | 867,586 | 1.37% | new | NEW |
| GROUP ONE TRADING, L.P. | $22.2M | 94,987 | 0.07% | 7q | +3744.1%+$21.6M |
| CNH PARTNERS LLC | $20.1M | 671,430 | 0.73% | new | NEW |
| Walleye Trading LLC | $20.1M | 157,080 | 0.11% | new | NEW |
| JPMORGAN CHASE & CO | $18.7M | 625,039 | 0.00% | 8q | +460.5%+$15.4M |
| DLD Asset Management, LP | $16.4M | 546,658 | 0.38% | new | NEW |
| Vivaldi Asset Management, LLC | $16.3M | 545,192 | 4.39% | new | NEW |
| WATER ISLAND CAPITAL LLC | $16.3M | 542,432 | 1.38% | new | NEW |
| STATE STREET CORP | $14.5M | 485,147 | 0.00% | 8q | -6.9%-$1.1M |
| CITIGROUP INC | $14.0M | 466,387 | 0.01% | 8q | +6388.4%+$13.8M |
| RENAISSANCE TECHNOLOGIES LLC | $13.9M | 462,189 | 0.01% | 8q | -70.0%-$32.3M |
| Balyasny Asset Management LLC | $13.1M | 437,551 | 0.10% | new | NEW |
| Magnetar Financial LLC | $12.4M | 415,257 | 0.22% | new | NEW |
| GLAZER CAPITAL, LLC | $12.4M | 413,800 | 0.61% | new | NEW |
| Pentwater Capital Management LP | $10.5M | 350,000 | 0.14% | new | NEW |
| Nuveen Asset Management, LLC | $10.2M | 339,419 | 0.00% | 6q | +84.2%+$4.7M |
| GEODE CAPITAL MANAGEMENT, LLC | $10.2M | 338,798 | 0.00% | 8q | -5.2%-$552.4K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $10.1M | 338,481 | 1.83% | new | NEW |
| JANE STREET GROUP, LLC | $9.7M | 151,064 | 0.01% | new | NEW |
| NORTHERN TRUST CORP | $8.9M | 295,693 | 0.00% | 8q | -5.5%-$520.4K |
| GAMCO INVESTORS, INC. ET AL | $8.7M | 290,601 | 0.10% | new | NEW |
| Kellner Capital, LLC | $7.3M | 244,100 | 3.96% | new | NEW |
| MORGAN STANLEY | $6.6M | 221,783 | 0.00% | 12q | +444.7%+$5.4M |
| Voss Capital, LLC | $6.6M | 221,087 | 3.78% | 4q | -80.5%-$27.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.6M | 61,640 | 0.00% | 8q | +33.7%+$1.7M |
| GOLDMAN SACHS GROUP INC | $6.2M | 207,929 | 0.00% | 8q | +175.9%+$4.0M |
| Chicago Capital Management, LLC | $5.6M | 187,976 | 5.40% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $5.5M | 182,798 | 0.00% | 8q | -29.1%-$2.3M |
| ARP AMERICAS LP | $5.5M | 182,060 | 0.46% | new | NEW |
| FRONTIER CAPITAL MANAGEMENT CO LLC | $5.1M | 169,426 | 0.04% | 2q | -7.9%-$437.3K |
| BANK OF AMERICA CORP /DE/ | $5.0M | 167,350 | 0.00% | 8q | -4.4%-$229.5K |
| TWO SIGMA INVESTMENTS, LP | $4.8M | 158,581 | 0.02% | 8q | +72.6%+$2.0M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $4.6M | 152,914 | 0.00% | 8q | +158.9%+$2.8M |
| TWO SIGMA ADVISERS, LP | $4.6M | 152,443 | 0.01% | 8q | -15.6%-$843.5K |
| Centiva Capital, LP | $4.5M | 150,000 | 0.30% | new | NEW |
| BARDIN HILL MANAGEMENT PARTNERS LP | $4.4M | 146,715 | 1.17% | new | NEW |
| IndexIQ Advisors LLC | $4.2M | 139,435 | 0.17% | 3q | +1000.5%+$3.8M |
| AltraVue Capital, LLC | $4.0M | 134,279 | 1.88% | 8q | -79.5%-$15.6M |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $4.0M | 133,410 | 0.03% | new | NEW |
| Atom Investors LP | $3.6M | 119,879 | 0.34% | new | NEW |
| SCHWARTZ INVESTMENT COUNSEL INC | $3.1M | 102,000 | 0.15% | 8q | -89.2%-$25.2M |
| CAPSTONE INVESTMENT ADVISORS, LLC | $2.8M | 92,413 | 0.01% | new | NEW |
| Bank of New York Mellon Corp | $2.7M | 90,450 | 0.00% | 8q | -3.1%-$86.2K |
| D. E. Shaw & Co., Inc. | $2.6M | 50,861 | 0.00% | 8q | -55.4%-$3.2M |
| ROYAL BANK OF CANADA | $2.5M | 84,439 | 0.00% | 8q | +2519.1%+$2.4M |
| WOLVERINE ASSET MANAGEMENT LLC | $2.5M | 83,122 | 0.02% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $2.3M | 78,294 | 0.00% | 8q | +274.6%+$1.7M |
| Legato Capital Management LLC | $2.3M | 76,885 | 0.51% | 8q | -40.6%-$1.6M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $2.2M | 73,050 | 0.11% | 2q | +72950.0%+$2.2M |
| MILLENNIUM MANAGEMENT LLC | $2.1M | 69,549 | 0.00% | 2q | -58.1%-$2.9M |
| MARTINGALE ASSET MANAGEMENT L P | $1.9M | 61,912 | 0.02% | 3q | -53.7%-$2.2M |
| Walleye Capital LLC | $1.8M | 60,000 | 0.20% | new | NEW |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $1.8M | 59,350 | 0.40% | new | NEW |
| PEAK6 Investments LLC | $1.7M | options only | 0.00% | 3q | OPTIONS |
| PINNACLE ASSOCIATES LTD | $1.7M | 57,310 | 0.04% | new | NEW |
| WELLS FARGO & COMPANY/MN | $1.7M | 56,549 | 0.00% | 8q | HELD |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.6M | 52,947 | 0.00% | 8q | +2.1%+$33.0K |
| SIMPLEX TRADING, LLC | $1.6M | 4,748 | 0.00% | 8q | -78.1%-$5.6M |
| Swiss National Bank | $1.5M | 50,100 | 0.00% | 8q | +1.4%+$21.0K |
| BARCLAYS PLC | $1.4M | 46,950 | 0.00% | 8q | +234.1%+$986.6K |
| Skandinaviska Enskilda Banken AB (publ) | $1.2M | 41,393 | 0.01% | new | NEW |
| WEDGE CAPITAL MANAGEMENT L L P/NC | $1.1M | 38,240 | 0.02% | 2q | HELD |
| Rock Creek Group, LP | $1.1M | 37,598 | 0.58% | 6q | -90.3%-$10.5M |
| GUGGENHEIM CAPITAL LLC | $1.1M | 36,408 | 0.01% | new | NEW |
| Qube Research & Technologies Ltd | $1.1M | 36,297 | 0.02% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.1M | 35,296 | 0.00% | 8q | HELD |
| CITADEL ADVISORS LLC | $966.0K | options only | 0.00% | 3q | OPTIONS |
| RHUMBLINE ADVISERS | $944.0K | 31,488 | 0.00% | 8q | -17.6%-$201.4K |
| AMERIPRISE FINANCIAL INC | $919.0K | 30,658 | 0.00% | 8q | -43.3%-$702.5K |
| GSA CAPITAL PARTNERS LLP | $919.0K | 30,649 | 0.15% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $899.0K | 30,000 | 0.00% | 4q | -75.7%-$2.8M |
| S. MUOIO & CO. LLC | $875.0K | 29,202 | 0.99% | new | NEW |
| Engineers Gate Manager LP | $875.0K | 29,185 | 0.04% | 3q | -12.0%-$119.1K |
| Mint Tower Capital Management B.V. | $856.0K | 28,537 | 0.10% | new | NEW |
| Caption Management, LLC | $840.0K | 28,000 | 0.02% | 2q | +47.4%+$270.0K |
| Blueshift Asset Management, LLC | $826.0K | 27,546 | 0.11% | new | NEW |
| Tower Research Capital LLC (TRC) | $821.0K | 27,376 | 0.01% | 3q | +322.2%+$626.5K |
| Paloma Partners Management Co | $744.0K | 24,800 | 0.02% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $717.0K | 23,900 | 0.00% | 8q | -6.6%-$51.0K |
| STRS OHIO | $653.0K | 21,800 | 0.00% | 8q | -33.5%-$329.5K |
| SG Americas Securities, LLC | $589.0K | 19,649 | 0.00% | 2q | +55.0%+$208.9K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $575.0K | 19,178 | 0.00% | 8q | HELD |
| Allianz Asset Management GmbH | $571.0K | 19,035 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $544.0K | 18,175 | 0.00% | 8q | -81.8%-$2.4M |
| K2 PRINCIPAL FUND, L.P. | $539.0K | 17,971 | 0.08% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $530.0K | 17,693 | 0.00% | 3q | -41.5%-$376.7K |
| WOLVERINE TRADING, LLC | $511.0K | options only | 0.00% | new | OPTIONS |
| Man Group plc | $505.0K | 16,822 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $501.0K | 16,720 | 0.00% | 4q | -89.8%-$4.4M |
| Telemetry Investments, L.L.C. | $470.0K | 15,662 | 1.02% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $420.0K | 13,998 | 0.00% | 8q | -2.2%-$9.5K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $405.0K | 13,507 | 0.00% | 8q | -6.0%-$26.0K |
| DEUTSCHE BANK AG\ | $400.0K | 13,318 | 0.00% | 11q | -20.7%-$104.3K |
| UBS ASSET MANAGEMENT AMERICAS INC | $389.7K | 13,000 | 0.00% | new | NEW |
| Parametric Portfolio Associates LLC | $382.0K | 12,744 | 0.00% | 7q | -17.6%-$81.4K |
Showing the largest 100 of 125 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 125 | $674.5M | 20,809,205 | 53 | 21 | 41 | 7.5% |
| Q2 2020 | 103 | $360.6M | 21,149,999 | 14 | 48 | 23 | 1.1% |
| Q1 2020 | 108 | $292.4M | 21,180,029 | 17 | 29 | 41 | 1.1% |
| Q4 2019 | 107 | $403.3M | 21,766,760 | 23 | 34 | 24 | 2.1% |
| Q3 2019 | 111 | $366.9M | 20,530,105 | 12 | 36 | 41 | 2.7% |
| Q2 2019 | 115 | $501.9M | 21,044,909 | 20 | 46 | 30 | 4.1% |
| Q1 2019 | 123 | $449.9M | 19,721,101 | 26 | 39 | 31 | 4.2% |
| Q4 2018 | 113 | $320.1M | 19,100,445 | 2 | 1 | 2 | 2.1% |