ROSETTA STONE INC (RST)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
125
Reporting holders
$674.5M
Reported value
3.7%
Calls
3.8%
Puts
+22
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $48.8M | 1,629,334 | 0.00% | 8q | -6.7%-$3.5M |
| Beryl Capital Management LLC | $43.7M | 1,457,660 | 7.87% | new | NEW |
| CREDIT SUISSE AG/ | $43.4M | 1,448,149 | 0.03% | 8q | +25.5%+$8.8M |
| VANGUARD GROUP INC | $34.8M | 1,162,133 | 0.00% | 8q | -8.6%-$3.3M |
| GABELLI FUNDS LLC | $29.2M | 974,233 | 0.23% | new | NEW |
| ALPINE ASSOCIATES MANAGEMENT INC. | $26.0M | 867,586 | 1.37% | new | NEW |
| GROUP ONE TRADING, L.P. | $22.2M | 94,987 | 0.07% | 7q | +3744.1%+$21.6M |
| CNH PARTNERS LLC | $20.1M | 671,430 | 0.73% | new | NEW |
| Walleye Trading LLC | $20.1M | 157,080 | 0.11% | new | NEW |
| JPMORGAN CHASE & CO | $18.7M | 625,039 | 0.00% | 8q | +460.5%+$15.4M |
| DLD Asset Management, LP | $16.4M | 546,658 | 0.38% | new | NEW |
| Vivaldi Asset Management, LLC | $16.3M | 545,192 | 4.39% | new | NEW |
| WATER ISLAND CAPITAL LLC | $16.3M | 542,432 | 1.38% | new | NEW |
| STATE STREET CORP | $14.5M | 485,147 | 0.00% | 8q | -6.9%-$1.1M |
| CITIGROUP INC | $14.0M | 466,387 | 0.01% | 8q | +6388.4%+$13.8M |
| RENAISSANCE TECHNOLOGIES LLC | $13.9M | 462,189 | 0.01% | 8q | -70.0%-$32.3M |
| Balyasny Asset Management LLC | $13.1M | 437,551 | 0.10% | new | NEW |
| Magnetar Financial LLC | $12.4M | 415,257 | 0.22% | new | NEW |
| GLAZER CAPITAL, LLC | $12.4M | 413,800 | 0.61% | new | NEW |
| Pentwater Capital Management LP | $10.5M | 350,000 | 0.14% | new | NEW |
| Nuveen Asset Management, LLC | $10.2M | 339,419 | 0.00% | 6q | +84.2%+$4.7M |
| GEODE CAPITAL MANAGEMENT, LLC | $10.2M | 338,798 | 0.00% | 8q | -5.2%-$552.4K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $10.1M | 338,481 | 1.83% | new | NEW |
| JANE STREET GROUP, LLC | $9.7M | 151,064 | 0.01% | new | NEW |
| NORTHERN TRUST CORP | $8.9M | 295,693 | 0.00% | 8q | -5.5%-$520.4K |
| GAMCO INVESTORS, INC. ET AL | $8.7M | 290,601 | 0.10% | new | NEW |
| Kellner Capital, LLC | $7.3M | 244,100 | 3.96% | new | NEW |
| MORGAN STANLEY | $6.6M | 221,783 | 0.00% | 12q | +444.7%+$5.4M |
| Voss Capital, LLC | $6.6M | 221,087 | 3.78% | 4q | -80.5%-$27.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.6M | 61,640 | 0.00% | 8q | +33.7%+$1.7M |
| GOLDMAN SACHS GROUP INC | $6.2M | 207,929 | 0.00% | 8q | +175.9%+$4.0M |
| Chicago Capital Management, LLC | $5.6M | 187,976 | 5.40% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $5.5M | 182,798 | 0.00% | 8q | -29.1%-$2.3M |
| ARP AMERICAS LP | $5.5M | 182,060 | 0.46% | new | NEW |
| FRONTIER CAPITAL MANAGEMENT CO LLC | $5.1M | 169,426 | 0.04% | 2q | -7.9%-$437.3K |
| BANK OF AMERICA CORP /DE/ | $5.0M | 167,350 | 0.00% | 8q | -4.4%-$229.5K |
| TWO SIGMA INVESTMENTS, LP | $4.8M | 158,581 | 0.02% | 8q | +72.6%+$2.0M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $4.6M | 152,914 | 0.00% | 8q | +158.9%+$2.8M |
| TWO SIGMA ADVISERS, LP | $4.6M | 152,443 | 0.01% | 8q | -15.6%-$843.5K |
| Centiva Capital, LP | $4.5M | 150,000 | 0.30% | new | NEW |
| BARDIN HILL MANAGEMENT PARTNERS LP | $4.4M | 146,715 | 1.17% | new | NEW |
| IndexIQ Advisors LLC | $4.2M | 139,435 | 0.17% | 3q | +1000.5%+$3.8M |
| AltraVue Capital, LLC | $4.0M | 134,279 | 1.88% | 8q | -79.5%-$15.6M |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $4.0M | 133,410 | 0.03% | new | NEW |
| Atom Investors LP | $3.6M | 119,879 | 0.34% | new | NEW |
| SCHWARTZ INVESTMENT COUNSEL INC | $3.1M | 102,000 | 0.15% | 8q | -89.2%-$25.2M |
| CAPSTONE INVESTMENT ADVISORS, LLC | $2.8M | 92,413 | 0.01% | new | NEW |
| Bank of New York Mellon Corp | $2.7M | 90,450 | 0.00% | 8q | -3.1%-$86.2K |
| D. E. Shaw & Co., Inc. | $2.6M | 50,861 | 0.00% | 8q | -55.4%-$3.2M |
| ROYAL BANK OF CANADA | $2.5M | 84,439 | 0.00% | 8q | +2519.1%+$2.4M |
| WOLVERINE ASSET MANAGEMENT LLC | $2.5M | 83,122 | 0.02% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $2.3M | 78,294 | 0.00% | 8q | +274.6%+$1.7M |
| Legato Capital Management LLC | $2.3M | 76,885 | 0.51% | 8q | -40.6%-$1.6M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $2.2M | 73,050 | 0.11% | 2q | +72950.0%+$2.2M |
| MILLENNIUM MANAGEMENT LLC | $2.1M | 69,549 | 0.00% | 2q | -58.1%-$2.9M |
| MARTINGALE ASSET MANAGEMENT L P | $1.9M | 61,912 | 0.02% | 3q | -53.7%-$2.2M |
| Walleye Capital LLC | $1.8M | 60,000 | 0.20% | new | NEW |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $1.8M | 59,350 | 0.40% | new | NEW |
| PEAK6 Investments LLC | $1.7M | options only | 0.00% | 3q | OPTIONS |
| PINNACLE ASSOCIATES LTD | $1.7M | 57,310 | 0.04% | new | NEW |
| WELLS FARGO & COMPANY/MN | $1.7M | 56,549 | 0.00% | 8q | HELD |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.6M | 52,947 | 0.00% | 8q | +2.1%+$33.0K |
| SIMPLEX TRADING, LLC | $1.6M | 4,748 | 0.00% | 8q | -78.1%-$5.6M |
| Swiss National Bank | $1.5M | 50,100 | 0.00% | 8q | +1.4%+$21.0K |
| BARCLAYS PLC | $1.4M | 46,950 | 0.00% | 8q | +234.1%+$986.6K |
| Skandinaviska Enskilda Banken AB (publ) | $1.2M | 41,393 | 0.01% | new | NEW |
| WEDGE CAPITAL MANAGEMENT L L P/NC | $1.1M | 38,240 | 0.02% | 2q | HELD |
| Rock Creek Group, LP | $1.1M | 37,598 | 0.58% | 6q | -90.3%-$10.5M |
| GUGGENHEIM CAPITAL LLC | $1.1M | 36,408 | 0.01% | new | NEW |
| Qube Research & Technologies Ltd | $1.1M | 36,297 | 0.02% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.1M | 35,296 | 0.00% | 8q | HELD |
| CITADEL ADVISORS LLC | $966.0K | options only | 0.00% | 3q | OPTIONS |
| RHUMBLINE ADVISERS | $944.0K | 31,488 | 0.00% | 8q | -17.6%-$201.4K |
| AMERIPRISE FINANCIAL INC | $919.0K | 30,658 | 0.00% | 8q | -43.3%-$702.5K |
| GSA CAPITAL PARTNERS LLP | $919.0K | 30,649 | 0.15% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $899.0K | 30,000 | 0.00% | 4q | -75.7%-$2.8M |
| S. MUOIO & CO. LLC | $875.0K | 29,202 | 0.99% | new | NEW |
| Engineers Gate Manager LP | $875.0K | 29,185 | 0.04% | 3q | -12.0%-$119.1K |
| Mint Tower Capital Management B.V. | $856.0K | 28,537 | 0.10% | new | NEW |
| Caption Management, LLC | $840.0K | 28,000 | 0.02% | 2q | +47.4%+$270.0K |
| Blueshift Asset Management, LLC | $826.0K | 27,546 | 0.11% | new | NEW |
| Tower Research Capital LLC (TRC) | $821.0K | 27,376 | 0.01% | 3q | +322.2%+$626.5K |
| Paloma Partners Management Co | $744.0K | 24,800 | 0.02% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $717.0K | 23,900 | 0.00% | 8q | -6.6%-$51.0K |
| STRS OHIO | $653.0K | 21,800 | 0.00% | 8q | -33.5%-$329.5K |
| SG Americas Securities, LLC | $589.0K | 19,649 | 0.00% | 2q | +55.0%+$208.9K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $575.0K | 19,178 | 0.00% | 8q | HELD |
| Allianz Asset Management GmbH | $571.0K | 19,035 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $544.0K | 18,175 | 0.00% | 8q | -81.8%-$2.4M |
| K2 PRINCIPAL FUND, L.P. | $539.0K | 17,971 | 0.08% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $530.0K | 17,693 | 0.00% | 3q | -41.5%-$376.7K |
| WOLVERINE TRADING, LLC | $511.0K | options only | 0.00% | new | OPTIONS |
| Man Group plc | $505.0K | 16,822 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $501.0K | 16,720 | 0.00% | 4q | -89.8%-$4.4M |
| Telemetry Investments, L.L.C. | $470.0K | 15,662 | 1.02% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $420.0K | 13,998 | 0.00% | 8q | -2.2%-$9.5K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $405.0K | 13,507 | 0.00% | 8q | -6.0%-$26.0K |
| DEUTSCHE BANK AG\ | $400.0K | 13,318 | 0.00% | 11q | -20.7%-$104.3K |
| UBS ASSET MANAGEMENT AMERICAS INC | $389.7K | 13,000 | 0.00% | new | NEW |
| Parametric Portfolio Associates LLC | $382.0K | 12,744 | 0.00% | 7q | -17.6%-$81.4K |
Showing the largest 100 of 125 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 125 | $674.5M | 20,809,205 | 53 | 21 | 41 | 7.5% |
| Q2 2020 | 103 | $360.6M | 21,149,999 | 14 | 48 | 23 | 1.1% |
| Q1 2020 | 108 | $292.4M | 21,180,029 | 17 | 29 | 41 | 1.1% |
| Q4 2019 | 107 | $403.3M | 21,766,760 | 23 | 34 | 24 | 2.1% |
| Q3 2019 | 111 | $366.9M | 20,530,105 | 12 | 36 | 41 | 2.7% |
| Q2 2019 | 115 | $501.9M | 21,044,909 | 20 | 46 | 30 | 4.1% |
| Q1 2019 | 123 | $449.9M | 19,721,101 | 26 | 39 | 31 | 4.2% |
| Q4 2018 | 113 | $320.1M | 19,100,445 | 2 | 1 | 2 | 2.1% |