RIVERNORTH CAP AND INCM FD I (RSF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
16
Reporting holders
$10.2M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $2.2M | 148,230 | 0.08% | 13q | -47.1%-$1.9M |
| Significant Wealth Partners LLC | $1.8M | 123,933 | 1.96% | 2q | +2.5%+$44.3K |
| Clear Street Group Inc. | $1.8M | 123,876 | 0.00% | new | NEW |
| Waverly Advisors, LLC | $1.2M | 82,542 | 0.01% | 10q | -6.0%-$76.3K |
| ICON ADVISERS INC/CO | $634.6K | 43,407 | 0.12% | 3q | -57.0%-$841.8K |
| Palatine Hill Wealth Management, LLC | $565.3K | 38,668 | 0.46% | 3q | -94.3%-$9.3M |
| Everstar Asset Management, LLC | $497.1K | 33,999 | 0.24% | 2q | +6.2%+$29.0K |
| Equitable Holdings, Inc. | $379.0K | 25,926 | 0.00% | 3q | +8.7%+$30.4K |
| Capital Investment Advisors, LLC | $310.9K | 21,267 | 0.00% | new | NEW |
| MORGAN STANLEY | $179.3K | 12,263 | 0.00% | 22q | HELD |
| NewEdge Advisors, LLC | $175.4K | 12,000 | 0.00% | 19q | -9.1%-$17.5K |
| RAYMOND JAMES FINANCIAL INC | $149.4K | 10,217 | 0.00% | 7q | -41.6%-$106.5K |
| OSAIC HOLDINGS, INC. | $126.4K | 8,643 | 0.00% | 22q | -94.9%-$2.4M |
| CoreCap Advisors, LLC | $95.0K | 6,500 | 0.00% | new | NEW |
| UBS Group AG | $72.4K | 4,950 | 0.00% | 20q | -1.3% |
| HIGHLINE WEALTH PARTNERS LLC | $2.9K | 200 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G/A | OSAIC HOLDINGS, INC. | 0.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 16 | $10.2M | 696,621 | 3 | 3 | 8 | 0.0% |
| Q1 2026 | 13 | $22.2M | 1,527,167 | 3 | 2 | 5 | 0.0% |
| Q4 2025 | 15 | $22.6M | 1,570,397 | 5 | 2 | 7 | 0.0% |
| Q3 2025 | 15 | $14.9M | 1,011,706 | 5 | 6 | 4 | 0.0% |
| Q2 2025 | 15 | $11.7M | 816,754 | 3 | 5 | 6 | 0.0% |
| Q1 2025 | 15 | $12.7M | 837,329 | 1 | 2 | 11 | 0.0% |
| Q4 2024 | 18 | $13.4M | 869,361 | 3 | 3 | 10 | 0.0% |
| Q3 2024 | 16 | $11.2M | 727,657 | 1 | 6 | 9 | 0.0% |
| Q2 2024 | 20 | $14.7M | 958,688 | 2 | 8 | 9 | 0.0% |
| Q1 2024 | 23 | $16.7M | 1,052,394 | 10 | 4 | 6 | 0.0% |
| Q4 2023 | 14 | $8.6M | 548,252 | 2 | 3 | 7 | 0.0% |
| Q3 2023 | 14 | $9.3M | 612,833 | 2 | 2 | 8 | 0.0% |
| Q2 2023 | 14 | $9.8M | 638,591 | 4 | 2 | 7 | 0.0% |
| Q1 2023 | 13 | $9.6M | 620,957 | 2 | 6 | 4 | 0.0% |
| Q4 2022 | 15 | $8.2M | 482,432 | 3 | 3 | 7 | 0.0% |
| Q3 2022 | 12 | $8.8M | 510,965 | 0 | 5 | 7 | 0.0% |
| Q2 2022 | 14 | $15.8M | 910,346 | 1 | 6 | 5 | 0.0% |
| Q1 2022 | 13 | $18.8M | 969,176 | 0 | 5 | 7 | 0.0% |
| Q4 2021 | 18 | $16.3M | 848,809 | 4 | 4 | 5 | 0.0% |
| Q3 2021 | 15 | $13.9M | 721,331 | 2 | 7 | 6 | 0.0% |
| Q2 2021 | 15 | $17.6M | 885,132 | 2 | 4 | 9 | 0.0% |
| Q1 2021 | 16 | $27.7M | 1,541,693 | 2 | 8 | 5 | 0.0% |
| Q4 2020 | 15 | $23.2M | 1,395,338 | 4 | 3 | 8 | 0.0% |
| Q3 2020 | 18 | $23.3M | 1,565,304 | 2 | 5 | 11 | 0.0% |
| Q2 2020 | 19 | $24.1M | 1,623,087 | 5 | 5 | 7 | 0.0% |
| Q1 2020 | 18 | $24.7M | 1,524,249 | 3 | 3 | 11 | 0.0% |
| Q4 2019 | 23 | $23.4M | 1,284,583 | 5 | 5 | 12 | 0.0% |
| Q3 2019 | 21 | $21.8M | 1,143,631 | 6 | 4 | 9 | 0.0% |
| Q2 2019 | 21 | $27.3M | 1,339,624 | 20 | 0 | 1 | 0.0% |
| Q1 2019 | 1 | $216.2K | 9,885 | 0 | 0 | 1 | 0.0% |
| Q4 2018 | 1 | $294.0K | 13,268 | 0 | 0 | 0 | 0.0% |