CASTLE BRANDS INC (ROX)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
45
Reporting holders
$24.1M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Beryl Capital Management LLC | $6.5M | 5,198,019 | 1.69% | new | NEW |
| VANGUARD GROUP INC | $5.1M | 4,085,971 | 0.00% | 4q | +6.9%+$333.8K |
| SYQUANT CAPITAL SAS | $1.8M | 1,410,289 | 0.49% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 1,198,348 | 0.00% | new | NEW |
| GABELLI FUNDS LLC | $1.3M | 1,032,398 | 0.01% | new | NEW |
| Polar Asset Management Partners Inc. | $1.3M | 1,000,000 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $1.0M | 798,219 | 0.00% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $855.0K | 679,309 | 0.00% | 4q | +22.8%+$158.8K |
| Skandinaviska Enskilda Banken AB (publ) | $693.0K | 549,725 | 0.01% | new | NEW |
| Virtu Financial LLC | $577.0K | 457,657 | 0.05% | 3q | +3928.3%+$562.7K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $487.0K | 386,730 | 0.05% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $480.0K | 381,304 | 0.05% | new | NEW |
| Man Group plc | $347.0K | 275,558 | 0.00% | new | NEW |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $326.0K | 258,587 | 0.00% | 4q | HELD |
| NORTHERN TRUST CORP | $214.0K | 169,879 | 0.00% | 4q | -81.5%-$941.1K |
| MORGAN STANLEY | $214.0K | 170,048 | 0.00% | 8q | +8849.9%+$211.6K |
| HARVEST MANAGEMENT LLC | $189.0K | 150,000 | 0.26% | new | NEW |
| Mint Tower Capital Management B.V. | $151.0K | 120,081 | 0.02% | new | NEW |
| GAMCO INVESTORS, INC. ET AL | $117.0K | 93,043 | 0.00% | new | NEW |
| PRELUDE CAPITAL MANAGEMENT, LLC | $85.0K | 67,500 | 0.00% | new | NEW |
| STATE STREET CORP | $82.0K | 65,200 | 0.00% | 4q | -21.1%-$21.9K |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | $79.0K | 62,572 | 0.00% | 4q | -49.0%-$75.8K |
| BlackRock Inc. | $77.0K | 61,228 | 0.00% | 4q | -31.4%-$35.3K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $71.0K | 56,154 | 0.00% | 4q | HELD |
| ExodusPoint Capital Management, LP | $68.0K | 54,200 | 0.00% | new | NEW |
| Fayez Sarofim & Co | $67.0K | 52,830 | 0.00% | 4q | HELD |
| BROWN ADVISORY INC | $54.0K | 42,500 | 0.00% | 4q | HELD |
| TWO SIGMA SECURITIES, LLC | $46.0K | 36,712 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $41.0K | 32,158 | 0.00% | 4q | HELD |
| LMR Partners LLP | $37.0K | 29,234 | 0.00% | 2q | HELD |
| RPg Family Wealth Advisory, LLC | $25.2K | 20,000 | 0.02% | 4q | HELD |
| HighTower Advisors, LLC | $24.0K | 19,000 | 0.00% | 4q | HELD |
| VICTORY CAPITAL MANAGEMENT INC | $23.0K | 18,220 | 0.00% | new | NEW |
| Fortis Advisors, LLC | $20.0K | 16,000 | 0.01% | 2q | -20.0%-$5.0K |
| MILLENNIUM MANAGEMENT LLC | $19.0K | 15,417 | 0.00% | 2q | -97.7%-$791.6K |
| Paloma Partners Management Co | $15.0K | 11,876 | 0.00% | 2q | -96.4%-$400.1K |
| BDO Wealth Advisors, LLC | $15.0K | 12,000 | 0.00% | 4q | HELD |
| UBS Group AG | $14.0K | 11,189 | 0.00% | 4q | +19.2%+$2.3K |
| GOFEN & GLOSSBERG LLC /IL/ | $13.0K | 10,000 | 0.00% | 4q | HELD |
| CITIGROUP INC | $13.0K | 10,399 | 0.00% | 4q | -25.1%-$4.4K |
| BNP PARIBAS ARBITRAGE, SA | $12.5K | 9,920 | 0.00% | 4q | -4.7% |
| Tower Research Capital LLC (TRC) | $11.0K | 8,771 | 0.00% | 4q | +209.5%+$7.4K |
| Valeo Financial Advisors, LLC | $7.0K | 5,800 | 0.00% | 4q | HELD |
| PANAGORA ASSET MANAGEMENT INC | $1.0K | 1,107 | 0.00% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $1.0K | 1,000 | 0.00% | 4q | -75.0%-$3.0K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 45 | $24.1M | 19,146,152 | 18 | 6 | 10 | 0.0% |
| Q2 2019 | 49 | $6.4M | 13,704,826 | 10 | 6 | 16 | 0.0% |
| Q1 2019 | 60 | $13.8M | 19,756,206 | 6 | 14 | 16 | 0.0% |
| Q4 2018 | 63 | $18.0M | 21,200,333 | 1 | 1 | 1 | 0.0% |