LATTICE STRATEGIES TR (ROUS)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
69
Reporting holders
$440.1M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NorthRock Partners, LLC | $81.8M | 1,213,197 | 1.19% | 4q | -4.8%-$4.1M |
| Hartford Funds Management Co LLC | $54.0M | 801,483 | 4.32% | 31q | -7.5%-$4.4M |
| LPL Financial LLC | $52.3M | 775,856 | 0.01% | 31q | +7.0%+$3.4M |
| MORGAN STANLEY | $35.3M | 524,259 | 0.00% | 32q | +16.5%+$5.0M |
| RAYMOND JAMES FINANCIAL INC | $30.6M | 453,416 | 0.01% | 7q | +33.0%+$7.6M |
| AMERIPRISE FINANCIAL INC | $19.4M | 287,292 | 0.00% | 29q | -52.4%-$21.3M |
| JONES FINANCIAL COMPANIES LLLP | $17.5M | 263,718 | 0.01% | 9q | +60.4%+$6.6M |
| BANK OF AMERICA CORP /DE/ | $13.8M | 204,467 | 0.00% | 31q | +3.6%+$475.3K |
| ROYAL BANK OF CANADA | $12.3M | 182,951 | 0.00% | 31q | +0.9%+$109.1K |
| WELLS FARGO & COMPANY/MN | $10.9M | 161,990 | 0.00% | 31q | +3.2%+$337.0K |
| Western Wealth Management, LLC | $10.3M | 152,422 | 0.34% | 23q | +1.3%+$134.5K |
| Fermata Advisors, LLC | $8.3M | 122,530 | 1.67% | 11q | -1.7%-$140.2K |
| UBS Group AG | $7.5M | 111,703 | 0.00% | 31q | +101.2%+$3.8M |
| Cetera Investment Advisers | $7.1M | 105,346 | 0.01% | 10q | +5.4%+$362.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.8M | 101,057 | 0.01% | 31q | +15.6%+$917.9K |
| Marshall Financial Group, LLC | $5.8M | 85,786 | 0.84% | 6q | +1.5%+$85.9K |
| Rockefeller Capital Management L.P. | $5.4M | 79,934 | 0.01% | 4q | +12.5%+$598.4K |
| &PARTNERS | $4.6M | 68,129 | 0.02% | 2q | +161.0%+$2.8M |
| NewEdge Advisors, LLC | $4.3M | 64,399 | 0.01% | 11q | -7.9%-$374.4K |
| Vista Cima Wealth Management LLC | $4.2M | 62,780 | 3.15% | 7q | +1.2%+$49.1K |
| HARBOUR INVESTMENTS, INC. | $3.8M | 56,433 | 0.05% | 21q | +8.3%+$290.2K |
| Kingsview Wealth Management, LLC | $3.6M | 53,482 | 0.04% | 10q | -69.9%-$8.4M |
| Waverly Advisors, LLC | $3.5M | 51,331 | 0.02% | 3q | HELD |
| COLDSTREAM CAPITAL MANAGEMENT INC | $3.4M | 50,985 | 0.04% | 20q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $3.3M | 48,525 | 0.00% | 15q | +71.0%+$1.4M |
| OSAIC HOLDINGS, INC. | $3.2M | 46,803 | 0.00% | 26q | +24.3%+$617.1K |
| Main Street Financial Solutions, LLC | $2.9M | 43,382 | 0.19% | 19q | +35.5%+$766.6K |
| Stratos Wealth Partners, LTD. | $2.7M | 39,440 | 0.03% | 9q | +4.4%+$111.6K |
| WCG Wealth Advisors LLC | $2.1M | 30,831 | 0.05% | 3q | HELD |
| Golden Bell Financial Planning LLC | $1.9M | 28,922 | 1.43% | 7q | -1.3%-$25.4K |
| TWO SIGMA INVESTMENTS, LP | $1.9M | 27,600 | 0.00% | new | NEW |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $1.7M | 24,967 | 0.61% | 7q | +21.2%+$294.1K |
| Wagner Wealth Management, LLC | $1.3M | 19,726 | 0.25% | 16q | +0.8%+$11.2K |
| GOLDMAN SACHS GROUP INC | $1.1M | 16,967 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 16,733 | 0.00% | 8q | +69.8%+$463.6K |
| Gladstone Institutional Advisory LLC | $920.4K | 13,656 | 0.03% | 7q | -14.8%-$159.9K |
| Private Advisor Group, LLC | $817.4K | 12,127 | 0.00% | 12q | +95.7%+$399.6K |
| Sanctuary Advisors, LLC | $702.4K | 10,422 | 0.00% | 9q | HELD |
| IEQ CAPITAL, LLC | $636.7K | 9,447 | 0.00% | 19q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $537.6K | 7,976 | 0.00% | new | NEW |
| Mariner, LLC | $470.2K | 6,977 | 0.00% | 15q | -73.5%-$1.3M |
| RAM Investment Partners, LLC | $450.3K | 6,681 | 0.07% | 15q | HELD |
| J.W. COLE ADVISORS, INC. | $435.2K | 6,458 | 0.01% | new | NEW |
| Harborfront Financial Group LLC | $423.9K | 6,289 | 1.60% | 2q | +11.1%+$42.5K |
| ENVESTNET ASSET MANAGEMENT INC | $420.9K | 6,244 | 0.00% | 30q | HELD |
| Perennial Investment Advisors, LLC | $413.9K | 6,141 | 0.03% | new | NEW |
| STIFEL FINANCIAL CORP | $369.8K | 5,487 | 0.00% | 4q | +2.4%+$8.8K |
| CITIGROUP INC | $362.5K | 5,379 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $334.1K | 4,956 | 0.00% | 15q | +15.4%+$44.6K |
| Summit Financial, LLC | $318.4K | 4,724 | 0.00% | 4q | HELD |
| HighTower Advisors, LLC | $287.7K | 4,269 | 0.00% | 13q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $276.5K | 4,134 | 0.02% | 2q | +163.0%+$171.4K |
| Total Clarity Wealth Management, Inc. | $273.2K | 4,053 | 0.05% | new | NEW |
| Mission Financial Group, LLC | $258.1K | 3,830 | 0.21% | 3q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $233.0K | 3,471 | 0.00% | new | NEW |
| Lido Advisors, LLC | $223.1K | 3,310 | 0.00% | new | NEW |
| Henderson Brothers Financial Partners, LLC | $208.7K | 3,097 | 0.10% | 3q | -49.7%-$206.4K |
| Allworth Financial LP | $179.6K | 2,665 | 0.00% | 14q | +31.9%+$43.5K |
| UMB Bank, n.a. | $178.6K | 2,650 | 0.00% | 3q | HELD |
| FMR LLC | $172.0K | 2,551 | 0.00% | 22q | -2.0%-$3.6K |
| Russell Investments Group, Ltd. | $145.1K | 2,152 | 0.00% | 9q | HELD |
| Global Retirement Partners, LLC | $115.6K | 1,715 | 0.00% | 9q | -10.4%-$13.5K |
| Medallion Wealth Advisors, LLC | $93.9K | 1,393 | 0.03% | 7q | HELD |
| ASSETMARK, INC | $67.4K | 1,000 | 0.00% | 5q | HELD |
| VANGUARD ADVISERS INC | $38.9K | 577 | 0.00% | 2q | -7.2%-$3.0K |
| JPMORGAN CHASE & CO | $38.3K | 570 | 0.00% | 2q | -13.4%-$5.9K |
| Farther Finance Advisors, LLC | $26.2K | 388 | 0.00% | 4q | HELD |
| Quest 10 Wealth Builders, Inc. | $23.7K | 351 | 0.02% | 6q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $4.5K | 67 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $2.5K | 37,068 | 0.00% | 11q | -3.5% |
| First PREMIER Bank | $1.4K | 21,400 | 0.23% | 30q | HELD |
| NATIXIS ADVISORS, LLC | $1.3K | 19,042 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 69 | $440.1M | 6,534,049 | 10 | 29 | 14 | 0.0% |
| Q1 2026 | 62 | $382.1M | 6,473,483 | 5 | 19 | 20 | 0.0% |
| Q4 2025 | 61 | $336.9M | 5,837,283 | 5 | 22 | 16 | 0.0% |
| Q3 2025 | 60 | $355.3M | 6,182,011 | 9 | 17 | 21 | 0.0% |
| Q2 2025 | 55 | $338.2M | 6,298,377 | 5 | 17 | 22 | 0.0% |
| Q1 2025 | 56 | $326.4M | 6,417,280 | 6 | 20 | 18 | 0.0% |
| Q4 2024 | 53 | $320.1M | 6,289,152 | 5 | 22 | 15 | 0.0% |
| Q3 2024 | 44 | $359.6M | 6,931,281 | 2 | 18 | 13 | 0.0% |
| Q2 2024 | 45 | $317.8M | 6,606,396 | 4 | 7 | 21 | 0.0% |
| Q1 2024 | 40 | $353.4M | 7,347,826 | 4 | 13 | 16 | 0.0% |
| Q4 2023 | 38 | $315.9M | 7,179,045 | 4 | 14 | 14 | 0.0% |
| Q3 2023 | 34 | $309.8M | 7,714,803 | 2 | 8 | 15 | 0.0% |
| Q2 2023 | 35 | $351.1M | 8,474,599 | 3 | 7 | 18 | 0.0% |
| Q1 2023 | 38 | $359.5M | 9,013,943 | 4 | 9 | 14 | 0.0% |
| Q4 2022 | 36 | $343.5M | 8,801,994 | 4 | 12 | 15 | 0.0% |
| Q3 2022 | 45 | $242.9M | 6,874,518 | 7 | 10 | 19 | 0.0% |
| Q2 2022 | 41 | $289.5M | 7,716,050 | 2 | 10 | 17 | 0.0% |
| Q1 2022 | 45 | $244.9M | 5,816,786 | 7 | 12 | 19 | 0.0% |
| Q4 2021 | 42 | $304.1M | 6,903,617 | 6 | 15 | 13 | 0.0% |
| Q3 2021 | 35 | $289.3M | 7,261,777 | 0 | 11 | 15 | 0.0% |
| Q2 2021 | 41 | $302.5M | 7,535,014 | 5 | 16 | 12 | 0.0% |
| Q1 2021 | 41 | $249.2M | 6,609,813 | 7 | 13 | 16 | 0.0% |
| Q4 2020 | 37 | $195.2M | 5,561,792 | 6 | 9 | 16 | 0.0% |
| Q3 2020 | 30 | $173.1M | 5,586,643 | 3 | 5 | 15 | 0.0% |
| Q2 2020 | 33 | $197.3M | 6,562,044 | 2 | 10 | 18 | 0.0% |
| Q1 2020 | 37 | $159.5M | 6,140,472 | 7 | 11 | 14 | 0.0% |
| Q4 2019 | 36 | $242.3M | 7,302,357 | 4 | 14 | 10 | 0.0% |
| Q3 2019 | 35 | $222.6M | 6,909,831 | 3 | 15 | 10 | 0.0% |
| Q2 2019 | 34 | $199.3M | 6,296,021 | 7 | 14 | 8 | 0.0% |
| Q1 2019 | 30 | $194.3M | 6,289,273 | 7 | 8 | 9 | 0.0% |
| Q4 2018 | 24 | $156.3M | 5,613,305 | 0 | 1 | 1 | 0.0% |