INDEXIQ ETF TR (ROOF)
Institutional ownership reported to the SEC as of Q3 2024, across 24 quarters.
21
Reporting holders
$132.4M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $128.2M | 5,792,113 | 1.25% | 4q | -12.5%-$18.4M |
| Corient Private Wealth LLC | $651.0K | 29,379 | 0.00% | 8q | +15.0%+$85.1K |
| MORGAN STANLEY | $629.7K | 28,416 | 0.00% | 28q | HELD |
| GTS SECURITIES LLC | $602.8K | 27,203 | 0.00% | 5q | -19.4%-$144.8K |
| JANE STREET GROUP, LLC | $338.0K | 15,252 | 0.00% | 3q | +30.8%+$79.7K |
| LPL Financial LLC | $307.5K | 13,876 | 0.00% | 24q | -3.9%-$12.6K |
| BANK OF AMERICA CORP /DE/ | $302.0K | 13,626 | 0.00% | 24q | -14.7%-$52.0K |
| NTV Asset Management LLC | $283.6K | 12,800 | 0.04% | 24q | HELD |
| RAYMOND JAMES & ASSOCIATES | $278.4K | 12,561 | 0.00% | 24q | HELD |
| BUCKINGHAM STRATEGIC PARTNERS, LLC | $238.9K | 10,779 | 0.01% | new | NEW |
| FAMILY WEALTH PARTNERS, LLC | $238.9K | 10,779 | 0.12% | new | NEW |
| Spire Wealth Management | $167.3K | 7,550 | 0.01% | 8q | HELD |
| UBS Group AG | $65.9K | 2,976 | 0.00% | 24q | +53.8%+$23.1K |
| HARBOUR INVESTMENTS, INC. | $31.8K | 1,437 | 0.00% | 14q | -0.9% |
| Gen-Wealth Partners Inc | $12.8K | 600 | 0.01% | 3q | HELD |
| Ridgewood Investments LLC | $10.1K | 454 | 0.01% | 2q | -58.3%-$14.0K |
| PRINCIPAL SECURITIES, INC. | $9.7K | 439 | 0.00% | 4q | -31.3%-$4.4K |
| Royal Bank of Canada | $8.0K | 342 | 0.00% | 24q | HELD |
| Sunbelt Securities, Inc. | $4.4K | 200 | 0.00% | 7q | HELD |
| Glen Eagle Advisors, LLC | $59 | 3 | 0.00% | 16q | HELD |
| CWM, LLC | $15 | 697 | 0.00% | 7q | HELD |
| WELLS FARGO & COMPANY/MN | $13 | 1 | 0.00% | 24q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2024 | 21 | $132.4M | 5,980,786 | 2 | 3 | 7 | 0.0% |
| Q2 2024 | 19 | $129.6M | 6,790,733 | 1 | 1 | 9 | 0.0% |
| Q1 2024 | 21 | $135.6M | 6,873,582 | 1 | 4 | 10 | 0.0% |
| Q4 2023 | 20 | $137.1M | 6,710,494 | 2 | 3 | 10 | 0.0% |
| Q3 2023 | 19 | $4.3M | 242,866 | 1 | 6 | 7 | 0.0% |
| Q2 2023 | 21 | $4.4M | 229,189 | 1 | 1 | 14 | 0.0% |
| Q1 2023 | 23 | $7.9M | 405,591 | 3 | 1 | 11 | 0.0% |
| Q4 2022 | 21 | $9.4M | 498,229 | 3 | 4 | 9 | 0.0% |
| Q3 2022 | 22 | $9.6M | 522,432 | 0 | 6 | 11 | 0.0% |
| Q2 2022 | 27 | $11.7M | 554,334 | 1 | 8 | 7 | 0.0% |
| Q1 2022 | 27 | $15.9M | 604,747 | 3 | 6 | 7 | 0.0% |
| Q4 2021 | 28 | $14.6M | 547,783 | 2 | 8 | 9 | 0.0% |
| Q3 2021 | 30 | $15.6M | 609,143 | 2 | 8 | 8 | 0.0% |
| Q2 2021 | 30 | $16.3M | 627,604 | 6 | 8 | 7 | 0.0% |
| Q1 2021 | 26 | $14.1M | 585,801 | 2 | 7 | 9 | 0.0% |
| Q4 2020 | 26 | $14.7M | 685,989 | 3 | 6 | 11 | 0.0% |
| Q3 2020 | 27 | $10.6M | 604,602 | 4 | 9 | 10 | 0.0% |
| Q2 2020 | 30 | $10.6M | 584,876 | 6 | 5 | 14 | 0.0% |
| Q1 2020 | 31 | $14.1M | 886,484 | 4 | 6 | 14 | 0.0% |
| Q4 2019 | 33 | $19.6M | 765,034 | 4 | 10 | 10 | 0.0% |
| Q3 2019 | 30 | $18.5M | 720,809 | 1 | 7 | 13 | 0.0% |
| Q2 2019 | 32 | $18.4M | 741,009 | 1 | 7 | 14 | 0.0% |
| Q1 2019 | 36 | $25.0M | 997,121 | 3 | 8 | 14 | 0.0% |
| Q4 2018 | 33 | $21.1M | 963,524 | 1 | 0 | 1 | 0.0% |