SPDR SERIES TRUST (ROKT)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

Reporting holders

$41.5M

Reported value

3.9%

Held as options

+24

Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

Filer	Value	Shares	Their book	Held	Change
LPL Financial LLC	$17.4M	145,680	0.00%	2q	+1522.6%+$16.3M
URS Advisory LLC	$2.4M	19,784	1.32%	new	NEW
RAYMOND JAMES FINANCIAL INC	$2.2M	18,726	0.00%	2q	+125.8%+$1.2M
SUSQUEHANNA INTERNATIONAL GROUP, LLP	$2.2M	18,693	0.00%	3q	+139.7%+$1.3M
LIBERTY ONE INVESTMENT MANAGEMENT, LLC	$2.1M	17,766	0.21%	2q	+45.9%+$667.9K
US BANCORP \DE\	$2.1M	17,436	0.00%	new	NEW
WealthBridge Capital Management, LLC	$1.8M	15,172	0.36%	6q	+8.1%+$135.4K
JOHNSON INVESTMENT COUNSEL INC	$1.4M	11,939	0.01%	new	NEW
Benson Wealth Management INC	$1.2M	10,425	1.25%	2q	+98.5%+$618.0K
OSAIC HOLDINGS, INC.	$1.1M	9,137	0.00%	9q	+2049.9%+$1.0M
Belvedere Trading LLC	$872.2K	options only	0.00%	new	OPTIONS
Endowment Wealth Management, Inc.	$775.0K	6,487	0.30%	new	NEW
CITADEL ADVISORS LLC	$728.8K	options only	0.00%	3q	OPTIONS
Flagship Private Wealth, LLC	$524.9K	4,393	0.19%	new	NEW
Asset One Wealth Management LLC	$458.9K	4,165	0.05%	new	NEW
Virtus Family Office LLC	$454.3K	3,802	0.36%	3q	HELD
COMPASS CAPITAL CORP /MA/ /ADV	$414.8K	3,425	0.14%	2q	+3.6%+$14.3K
Virginia Estate & Retirement Planning Advisors Inc.	$405.0K	4,561	0.49%	new	NEW
JANE STREET GROUP, LLC	$369.1K	3,089	0.00%	new	NEW
Fulcrum Equity Management	$361.0K	3,021	0.26%	2q	+3.2%+$11.4K
Wealthfront Advisers LLC	$354.5K	2,967	0.00%	3q	+11.2%+$35.7K
KINGSWOOD WEALTH ADVISORS, LLC	$311.9K	2,611	0.01%	new	NEW
D.A. DAVIDSON & CO.	$281.3K	2,354	0.00%	3q	HELD
Cetera Investment Advisers	$220.6K	1,846	0.00%	new	NEW
Arax Advisory Partners	$218.6K	1,830	0.00%	new	NEW
Ankerstar Wealth, LLC	$149.2K	1,249	0.13%	new	NEW
Innovative Asset Advisors Group, LLC	$113.5K	950	0.05%	2q	+216.7%+$77.7K
FIFTH THIRD BANCORP	$105.2K	881	0.00%	2q	-2.1%-$2.3K
Steward Partners Investment Advisory, LLC	$62.0K	519	0.00%	new	NEW
SIMPLEX TRADING, LLC	$60.3K	505	0.00%	new	NEW
NewEdge Advisors, LLC	$47.0K	393	0.00%	new	NEW
North Star Investment Management Corp.	$42.4K	355	0.00%	28q	HELD
MERCER GLOBAL ADVISORS INC /ADV	$35.2K	294	0.00%	new	NEW
MORGAN STANLEY	$34.4K	288	0.00%	23q	+36.5%+$9.2K
Spire Wealth Management	$20.0K	167	0.00%	new	NEW
Farther Finance Advisors, LLC	$17.9K	150	0.00%	new	NEW
Global Retirement Partners, LLC	$16.1K	135	0.00%	new	NEW
UBS Group AG	$16.1K	135	0.00%	new	NEW
BANK OF MONTREAL /CAN/	$6.0K	50	0.00%	2q	HELD
HARBOUR INVESTMENTS, INC.	$5.9K	49	0.00%	new	NEW
IFP Advisors, Inc	$5.4K	45	0.00%	new	NEW
FMR LLC	$4.9K	41	0.00%	2q	-93.2%-$67.2K
JPMORGAN CHASE & CO	$4.1K	35	0.00%	new	NEW
Cambridge Investment Research Advisors, Inc.	$3.4K	28,826	0.00%	3q	+204.5%+$2.3K
FLOW TRADERS U.S. LLC	$3.2K	26,489	0.13%	new	NEW
Integrated Wealth Concepts LLC	$3.1K	26	0.00%	new	NEW
MCGUIRE CAPITAL ADVISORS INC	$3.0K	25	0.00%	new	NEW
IFG Advisory, LLC	$3.0K	25	0.00%	new	NEW
Aptus Capital Advisors, LLC	$1.2K	10	0.00%	new	NEW
Founders Financial Alliance, LLC	$836	7	0.00%	new	NEW
HRT FINANCIAL LP	$823	6,892	0.00%	new	NEW
Aurora Private Wealth, Inc.	$271	2,267	0.17%	new	NEW
WELLS FARGO & COMPANY/MN	$16	0	0.00%	14q	-100.0%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

Quarter	Holders	Value	Shares	New	Added	Trimmed	Options
Q2 2026	49	$41.5M	335,643	29	12	3	3.9%
Q1 2026	25	$11.6M	115,485	14	3	3	5.3%
Q4 2025	13	$5.0M	59,223	7	2	0	0.0%
Q3 2025	8	$2.5M	32,238	2	2	1	0.0%
Q2 2025	10	$1.8M	27,689	3	0	4	0.0%
Q1 2025	9	$1.3M	23,974	2	3	1	0.0%
Q4 2024	9	$1.7M	29,860	1	1	1	0.0%
Q3 2024	11	$927.4K	18,320	2	1	2	0.0%
Q2 2024	12	$677.2K	15,168	2	0	4	0.0%
Q1 2024	12	$966.5K	21,548	2	2	3	0.0%
Q4 2023	13	$724.1K	16,192	2	1	2	0.0%
Q3 2023	12	$364.4K	9,227	1	1	2	0.0%
Q2 2023	14	$401.0K	9,163	2	3	3	0.0%
Q1 2023	15	$742.7K	18,193	2	2	3	0.0%
Q4 2022	17	$814.7K	20,707	3	3	4	0.0%
Q3 2022	16	$932.5K	27,999	5	2	2	0.0%
Q2 2022	15	$484.1K	13,733	2	1	4	0.0%
Q1 2022	14	$1.2M	28,194	1	3	3	0.0%
Q4 2021	17	$1.4M	35,086	3	0	4	0.0%
Q3 2021	18	$1.5M	36,606	3	0	3	0.0%
Q2 2021	15	$2.4M	55,670	2	0	3	0.0%
Q1 2021	14	$5.0M	125,264	3	4	1	0.0%
Q4 2020	12	$1.8M	46,236	4	2	2	0.0%
Q3 2020	7	$1.1M	36,209	2	1	1	0.0%
Q2 2020	6	$461.0K	15,148	3	1	1	0.0%
Q1 2020	5	$691.0K	26,280	1	2	1	0.0%
Q4 2019	4	$305.0K	8,425	2	1	0	0.0%
Q3 2019	2	$24.0K	660	1	0	1	0.0%
Q2 2019	2	$26.0K	768	0	0	2	0.0%
Q1 2019	3	$46.0K	1,538	2	0	1	0.0%
Q4 2018	2	$2.4M	93,916	1	0	0	0.0%