LATTICE STRATEGIES TR (RODM)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
121
Reporting holders
$1.1B
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cerity Partners LLC | $208.7M | 5,164,485 | 0.25% | 13q | +26.8%+$44.1M |
| MORGAN STANLEY | $130.7M | 3,235,045 | 0.01% | 35q | +1.8%+$2.3M |
| Hartford Funds Management Co LLC | $103.9M | 2,571,292 | 8.31% | 31q | +1.6%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $103.4M | 2,559,938 | 0.01% | 31q | -2.5%-$2.6M |
| Pathstone Holdings, LLC | $71.8M | 1,776,976 | 0.21% | new | NEW |
| WCG Wealth Advisors LLC | $71.7M | 1,773,405 | 1.70% | 17q | +2.3%+$1.6M |
| LPL Financial LLC | $43.7M | 1,080,964 | 0.01% | 31q | +11.6%+$4.5M |
| Intellus Advisors LLC | $42.5M | 1,052,032 | 5.16% | 7q | HELD |
| Mariner, LLC | $38.1M | 944,022 | 0.04% | 15q | -1.0%-$373.4K |
| RAYMOND JAMES FINANCIAL INC | $37.4M | 925,808 | 0.01% | 7q | HELD |
| UBS Group AG | $31.2M | 771,110 | 0.00% | 31q | +17.1%+$4.6M |
| AMERIPRISE FINANCIAL INC | $19.6M | 485,554 | 0.00% | 31q | -18.6%-$4.5M |
| Goldstein Advisors, LLC | $19.1M | 471,735 | 1.74% | 15q | +5.3%+$967.7K |
| BEARING POINT CAPITAL, LLC | $18.5M | 457,926 | 2.50% | 7q | +8.3%+$1.4M |
| Private Advisor Group, LLC | $17.7M | 439,216 | 0.08% | 31q | -20.1%-$4.5M |
| CAPTRUST FINANCIAL ADVISORS | $17.1M | 424,032 | 0.03% | 13q | -1.5%-$266.6K |
| JONES FINANCIAL COMPANIES LLLP | $16.8M | 417,097 | 0.01% | 11q | +25.5%+$3.4M |
| Cetera Investment Advisers | $15.3M | 379,827 | 0.01% | 30q | -2.2%-$348.2K |
| ROYAL BANK OF CANADA | $9.5M | 234,496 | 0.00% | 31q | +3.7%+$334.2K |
| Lido Advisors, LLC | $9.2M | 227,379 | 0.02% | 13q | -5.9%-$575.2K |
| &PARTNERS | $7.3M | 180,696 | 0.03% | 5q | -3.7%-$278.3K |
| Clearstead Advisors, LLC | $7.2M | 178,203 | 0.07% | 2q | -50.0%-$7.2M |
| EVERGREEN CAPITAL MANAGEMENT LLC | $6.3M | 156,845 | 0.11% | 15q | -3.4%-$221.0K |
| IAG Wealth Partners, LLC | $4.7M | 115,710 | 0.46% | 26q | -2.6%-$125.0K |
| STIFEL FINANCIAL CORP | $4.7M | 115,207 | 0.00% | 31q | +11.9%+$495.7K |
| WELLS FARGO & COMPANY/MN | $4.2M | 103,657 | 0.00% | 31q | +3.1%+$126.9K |
| WESCAP Management Group, Inc. | $4.0M | 98,787 | 0.75% | 31q | +0.9%+$35.6K |
| JANE STREET GROUP, LLC | $4.0M | 97,775 | 0.00% | 4q | -11.6%-$520.6K |
| TRUIST FINANCIAL CORP | $3.9M | 97,610 | 0.00% | 27q | -2.5%-$101.9K |
| Steward Partners Investment Advisory, LLC | $3.8M | 94,461 | 0.02% | 14q | -31.6%-$1.8M |
| HOWARD FINANCIAL SERVICES, LTD. | $3.6M | 88,991 | 0.36% | 26q | +0.9%+$31.8K |
| Modern Wealth Management, LLC | $3.5M | 86,176 | 0.04% | 7q | -2.9%-$103.0K |
| Vawter Financial, Ltd. | $3.4M | 83,846 | 1.28% | 4q | -55.6%-$4.2M |
| NewEdge Advisors, LLC | $3.2M | 80,000 | 0.01% | new | NEW |
| Trilogy Capital Inc. | $3.0M | 74,625 | 0.12% | 27q | HELD |
| World Investment Advisors | $3.0M | 75,502 | 0.05% | 8q | HELD |
| WEST MICHIGAN ADVISORS, LLC | $2.7M | 66,707 | 0.27% | 2q | +104.3%+$1.4M |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 61,174 | 0.00% | 31q | +21.1%+$431.0K |
| OneDigital Investment Advisors LLC | $2.4M | 60,219 | 0.02% | 30q | -3.1%-$78.0K |
| Rockefeller Capital Management L.P. | $2.1M | 51,539 | 0.00% | 30q | -3.4%-$73.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.1M | 51,262 | 0.00% | 31q | -2.1%-$44.7K |
| FLAGSTAR SECURITIES, INC | $1.9M | 46,867 | 0.57% | 20q | -5.8%-$117.4K |
| Equitable Holdings, Inc. | $1.8M | 43,708 | 0.01% | 5q | -3.2%-$58.8K |
| Empirical Asset Management, LLC | $1.7M | 41,112 | 0.37% | 4q | +6.9%+$107.9K |
| CRUX WEALTH ADVISORS | $1.6M | 39,663 | 0.56% | 7q | HELD |
| Apollon Financial, LLC | $1.6M | 38,596 | 0.18% | 3q | -0.8%-$13.2K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $1.4M | 35,355 | 0.02% | 20q | -1.2%-$17.2K |
| MAI Capital Management | $1.4M | 35,257 | 0.01% | 9q | HELD |
| Fermata Advisors, LLC | $1.1M | 25,988 | 0.21% | 22q | -7.1%-$79.9K |
| AQR CAPITAL MANAGEMENT LLC | $1.0M | 25,121 | 0.00% | 3q | +133.7%+$580.8K |
| INDEPENDENT FINANCIAL GROUP, LLC | $935.9K | 23,161 | 0.02% | 3q | -1.0%-$9.1K |
| Ethos Financial Group, LLC | $872.7K | 21,166 | 0.06% | new | NEW |
| HighTower Advisors, LLC | $842.0K | 20,836 | 0.00% | 31q | +0.8%+$6.7K |
| Allworth Financial LP | $830.7K | 20,557 | 0.00% | 23q | +1.3%+$10.5K |
| CLG LLC | $811.9K | 20,092 | 0.18% | 7q | -1.7%-$13.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $792.9K | 19,363 | 0.00% | 20q | HELD |
| Eagle Strategies LLC | $781.7K | 19,344 | 0.08% | 9q | +19.2%+$126.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $756.7K | 18,727 | 0.00% | 31q | +11.1%+$75.7K |
| CLIENT 1ST ADVISORY GROUP, LLC | $727.9K | 18,014 | 0.19% | 25q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $700.7K | 17,340 | 0.00% | 12q | +125.6%+$390.1K |
| OSAIC HOLDINGS, INC. | $699.5K | 17,309 | 0.00% | 26q | +147.3%+$416.7K |
| Aptus Capital Advisors, LLC | $656.1K | 16,235 | 0.00% | 30q | -2.4%-$16.2K |
| GUARDIAN WEALTH ADVISORS, LLC / NC | $656.1K | 16,235 | 0.04% | 17q | -2.4%-$16.2K |
| MML INVESTORS SERVICES, LLC | $638.6K | 15,803 | 0.00% | 2q | +58.4%+$235.4K |
| Clearview Wealth Management LLC | $606.8K | 15,015 | 0.39% | 2q | HELD |
| BlackRock, Inc. | $606.0K | 14,995 | 0.00% | 7q | +65.7%+$240.3K |
| D.A. DAVIDSON & CO. | $603.9K | 14,945 | 0.00% | 31q | -1.0%-$5.9K |
| PRINCIPAL SECURITIES, INC. | $565.2K | 13,986 | 0.01% | 2q | +126.3%+$315.4K |
| Cranbrook Wealth Management, LLC | $561.4K | 13,893 | 0.11% | 31q | -7.3%-$44.4K |
| Vise Technologies, Inc. | $551.6K | 13,651 | 0.01% | new | NEW |
| Larson Financial Group LLC | $540.0K | 13,364 | 0.01% | 9q | HELD |
| Sovran Advisors, LLC | $486.7K | 11,804 | 0.04% | 6q | -13.2%-$74.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $471.9K | 11,677 | 0.01% | 5q | +7.9%+$34.7K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $463.0K | 11,458 | 0.00% | 3q | -16.4%-$90.9K |
| Arkadios Wealth Advisors | $435.5K | 10,777 | 0.01% | 27q | -14.2%-$72.3K |
| BROWN BROTHERS HARRIMAN & CO | $413.3K | 10,227 | 0.00% | new | NEW |
| Cerity Partners Retirement Plan Advisors LLC | $393.3K | 9,732 | 0.16% | new | NEW |
| JPMORGAN CHASE & CO | $390.7K | 9,662 | 0.00% | 17q | +7.1%+$26.0K |
| Gotham Asset Management, LLC | $355.6K | 8,799 | 0.00% | 4q | -4.1%-$15.2K |
| AdvisorNet Financial, Inc | $347.4K | 8,597 | 0.02% | 25q | +9.2%+$29.3K |
| Golden State Wealth Management, LLC | $342.3K | 8,469 | 0.03% | 9q | +1.3%+$4.2K |
| FMR LLC | $264.2K | 6,538 | 0.00% | 22q | -8.1%-$23.3K |
| INSIGNEO ADVISORY SERVICES, LLC | $262.5K | 6,497 | 0.01% | 6q | HELD |
| Sanctuary Advisors, LLC | $260.8K | 6,455 | 0.00% | 9q | +2.2%+$5.6K |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $258.2K | 6,391 | 0.09% | 9q | -1.6%-$4.3K |
| YARGER WEALTH STRATEGIES, LLC | $258.1K | 6,303 | 0.09% | 6q | HELD |
| Prospera Financial Services Inc | $253.6K | 6,276 | 0.00% | 4q | HELD |
| Creative Planning | $249.2K | 6,166 | 0.00% | 2q | +2.3%+$5.7K |
| Western Wealth Management, LLC | $245.7K | 6,079 | 0.01% | 2q | +5.7%+$13.3K |
| Bank of New York Mellon Corp | $239.5K | 5,928 | 0.00% | 3q | +2.6%+$6.2K |
| IFP Advisors, Inc | $230.7K | 5,710 | 0.00% | 28q | -2.1%-$4.9K |
| Kingsview Wealth Management, LLC | $229.2K | 5,672 | 0.00% | 2q | -0.7%-$1.7K |
| Farther Finance Advisors, LLC | $229.1K | 5,669 | 0.00% | 13q | HELD |
| ENCOMPASS WEALTH ADVISORS, LLC | $224.3K | 5,551 | 0.07% | 4q | -3.8%-$8.9K |
| Parallel Advisors, LLC | $211.9K | 5,243 | 0.00% | 26q | HELD |
| GOLDMAN SACHS GROUP INC | $211.5K | 5,235 | 0.00% | new | NEW |
| NorthRock Partners, LLC | $206.4K | 5,108 | 0.00% | 2q | -10.9%-$25.1K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $204.4K | 5,097 | 0.01% | new | NEW |
| Global Retirement Partners, LLC | $160.2K | 3,964 | 0.00% | 16q | HELD |
| HARBOUR INVESTMENTS, INC. | $136.8K | 3,386 | 0.00% | 21q | HELD |
Showing the largest 100 of 130 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 121 | $1.1B | 28,335,910 | 13 | 38 | 44 | 0.0% |
| Q1 2026 | 121 | $1.1B | 27,533,004 | 16 | 30 | 50 | 0.0% |
| Q4 2025 | 110 | $980.3M | 26,520,993 | 9 | 32 | 44 | 0.0% |
| Q3 2025 | 106 | $910.3M | 25,625,468 | 13 | 28 | 42 | 0.0% |
| Q2 2025 | 97 | $848.6M | 24,886,168 | 7 | 29 | 41 | 0.0% |
| Q1 2025 | 98 | $832.9M | 26,874,770 | 8 | 22 | 48 | 0.0% |
| Q4 2024 | 97 | $800.8M | 28,177,329 | 6 | 27 | 45 | 0.0% |
| Q3 2024 | 93 | $830.5M | 27,228,775 | 7 | 25 | 50 | 0.0% |
| Q2 2024 | 96 | $817.7M | 29,591,495 | 7 | 13 | 51 | 0.0% |
| Q1 2024 | 98 | $1.1B | 40,426,476 | 8 | 28 | 46 | 0.0% |
| Q4 2023 | 100 | $1.4B | 49,575,012 | 5 | 29 | 46 | 0.0% |
| Q3 2023 | 103 | $1.2B | 47,072,902 | 9 | 27 | 44 | 0.0% |
| Q2 2023 | 102 | $1.2B | 44,550,728 | 7 | 31 | 48 | 0.0% |
| Q1 2023 | 104 | $1.0B | 38,559,615 | 7 | 30 | 46 | 0.0% |
| Q4 2022 | 105 | $957.2M | 38,947,343 | 14 | 22 | 47 | 0.0% |
| Q3 2022 | 127 | $951.8M | 43,760,943 | 13 | 31 | 57 | 0.0% |
| Q2 2022 | 124 | $1.1B | 43,838,269 | 8 | 38 | 56 | 0.0% |
| Q1 2022 | 140 | $1.3B | 43,412,979 | 12 | 33 | 64 | 0.0% |
| Q4 2021 | 136 | $1.4B | 45,506,957 | 9 | 40 | 48 | 0.0% |
| Q3 2021 | 129 | $1.4B | 45,566,798 | 10 | 43 | 48 | 0.0% |
| Q2 2021 | 128 | $1.4B | 46,134,488 | 8 | 36 | 61 | 0.0% |
| Q1 2021 | 137 | $1.4B | 48,149,472 | 14 | 34 | 66 | 0.0% |
| Q4 2020 | 143 | $1.5B | 51,904,014 | 19 | 36 | 64 | 0.0% |
| Q3 2020 | 131 | $1.4B | 54,919,831 | 14 | 53 | 43 | 0.0% |
| Q2 2020 | 135 | $1.5B | 58,832,880 | 28 | 35 | 56 | 0.0% |
| Q1 2020 | 120 | $1.5B | 66,881,795 | 24 | 35 | 46 | 0.0% |
| Q4 2019 | 119 | $2.2B | 74,852,645 | 16 | 62 | 19 | 0.0% |
| Q3 2019 | 102 | $1.8B | 64,275,341 | 10 | 50 | 31 | 0.0% |
| Q2 2019 | 99 | $1.7B | 61,117,395 | 17 | 56 | 14 | 0.0% |
| Q1 2019 | 84 | $1.5B | 52,281,784 | 15 | 45 | 16 | 0.0% |
| Q4 2018 | 73 | $969.0M | 37,467,281 | 3 | 2 | 0 | 0.0% |