ROTH CH ACQUISITION I CO (ROCHW)
Institutional ownership reported to the SEC as of Q4 2020, across 3 quarters.
15
Reporting holders
$12.3M
Reported value
3.4%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Shannon River Fund Management LLC | $4.6M | 298,871 | 0.44% | new | NEW |
| Castle Creek Arbitrage, LLC | $2.2M | 501,708 | 0.13% | 2q | -4.5%-$104.2K |
| P SCHOENFELD ASSET MANAGEMENT LP | $947.0K | 215,177 | 0.09% | new | NEW |
| CNH PARTNERS LLC | $924.0K | 210,000 | 0.03% | 3q | HELD |
| 1492 Capital Management LLC | $702.0K | 159,604 | 0.40% | 2q | +5.0%+$33.4K |
| CVI Holdings, LLC | $620.0K | 141,022 | 0.12% | 2q | -6.0%-$39.5K |
| 683 Capital Management, LLC | $611.0K | 138,750 | 0.03% | 2q | HELD |
| Shaolin Capital Management LLC | $440.0K | 100,000 | 0.03% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $417.0K | options only | 0.04% | new | OPTIONS |
| Maven Securities LTD | $268.0K | 59,548 | 0.03% | new | NEW |
| Cruiser Capital Advisors, LLC | $219.0K | 49,944 | 0.21% | new | NEW |
| Aristides Capital LLC | $128.0K | 29,025 | 0.04% | 2q | -50.8%-$132.3K |
| HRT FINANCIAL LP | $60.0K | 13,700 | 0.00% | new | NEW |
| WMS Partners, LLC | $46.0K | 10,460 | 0.01% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $32.0K | 7,272 | 0.01% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 15 | $12.3M | 1,935,081 | 9 | 1 | 3 | 3.4% |
| Q3 2020 | 14 | $5.2M | 2,471,660 | 12 | 0 | 0 | 0.0% |
| Q2 2020 | 2 | $285.0K | 570,000 | 2 | 0 | 0 | 0.0% |