ROTH CH ACQUISITION IV CO (ROCGW)
Institutional ownership reported to the SEC as of Q1 2023, across 7 quarters.
22
Reporting holders
$986.3K
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Lynwood Capital Management Inc. | $1.1M | 45,000 | 1.01% | 6q | HELD |
| K2 PRINCIPAL FUND, L.P. | $173.0K | 613,688 | 0.02% | 7q | -22.4%-$50.0K |
| Periscope Capital Inc. | $126.2K | 447,619 | 0.01% | 6q | +317.5%+$96.0K |
| Polar Asset Management Partners Inc. | $104.7K | 371,306 | 0.00% | 6q | HELD |
| Exos TFP Holdings LLC | $98.0K | 347,524 | 0.02% | new | NEW |
| 1492 Capital Management LLC | $58.2K | 212,282 | 0.04% | 7q | HELD |
| Owl Creek Asset Management, L.P. | $56.4K | 200,000 | 0.00% | 7q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $56.4K | 200,000 | 0.00% | 7q | HELD |
| 683 Capital Management, LLC | $56.4K | 200,000 | 0.00% | 7q | HELD |
| COWEN AND COMPANY, LLC | $37.0K | 131,300 | 0.00% | 3q | -68.1%-$79.1K |
| Calamos Advisors LLC | $34.2K | 125,000 | 0.00% | 3q | HELD |
| Walleye Capital LLC | $30.9K | 109,685 | 0.00% | 2q | +46.2%+$9.8K |
| AQR Arbitrage LLC | $28.5K | 103,992 | 0.00% | 6q | -1.7% |
| MMCAP International Inc. SPC | $28.2K | 100,000 | 0.01% | 7q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $22.6K | 80,000 | 0.00% | 6q | HELD |
| GABELLI FUNDS LLC | $15.6K | 55,510 | 0.00% | 6q | HELD |
| WHITEBOX ADVISORS LLC | $12.7K | 45,000 | 0.00% | 7q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $12.5K | 44,489 | 0.00% | 6q | HELD |
| Walleye Trading LLC | $11.2K | 39,563 | 0.00% | 6q | HELD |
| CLEAR STREET LLC | $9.9K | 35,104 | 0.00% | 4q | -58.8%-$14.1K |
| Schonfeld Strategic Advisors LLC | $7.0K | 24,711 | 0.00% | new | NEW |
| CVI Holdings, LLC | $6.9K | 25,063 | 0.00% | 7q | -63.9%-$12.2K |
| Shaolin Capital Management LLC | $188 | 666,843 | 0.01% | 7q | HELD |
| Q Global Advisors, LLC | $52 | 185,893 | 0.04% | 6q | HELD |
| MILLENNIUM MANAGEMENT LLC | $14 | options only | 0.00% | 6q | OPTIONS |
| FLOW TRADERS U.S. LLC | $3 | 11,710 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2023 | 22 | $986.3K | 3,511,836 | 2 | 2 | 5 | 0.0% |
| Q4 2022 | 22 | $778.6K | 3,391,744 | 2 | 2 | 5 | 0.0% |
| Q3 2022 | 26 | $755.0K | 4,562,824 | 3 | 1 | 0 | 1.3% |
| Q2 2022 | 24 | $798.0K | 4,261,504 | 1 | 4 | 2 | 1.4% |
| Q1 2022 | 25 | $1.1M | 3,990,262 | 1 | 3 | 3 | 1.3% |
| Q4 2021 | 24 | $3.0M | 3,724,219 | 12 | 5 | 1 | 1.4% |
| Q3 2021 | 12 | $1.9M | 1,529,425 | 12 | 0 | 0 | 54.1% |