ROTH CH ACQUISITION II CO (ROCCW)
Institutional ownership reported to the SEC as of Q2 2021, across 2 quarters.
25
Reporting holders
$4.8M
Reported value
5.5%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Radcliffe Capital Management, L.P. | $796.0K | 80,165 | 0.02% | 2q | -46.6%-$693.4K |
| Castle Creek Arbitrage, LLC | $669.0K | 424,750 | 0.04% | 2q | HELD |
| Magnetar Financial LLC | $539.0K | 337,172 | 0.01% | new | NEW |
| KINGSTOWN CAPITAL MANAGEMENT L.P. | $480.0K | 300,000 | 0.29% | new | NEW |
| SANDERS MORRIS HARRIS LLC | $434.0K | 271,150 | 0.08% | 2q | HELD |
| Clearline Capital LP | $292.0K | 182,215 | 0.04% | new | NEW |
| 683 Capital Management, LLC | $280.0K | 175,000 | 0.01% | 2q | +133.3%+$160.0K |
| 1492 Capital Management LLC | $246.0K | 153,474 | 0.13% | 2q | -49.8%-$244.1K |
| MILLENNIUM MANAGEMENT LLC | $202.0K | options only | 0.00% | 2q | OPTIONS |
| CVI Holdings, LLC | $160.0K | 100,000 | 0.01% | 2q | HELD |
| Shaolin Capital Management LLC | $159.0K | 99,213 | 0.00% | 2q | HELD |
| CNH PARTNERS LLC | $80.0K | 50,000 | 0.00% | 2q | HELD |
| PEAK6 Investments LLC | $79.0K | 49,375 | 0.00% | 2q | HELD |
| HBK INVESTMENTS L P | $64.0K | options only | 0.00% | new | OPTIONS |
| MYDA Advisors LLC | $64.0K | 40,178 | 0.02% | 2q | -49.8%-$63.4K |
| Cruiser Capital Advisors, LLC | $49.0K | 30,503 | 0.04% | 2q | HELD |
| MMCAP International Inc. SPC | $46.0K | 28,949 | 0.00% | 2q | -65.9%-$88.8K |
| GABELLI FUNDS LLC | $45.0K | 27,999 | 0.00% | 2q | -12.5%-$6.4K |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $41.0K | 25,000 | 0.00% | 2q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $38.0K | 23,700 | 0.00% | 2q | -28.2%-$14.9K |
| Black Maple Capital Management LP | $35.0K | 21,866 | 0.02% | 2q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $20.0K | 12,499 | 0.00% | 2q | HELD |
| UBS Group AG | $9.0K | 5,872 | 0.00% | new | NEW |
| MORGAN STANLEY | $1.0K | 492 | 0.00% | 2q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $1.0K | 400 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2021 | 25 | $4.8M | 2,439,972 | 5 | 1 | 6 | 5.5% |
| Q1 2021 | 25 | $4.0M | 2,059,135 | 25 | 0 | 0 | 3.0% |