ROTH CH ACQUISITION II CO (ROCCW)
Institutional ownership reported to the SEC as of Q2 2021, across 2 quarters.
25
Reporting holders
$4.8M
Reported value
5.5%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Radcliffe Capital Management, L.P. | $796.0K | 80,165? | 0.02% | 2q | |
| Castle Creek Arbitrage, LLC | $669.0K | 424,750 | 0.04% | 2q | HELD |
| Magnetar Financial LLC | $539.0K | 337,172 | 0.01% | new | NEW |
| KINGSTOWN CAPITAL MANAGEMENT L.P. | $480.0K | 300,000 | 0.29% | new | NEW |
| SANDERS MORRIS HARRIS LLC | $434.0K | 271,150 | 0.08% | 2q | HELD |
| Clearline Capital LP | $292.0K | 182,215 | 0.04% | new | NEW |
| 683 Capital Management, LLC | $280.0K | 175,000 | 0.01% | 2q | +133.3%+$160.0K |
| 1492 Capital Management LLC | $246.0K | 153,474 | 0.13% | 2q | -49.8%-$244.1K |
| MILLENNIUM MANAGEMENT LLC | $202.0K | options only | 0.00% | 2q | OPTIONS |
| CVI Holdings, LLC | $160.0K | 100,000 | 0.01% | 2q | HELD |
| Shaolin Capital Management LLC | $159.0K | 99,213 | 0.00% | 2q | HELD |
| CNH PARTNERS LLC | $80.0K | 50,000 | 0.00% | 2q | HELD |
| PEAK6 Investments LLC | $79.0K | 49,375 | 0.00% | 2q | HELD |
| HBK INVESTMENTS L P | $64.0K | options only | 0.00% | new | OPTIONS |
| MYDA Advisors LLC | $64.0K | 40,178 | 0.02% | 2q | -49.8%-$63.4K |
| Cruiser Capital Advisors, LLC | $49.0K | 30,503 | 0.04% | 2q | HELD |
| MMCAP International Inc. SPC | $46.0K | 28,949 | 0.00% | 2q | -65.9%-$88.8K |
| GABELLI FUNDS LLC | $45.0K | 27,999 | 0.00% | 2q | -12.5%-$6.4K |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $41.0K | 25,000 | 0.00% | 2q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $38.0K | 23,700 | 0.00% | 2q | -28.2%-$14.9K |
| Black Maple Capital Management LP | $35.0K | 21,866 | 0.02% | 2q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $20.0K | 12,499 | 0.00% | 2q | HELD |
| UBS Group AG | $9.0K | 5,872 | 0.00% | new | NEW |
| MORGAN STANLEY | $1.0K | 492 | 0.00% | 2q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $1.0K | 400 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2021 | 25 | $4.8M | 2,439,972 | 5 | 1 | 6 | 5.5% |
| Q1 2021 | 25 | $4.0M | 2,059,135 | 25 | 0 | 0 | 3.0% |