ROC ENERGY ACQUISITION CORP (ROCAR)
Institutional ownership reported to the SEC as of Q1 2023, across 6 quarters.
41
Reporting holders
$4.8M
Reported value
2.1%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sage Rock Capital Management LP | $505.6K | 1,444,493 | 0.26% | 5q | -8.9%-$49.7K |
| Saba Capital Management, L.P. | $416.1K | 1,232,957 | 0.01% | 6q | HELD |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $347.0K | 991,722 | 0.01% | 5q | -39.0%-$222.1K |
| Shaolin Capital Management LLC | $298.0K | 850,000 | 0.01% | 5q | +142.9%+$175.3K |
| Sculptor Capital LP | $236.2K | 700,000 | 0.01% | 5q | HELD |
| Taconic Capital Advisors LP | $227.8K | 651,000 | 0.01% | 5q | +10.3%+$21.4K |
| D. E. Shaw & Co., Inc. | $210.0K | 600,000 | 0.00% | 5q | HELD |
| Periscope Capital Inc. | $189.1K | 557,800 | 0.01% | 5q | +39.6%+$53.6K |
| Linden Advisors LP | $185.6K | 550,000 | 0.00% | 5q | HELD |
| Balyasny Asset Management L.P. | $168.8K | 500,000 | 0.00% | 5q | HELD |
| Calamos Advisors LLC | $168.8K | 500,000 | 0.00% | 2q | HELD |
| AQR Arbitrage LLC | $161.4K | 461,212 | 0.00% | 5q | -2.6%-$4.3K |
| K2 PRINCIPAL FUND, L.P. | $145.5K | 447,661 | 0.02% | 5q | -40.3%-$98.3K |
| Alberta Investment Management Corp | $140.0K | 400,000 | 0.00% | 5q | HELD |
| Yakira Capital Management, Inc. | $137.2K | 406,407 | 0.03% | new | NEW |
| Polar Asset Management Partners Inc. | $119.0K | 340,000 | 0.00% | 6q | HELD |
| Magnetar Financial LLC | $103.5K | 306,700 | 0.00% | 4q | HELD |
| CITIGROUP INC | $101.2K | options only | 0.00% | 5q | OPTIONS |
| Parkwood LLC | $100.0K | 306,397 | 0.01% | 4q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $98.4K | 298,073 | 0.00% | new | NEW |
| Hudson Bay Capital Management LP | $87.6K | 250,400 | 0.00% | 6q | -23.0%-$26.2K |
| KIM, LLC | $84.4K | 250,000 | 0.01% | 4q | HELD |
| Context Capital Management, LLC | $74.0K | 219,659 | 0.01% | 5q | HELD |
| Walleye Capital LLC | $70.0K | 200,000 | 0.00% | new | NEW |
| Radcliffe Capital Management, L.P. | $67.5K | 200,000 | 0.00% | 4q | +900.0%+$60.8K |
| Schechter Investment Advisors, LLC | $48.7K | 149,766 | 0.00% | new | NEW |
| PICTON MAHONEY ASSET MANAGEMENT | $42.0K | 125,000 | 0.00% | 5q | -50.0%-$42.0K |
| 683 Capital Management, LLC | $36.7K | 104,900 | 0.00% | 6q | -30.1%-$15.8K |
| Bulldog Investors, LLP | $34.0K | 99,889 | 0.01% | 5q | -49.4%-$33.2K |
| WHITEBOX ADVISORS LLC | $26.2K | 75,000 | 0.00% | 5q | HELD |
| Parallax Volatility Advisers, L.P. | $23.2K | 68,806 | 0.00% | 4q | HELD |
| Mint Tower Capital Management B.V. | $22.0K | 64,117 | 0.00% | 2q | HELD |
| FIFTH LANE CAPITAL, LP | $20.2K | 60,000 | 0.01% | 6q | HELD |
| MILLENNIUM MANAGEMENT LLC | $19.0K | 54,000 | 0.00% | 5q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $17.5K | 50,000 | 0.00% | 5q | -44.0%-$13.8K |
| COWEN AND COMPANY, LLC | $16.2K | 46,300 | 0.00% | new | NEW |
| FLOW TRADERS U.S. LLC | $15.0K | 44,929 | 0.00% | 2q | +12.4%+$1.7K |
| CLEAR STREET LLC | $9.0K | 25,664 | 0.00% | 3q | -74.3%-$26.0K |
| Castle Creek Arbitrage, LLC | $6.8K | 20,000 | 0.00% | 2q | -91.7%-$74.2K |
| Flow State Investments, L.P. | $3.4K | 10,000 | 0.00% | new | NEW |
| Lynwood Capital Management Inc. | $1.9K | 5,000 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2023 | 41 | $4.8M | 13,667,852 | 6 | 5 | 11 | 2.1% |
| Q4 2022 | 40 | $2.8M | 13,487,585 | 9 | 0 | 5 | 21.2% |
| Q3 2022 | 31 | $1.4M | 13,211,807 | 1 | 3 | 4 | 39.0% |
| Q2 2022 | 35 | $2.9M | 14,633,478 | 5 | 1 | 2 | 19.9% |
| Q1 2022 | 31 | $3.3M | 14,167,806 | 24 | 3 | 1 | 17.8% |
| Q4 2021 | 11 | $1.0M | 3,771,543 | 9 | 0 | 0 | 0.0% |