ROC ENERGY ACQUISITION CORP (ROCAR)
Institutional ownership reported to the SEC as of Q1 2023, across 6 quarters.
33
Reporting holders
$3.9M
Reported value
2.6%
Held as options
+6
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sage Rock Capital Management LP | $505.6K | 1,444,493 | 0.26% | 5q | -8.9%-$49.7K |
| Saba Capital Management, L.P. | $416.1K | 1,232,957 | 0.01% | 6q | HELD |
| Sculptor Capital LP | $236.2K | 700,000 | 0.01% | 5q | HELD |
| Taconic Capital Advisors LP | $227.8K | 651,000 | 0.01% | 5q | +10.3%+$21.4K |
| D. E. Shaw & Co., Inc. | $210.0K | 600,000 | 0.00% | 5q | HELD |
| Periscope Capital Inc. | $189.1K | 557,800 | 0.01% | 5q | +39.6%+$53.6K |
| Linden Advisors LP | $185.6K | 550,000 | 0.00% | 5q | HELD |
| Balyasny Asset Management L.P. | $168.8K | 500,000 | 0.00% | 5q | HELD |
| Calamos Advisors LLC | $168.8K | 500,000 | 0.00% | 2q | HELD |
| AQR Arbitrage LLC | $161.4K | 461,212 | 0.00% | 5q | -2.6%-$4.3K |
| K2 PRINCIPAL FUND, L.P. | $145.5K | 447,661 | 0.02% | 5q | -40.3%-$98.3K |
| Alberta Investment Management Corp | $140.0K | 400,000 | 0.00% | 5q | HELD |
| Yakira Capital Management, Inc. | $137.2K | 406,407 | 0.03% | new | NEW |
| Polar Asset Management Partners Inc. | $119.0K | 340,000 | 0.00% | 6q | HELD |
| Magnetar Financial LLC | $103.5K | 306,700 | 0.00% | 4q | HELD |
| CITIGROUP INC | $101.2K | options only | 0.00% | 5q | OPTIONS |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $98.4K | 298,073 | 0.00% | new | NEW |
| Hudson Bay Capital Management LP | $87.6K | 250,400 | 0.00% | 6q | -23.0%-$26.2K |
| KIM, LLC | $84.4K | 250,000 | 0.01% | 4q | HELD |
| Walleye Capital LLC | $70.0K | 200,000 | 0.00% | new | NEW |
| Radcliffe Capital Management, L.P. | $67.5K | 200,000 | 0.00% | 4q | +900.0%+$60.8K |
| Schechter Investment Advisors, LLC | $48.7K | 149,766 | 0.00% | new | NEW |
| 683 Capital Management, LLC | $36.7K | 104,900 | 0.00% | 6q | -30.1%-$15.8K |
| Bulldog Investors, LLP | $34.0K | 99,889 | 0.01% | 5q | -49.4%-$33.2K |
| WHITEBOX ADVISORS LLC | $26.2K | 75,000 | 0.00% | 5q | HELD |
| Parallax Volatility Advisers, L.P. | $23.2K | 68,806 | 0.00% | 4q | HELD |
| FIFTH LANE CAPITAL, LP | $20.2K | 60,000 | 0.01% | 6q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $17.5K | 50,000 | 0.00% | 5q | -44.0%-$13.8K |
| COWEN AND COMPANY, LLC | $16.2K | 46,300 | 0.00% | new | NEW |
| CLEAR STREET LLC | $9.0K | 25,664 | 0.00% | 3q | -74.3%-$26.0K |
| Castle Creek Arbitrage, LLC | $6.8K | 20,000 | 0.00% | 2q | -91.7%-$74.2K |
| Flow State Investments, L.P. | $3.4K | 10,000 | 0.00% | new | NEW |
| Lynwood Capital Management Inc. | $1.9K | 5,000 | 0.00% | 5q | HELD |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $347 | 991,722 | 0.01% | 5q | -39.0% |
| Shaolin Capital Management LLC | $298 | 850,000 | 0.01% | 5q | +142.9% |
| Parkwood LLC | $100 | 306,397 | 0.01% | 4q | HELD |
| Context Capital Management, LLC | $74 | 219,659 | 0.01% | 5q | HELD |
| PICTON MAHONEY ASSET MANAGEMENT | $42 | 125,000 | 0.00% | 5q | -50.0% |
| Mint Tower Capital Management B.V. | $22 | 64,117 | 0.00% | 2q | HELD |
| MILLENNIUM MANAGEMENT LLC | $19 | 54,000 | 0.00% | 5q | HELD |
| FLOW TRADERS U.S. LLC | $15 | 44,929 | 0.00% | 2q | +12.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2023 | 33 | $3.9M | 11,012,028 | 6 | 3 | 9 | 2.6% |
| Q4 2022 | 27 | $1.7M | 9,864,320 | 6 | 0 | 4 | 2.9% |
| Q3 2022 | 31 | $1.4M | 13,211,807 | 1 | 3 | 4 | 39.0% |
| Q2 2022 | 35 | $2.9M | 14,633,478 | 5 | 1 | 2 | 19.9% |
| Q1 2022 | 31 | $3.3M | 14,167,806 | 24 | 3 | 1 | 17.8% |
| Q4 2021 | 11 | $1.0M | 3,771,543 | 9 | 0 | 0 | 0.0% |