ROYCE MICRO-CAP TR INC (RMT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
106
Reporting holders
$304.9M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $49.0M | 3,346,703 | 1.26% | 9q | +12.9%+$5.6M |
| MORGAN STANLEY | $37.5M | 2,558,930 | 0.00% | 35q | -2.8%-$1.1M |
| Allspring Global Investments Holdings, LLC | $17.4M | 1,188,872 | 0.03% | 19q | +17.2%+$2.6M |
| LPL Financial LLC | $16.1M | 1,101,870 | 0.00% | 31q | +1.8%+$282.8K |
| Alexander Randolph Advisory, Inc. | $14.2M | 970,065 | 11.70% | 11q | -1.1%-$153.6K |
| Modern Wealth Management, LLC | $13.8M | 944,413 | 0.16% | 7q | -8.0%-$1.2M |
| UBS Group AG | $12.6M | 859,790 | 0.00% | 31q | -0.6%-$82.1K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $11.9M | 813,982 | 0.57% | 5q | -9.4%-$1.2M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $9.7M | 659,921 | 1.20% | 31q | +4.5%+$413.4K |
| BANK OF AMERICA CORP /DE/ | $8.8M | 602,498 | 0.00% | 31q | +5.1%+$429.2K |
| FLAGSHIP HARBOR ADVISORS, LLC | $8.0M | 546,040 | 0.31% | 31q | +3.3%+$258.5K |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $7.7M | 522,665 | 0.38% | 31q | -4.2%-$336.7K |
| WELLS FARGO & COMPANY/MN | $7.1M | 483,484 | 0.00% | 31q | -59.4%-$10.3M |
| OSAIC HOLDINGS, INC. | $6.0M | 412,077 | 0.01% | 26q | +143.3%+$3.6M |
| Mraz, Amerine & Associates, Inc. | $5.1M | 346,327 | 0.73% | 31q | -1.3%-$67.1K |
| FCA CORP /TX | $4.7M | 320,074 | 1.15% | 31q | +2.2%+$100.8K |
| RAYMOND JAMES FINANCIAL INC | $4.6M | 314,958 | 0.00% | 7q | -4.6%-$222.1K |
| LAZARD ASSET MANAGEMENT LLC | $4.4M | 300,000 | 0.01% | 2q | HELD |
| Shaker Financial Services, LLC | $4.2M | 287,837 | 1.32% | 31q | -27.4%-$1.6M |
| Altium Capital Management LLC | $4.1M | 278,051 | 8.58% | 3q | +14.4%+$512.4K |
| Advisors Asset Management, Inc. | $3.8M | 257,085 | 0.06% | 2q | +155.0%+$2.3M |
| ROYAL BANK OF CANADA | $3.0M | 204,158 | 0.00% | 31q | -3.9%-$120.9K |
| Waterfront Wealth Inc. | $3.0M | 209,595 | 0.46% | 2q | HELD |
| Clearstead Advisors, LLC | $2.9M | 195,743 | 0.03% | 9q | -3.7%-$108.8K |
| Bulldog Investors, LLP | $2.7M | 181,964 | 0.59% | new | NEW |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $2.0M | 134,738 | 0.02% | 30q | +1.5%+$28.3K |
| STIFEL FINANCIAL CORP | $1.9M | 129,719 | 0.00% | 31q | +19.0%+$303.4K |
| BARD ASSOCIATES INC | $1.8M | 123,838 | 0.40% | 31q | +38.6%+$504.8K |
| Atlas Wealth LLC | $1.8M | 122,864 | 0.26% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 115,961 | 0.00% | 31q | -7.2%-$132.3K |
| Moors & Cabot, Inc. | $1.7M | 114,617 | 0.07% | 26q | -1.6%-$27.1K |
| TrueMark Investments, LLC | $1.7M | 113,982 | 0.21% | 4q | +7.1%+$110.4K |
| EVOLVE PRIVATE WEALTH, LLC | $1.6M | 112,472 | 0.10% | 3q | -3.6%-$61.4K |
| Beacon Pointe Advisors, LLC | $1.4M | 98,721 | 0.01% | 3q | -20.8%-$380.6K |
| SAPIENT CAPITAL LLC | $1.4M | 98,548 | 0.01% | 11q | +102.9%+$731.8K |
| CAPTRUST FINANCIAL ADVISORS | $1.4M | 96,093 | 0.00% | 16q | -2.3%-$32.7K |
| UHLMANN PRICE SECURITIES, LLC | $1.4M | 93,730 | 0.05% | 8q | +7.2%+$92.7K |
| BROWN ADVISORY INC | $1.1M | 74,938 | 0.00% | 31q | HELD |
| Kovack Advisors, Inc. | $985.3K | 67,299 | 0.05% | new | NEW |
| Hennion & Walsh Asset Management, Inc. | $928.3K | 63,411 | 0.03% | 7q | HELD |
| Karpus Management, Inc. | $917.2K | 62,653 | 0.03% | 2q | -0.6%-$5.1K |
| TWIN FOCUS CAPITAL PARTNERS, LLC | $910.0K | 62,161 | 0.09% | 29q | HELD |
| Diversify Advisory Services, LLC | $888.3K | 64,652 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $888.3K | 64,652 | 0.01% | 2q | HELD |
| FIRST TRUST ADVISORS LP | $844.1K | 57,654 | 0.00% | 31q | HELD |
| ROBERTS GLORE & CO INC /IL/ | $809.4K | 55,290 | 0.20% | 31q | -18.8%-$187.8K |
| NWF Advisory Services Inc. | $705.5K | 48,192 | 0.07% | 14q | -4.8%-$35.7K |
| SPIREPOINT PRIVATE CLIENT, LLC | $677.5K | 46,278 | 0.05% | 4q | -3.3%-$23.2K |
| Comprehensive Money Management Services LLC | $610.7K | 41,715 | 0.38% | 7q | +3.1%+$18.3K |
| PMG Family Office LLC | $581.1K | 39,694 | 0.54% | 4q | +0.9%+$5.1K |
| EP Wealth Advisors, LLC | $578.8K | 39,536 | 0.00% | 13q | -8.8%-$55.5K |
| &PARTNERS | $513.4K | 35,071 | 0.00% | 7q | +14.8%+$66.1K |
| Advisory Advocates, LLC | $459.0K | 31,355 | 0.39% | 3q | +30.8%+$108.0K |
| Kingsview Wealth Management, LLC | $453.0K | 30,943 | 0.01% | 22q | -1.6%-$7.2K |
| COMMERCE BANK | $435.0K | 29,712 | 0.00% | 6q | HELD |
| XTX Topco Ltd | $421.4K | 28,786 | 0.01% | new | NEW |
| Concurrent Investment Advisors, LLC | $418.3K | 28,571 | 0.00% | 2q | +13.7%+$50.5K |
| CITADEL ADVISORS LLC | $408.8K | 27,925 | 0.00% | new | NEW |
| Private Capital Management, LLC | $397.7K | 27,165 | 0.04% | 5q | +23.9%+$76.8K |
| GUGGENHEIM CAPITAL LLC | $390.0K | 26,641 | 0.00% | 11q | -26.2%-$138.7K |
| NewEdge Advisors, LLC | $377.1K | 25,757 | 0.00% | 19q | -8.9%-$36.7K |
| D.A. DAVIDSON & CO. | $372.6K | 25,451 | 0.00% | 31q | -1.6%-$6.0K |
| Quantedge Capital Pte Ltd | $357.2K | 24,397 | 0.27% | 9q | -17.0%-$73.2K |
| SAX WEALTH ADVISORS, LLC | $355.5K | 31,430 | 0.01% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $347.8K | 23,756 | 0.00% | 25q | +1.0%+$3.5K |
| Calamos Advisors LLC | $342.0K | 23,362 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $340.5K | 23,255 | 0.00% | 2q | +4837.4%+$333.6K |
| DKM Wealth Management, Inc. | $336.7K | 23,002 | 0.22% | 7q | HELD |
| HighTower Advisors, LLC | $305.9K | 20,892 | 0.00% | 5q | -13.7%-$48.7K |
| JANE STREET GROUP, LLC | $299.8K | 20,480 | 0.00% | new | NEW |
| DIVERSIFIED TRUST CO | $298.6K | 20,396 | 0.00% | 31q | HELD |
| Institute for Wealth Management, LLC. | $292.0K | 19,948 | 0.03% | 30q | HELD |
| STEPHENS INC /AR/ | $267.7K | 18,289 | 0.00% | 7q | +30.3%+$62.3K |
| OPPENHEIMER & CO INC | $246.6K | 16,841 | 0.00% | 6q | +1.5%+$3.6K |
| ECLECTIC ASSOCIATES INC /ADV | $240.9K | 16,457 | 0.03% | 2q | -4.3%-$11.0K |
| Spinnaker Investment Group, LLC | $232.4K | 15,877 | 0.04% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $226.5K | 15,473 | 0.00% | 2q | +20.4%+$38.4K |
| Private Advisor Group, LLC | $217.9K | 14,883 | 0.00% | 27q | -85.8%-$1.3M |
| WOLVERINE ASSET MANAGEMENT LLC | $207.2K | 14,156 | 0.00% | 10q | +424.3%+$167.7K |
| JFS WEALTH ADVISORS, LLC | $203.4K | 13,896 | 0.01% | 5q | HELD |
| Cetera Investment Advisers | $197.0K | 13,457 | 0.00% | 4q | -73.1%-$535.5K |
| Wedmont Private Capital | $195.7K | 13,886 | 0.01% | 2q | HELD |
| VERUS CAPITAL PARTNERS, LLC | $195.3K | 13,338 | 0.01% | 5q | HELD |
| Soltis Investment Advisors LLC | $174.5K | 11,919 | 0.01% | 27q | HELD |
| Closed-End Fund Advisors, Inc. | $170.0K | 11,610 | 0.17% | 3q | -15.9%-$32.2K |
| Vanguard National Trust Co | $161.8K | 11,051 | 0.01% | 2q | HELD |
| Summit Financial, LLC | $161.6K | 11,040 | 0.00% | 5q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $128.5K | 8,779 | 0.00% | new | NEW |
| TD Capital Management LLC | $65.8K | 4,496 | 0.01% | 13q | HELD |
| SITTNER & NELSON, LLC | $65.1K | 4,444 | 0.02% | 23q | HELD |
| NBT BANK, N.A. | $59.0K | 4,031 | 0.00% | 8q | HELD |
| BARRETT & COMPANY, INC. | $47.6K | 3,250 | 0.01% | 16q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $44.7K | 3,043 | 0.00% | 3q | +1.5% |
| Hara Capital LLC | $32.8K | 2,240 | 0.02% | 11q | -77.7%-$114.5K |
| Daytona Street Capital LLC | $32.2K | 2,281 | 0.02% | 3q | HELD |
| Atlantic Union Bankshares Corp | $30.7K | 2,096 | 0.00% | 5q | HELD |
| EverSource Wealth Advisors, LLC | $19.1K | 1,302 | 0.00% | 10q | HELD |
| Allworth Financial LP | $9.9K | 677 | 0.00% | 5q | +577.0%+$8.4K |
| ASSETMARK, INC | $6.5K | 447 | 0.00% | 10q | +2693.8%+$6.3K |
| Lodestone Wealth Management LLC | $2.5K | 173 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-13 | 13G/A | Morgan Stanleywith 1 co-filers | 4.8% |
| 2026-08-05 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 7.1% |
| 2026-07-24 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 6.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 106 | $304.9M | 20,848,623 | 12 | 31 | 33 | 0.0% |
| Q1 2026 | 102 | $232.3M | 20,512,231 | 16 | 28 | 26 | 0.0% |
| Q4 2025 | 95 | $201.6M | 19,323,955 | 10 | 31 | 24 | 0.0% |
| Q3 2025 | 87 | $184.5M | 17,761,270 | 7 | 27 | 30 | 0.0% |
| Q2 2025 | 93 | $161.4M | 17,483,429 | 15 | 36 | 23 | 0.0% |
| Q1 2025 | 88 | $136.3M | 16,206,669 | 9 | 27 | 28 | 0.0% |
| Q4 2024 | 89 | $161.7M | 16,635,082 | 7 | 32 | 17 | 0.0% |
| Q3 2024 | 91 | $150.6M | 15,713,582 | 10 | 36 | 20 | 0.0% |
| Q2 2024 | 84 | $143.1M | 15,572,693 | 6 | 32 | 19 | 0.0% |
| Q1 2024 | 82 | $163.8M | 17,329,058 | 11 | 23 | 25 | 0.0% |
| Q4 2023 | 81 | $142.1M | 15,382,215 | 7 | 29 | 22 | 0.0% |
| Q3 2023 | 76 | $103.5M | 12,503,685 | 4 | 30 | 19 | 0.0% |
| Q2 2023 | 77 | $108.4M | 12,449,835 | 8 | 28 | 20 | 0.0% |
| Q1 2023 | 78 | $107.4M | 12,248,419 | 6 | 27 | 23 | 0.0% |
| Q4 2022 | 74 | $107.9M | 12,434,707 | 12 | 26 | 18 | 0.0% |
| Q3 2022 | 86 | $108.9M | 13,733,339 | 10 | 39 | 23 | 0.0% |
| Q2 2022 | 87 | $117.8M | 14,089,550 | 4 | 39 | 22 | 0.0% |
| Q1 2022 | 87 | $152.4M | 14,447,928 | 5 | 31 | 25 | 0.0% |
| Q4 2021 | 95 | $174.2M | 15,041,886 | 12 | 41 | 21 | 0.0% |
| Q3 2021 | 95 | $179.6M | 15,685,483 | 4 | 40 | 28 | 0.0% |
| Q2 2021 | 99 | $192.9M | 15,557,045 | 11 | 40 | 27 | 0.0% |
| Q1 2021 | 103 | $184.4M | 16,313,126 | 11 | 32 | 37 | 0.0% |
| Q4 2020 | 99 | $153.8M | 15,183,375 | 12 | 36 | 28 | 0.0% |
| Q3 2020 | 89 | $101.5M | 13,231,814 | 5 | 37 | 24 | 0.0% |
| Q2 2020 | 88 | $88.2M | 12,251,457 | 10 | 26 | 34 | 0.0% |
| Q1 2020 | 82 | $69.3M | 12,450,894 | 10 | 29 | 31 | 0.0% |
| Q4 2019 | 81 | $96.4M | 11,281,694 | 8 | 28 | 25 | 0.0% |
| Q3 2019 | 79 | $89.2M | 11,090,423 | 6 | 32 | 27 | 0.0% |
| Q2 2019 | 80 | $89.3M | 10,867,313 | 10 | 44 | 18 | 0.0% |
| Q1 2019 | 78 | $93.6M | 11,240,305 | 10 | 31 | 20 | 0.0% |
| Q4 2018 | 76 | $82.4M | 11,090,999 | 2 | 3 | 2 | 0.0% |