HolderBook

RIVERNORTH OPPORTUNITIES FD (RIVRT)

Institutional ownership reported to the SEC as of Q3 2025, across 2 quarters.

37
Reporting holders
$49.7K
Reported value
0.0%
Calls
0.0%
Puts
+34
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Yakira Capital Management, Inc.$10.7K1,318,9860.00%newNEW
SIT INVESTMENT ASSOCIATES INC$9.0K1,072,8240.00%newNEW
Polar Asset Management Partners Inc.$4.0K445,5280.00%newNEW
LPL Financial LLC$4.0K494,8360.00%newNEW
JPMORGAN CHASE & CO$2.5K307,0000.00%newNEW
READYSTATE ASSET MANAGEMENT LP$2.3K289,3760.00%newNEW
ROYAL BANK OF CANADA$2.0K186,6210.00%newNEW
ENVESTNET ASSET MANAGEMENT INC$1.5K185,6010.00%newNEW
PRINCIPAL SECURITIES, INC.$1.5K183,7920.00%newNEW
BOOTHBAY FUND MANAGEMENT, LLC$1.2K142,5000.00%newNEW
Almitas Capital LLC$1.1K140,8340.00%newNEW
Alpine Global Management, LLC$1.1K140,0010.00%newNEW
Tennessee Valley Asset Management Partners$1.1K130,5150.00%newNEW
WELLS FARGO & COMPANY/MN$983121,3910.00%newNEW
MORGAN STANLEY$811100,1010.00%newNEW
UBS Group AG$77196,3360.00%newNEW
STIFEL FINANCIAL CORP$69686,0610.00%newNEW
RAYMOND JAMES FINANCIAL INC$48359,5830.00%newNEW
NWF Advisory Services Inc.$45055,8750.00%newNEW
Balyasny Asset Management L.P.$43553,7100.00%newNEW
Sculptor Capital LP$40249,6650.00%newNEW
Advisor OS, LLC$39749,0740.00%newNEW
Allworth Financial LP$39648,7800.00%newNEW
BANK OF AMERICA CORP /DE/$38247,8230.00%newNEW
Opal Wealth Advisors, LLC$33941,7900.00%newNEW
Private Advisor Group, LLC$17622,0350.00%newNEW
Westside Investment Management, Inc.$16220,0010.00%newNEW
SeaCrest Wealth Management, LLC$15919,8930.00%newNEW
Marex Group plc$12215,0710.00%newNEW
Sequoia Financial Advisors, LLC$11414,0010.00%newNEW
CHANNEL WEALTH LLC$10012,3810.00%newNEW
WealthTrust Asset Management, LLC$8810,8330.00%newNEW
Strategic Financial Concepts, LLC$8810,8030.00%newNEW
TWO SIGMA SECURITIES, LLC$8210,1630.00%newNEW
Everstar Asset Management, LLC$8210,1040.00%newNEW
NewEdge Advisors, LLC$81,0020.00%newNEW
Luminist Capital LLC$55370.00%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202537$49.7K5,995,42737000.0%
Q3 20213$17.0K101,2323000.0%