HolderBook

RIVERNORTH OPPORTUNITIES FD (RIVRT)

Institutional ownership reported to the SEC as of Q3 2025, across 2 quarters.

36
Reporting holders
$40.7K
Reported value
0.0%
Held as options
+33
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Yakira Capital Management, Inc.$10.7K1,318,9860.00%newNEW
Polar Asset Management Partners Inc.$4.0K445,5280.00%newNEW
LPL Financial LLC$4.0K494,8360.00%newNEW
JPMORGAN CHASE & CO$2.5K307,0000.00%newNEW
READYSTATE ASSET MANAGEMENT LP$2.3K289,3760.00%newNEW
ROYAL BANK OF CANADA$2.0K186,6210.00%newNEW
ENVESTNET ASSET MANAGEMENT INC$1.5K185,6010.00%newNEW
PRINCIPAL SECURITIES, INC.$1.5K183,7920.00%newNEW
BOOTHBAY FUND MANAGEMENT, LLC$1.2K142,5000.00%newNEW
Almitas Capital LLC$1.1K140,8340.00%newNEW
Alpine Global Management, LLC$1.1K140,0010.00%newNEW
Tennessee Valley Asset Management Partners$1.1K130,5150.00%newNEW
WELLS FARGO & COMPANY/MN$983121,3910.00%newNEW
MORGAN STANLEY$811100,1010.00%newNEW
UBS Group AG$77196,3360.00%newNEW
STIFEL FINANCIAL CORP$69686,0610.00%newNEW
RAYMOND JAMES FINANCIAL INC$48359,5830.00%newNEW
NWF Advisory Services Inc.$45055,8750.00%newNEW
Balyasny Asset Management L.P.$43553,7100.00%newNEW
Sculptor Capital LP$40249,6650.00%newNEW
Advisor OS, LLC$39749,0740.00%newNEW
Allworth Financial LP$39648,7800.00%newNEW
BANK OF AMERICA CORP /DE/$38247,8230.00%newNEW
Opal Wealth Advisors, LLC$33941,7900.00%newNEW
Private Advisor Group, LLC$17622,0350.00%newNEW
Westside Investment Management, Inc.$16220,0010.00%newNEW
SeaCrest Wealth Management, LLC$15919,8930.00%newNEW
Marex Group plc$12215,0710.00%newNEW
Sequoia Financial Advisors, LLC$11414,0010.00%newNEW
CHANNEL WEALTH LLC$10012,3810.00%newNEW
WealthTrust Asset Management, LLC$8810,8330.00%newNEW
Strategic Financial Concepts, LLC$8810,8030.00%newNEW
TWO SIGMA SECURITIES, LLC$8210,1630.00%newNEW
Everstar Asset Management, LLC$8210,1040.00%newNEW
SIT INVESTMENT ASSOCIATES INC$91,072,8240.00%newNEW
NewEdge Advisors, LLC$81,0020.00%newNEW
Luminist Capital LLC$55370.00%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202536$40.7K4,922,60336000.0%
Q3 20213$17.0K101,2323000.0%