RIVERNORTH OPPORTUNITIES FD (RIV)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
56
Reporting holders
$73.1M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $21.8M | 1,868,969 | 0.00% | 35q | -1.3%-$280.2K |
| LPL Financial LLC | $6.9M | 595,638 | 0.00% | 20q | +11.4%+$710.9K |
| Arete Wealth Advisors, LLC | $5.1M | 440,153 | 0.11% | 3q | +0.7%+$33.7K |
| BANK OF AMERICA CORP /DE/ | $3.9M | 331,846 | 0.00% | 31q | +3.0%+$111.9K |
| WELLS FARGO & COMPANY/MN | $3.4M | 292,223 | 0.00% | 31q | -49.8%-$3.4M |
| Yakira Capital Management, Inc. | $2.7M | 232,717 | 0.77% | 3q | -12.9%-$402.1K |
| Everstar Asset Management, LLC | $2.5M | 213,685 | 1.20% | 8q | +26.8%+$526.6K |
| ROYAL BANK OF CANADA | $2.3M | 199,892 | 0.00% | 31q | -2.6%-$61.2K |
| ENVESTNET ASSET MANAGEMENT INC | $2.1M | 177,189 | 0.00% | 13q | +2.6%+$53.3K |
| RAYMOND JAMES FINANCIAL INC | $2.0M | 169,706 | 0.00% | 7q | +183.4%+$1.3M |
| PRINCIPAL SECURITIES, INC. | $2.0M | 168,674 | 0.02% | 11q | +2.8%+$53.3K |
| Baird Financial Group, Inc. | $1.4M | 118,791 | 0.00% | 15q | -3.2%-$45.3K |
| Tennessee Valley Asset Management Partners | $1.3M | 114,169 | 0.15% | 18q | -12.9%-$197.7K |
| Marks Group Wealth Management, Inc | $1.3M | 107,869 | 0.11% | 14q | HELD |
| OSAIC HOLDINGS, INC. | $1.2M | 99,572 | 0.00% | 26q | -3.0%-$36.5K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $995.0K | 85,337 | 0.05% | 29q | -1.6%-$15.7K |
| Advisory Solutions Group, LLC | $984.9K | 84,470 | 0.33% | new | FIRST |
| NOMURA HOLDINGS INC | $977.9K | 83,864 | 0.00% | 4q | HELD |
| Advisor OS, LLC | $831.2K | 71,289 | 0.06% | 7q | +20.9%+$143.6K |
| Opal Wealth Advisors, LLC | $803.2K | 68,882 | 0.17% | 5q | HELD |
| Creative Planning | $794.5K | 68,138 | 0.00% | new | NEW |
| Allworth Financial LP | $770.1K | 66,047 | 0.00% | 5q | +2.2%+$16.5K |
| STIFEL FINANCIAL CORP | $663.1K | 56,867 | 0.00% | 5q | -7.8%-$55.7K |
| OPPENHEIMER & CO INC | $627.1K | 53,779 | 0.01% | 22q | +1.6%+$9.7K |
| NWF Advisory Services Inc. | $519.2K | 44,527 | 0.05% | 6q | -12.6%-$74.6K |
| CSS LLC/IL | $512.0K | 43,915 | 0.02% | 3q | HELD |
| Kovack Advisors, Inc. | $471.0K | 40,468 | 0.02% | 3q | +8.2%+$35.9K |
| CoreCap Advisors, LLC | $413.2K | 35,436 | 0.01% | 16q | +76.0%+$178.4K |
| Total Wealth Planning & Management, Inc. | $366.6K | 31,437 | 0.25% | 5q | +3.0%+$10.8K |
| Private Advisor Group, LLC | $302.9K | 25,978 | 0.00% | 18q | -1.1%-$3.4K |
| CHOREO, LLC | $284.1K | 24,362 | 0.00% | new | NEW |
| UBS Group AG | $253.1K | 21,707 | 0.00% | 31q | HELD |
| SeaCrest Wealth Management, LLC | $251.8K | 21,593 | 0.03% | 31q | +4.0%+$9.8K |
| HighTower Advisors, LLC | $224.8K | 19,280 | 0.00% | 20q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $219.8K | 18,849 | 0.00% | 20q | HELD |
| NewEdge Advisors, LLC | $218.0K | 18,700 | 0.00% | new | NEW |
| Clear Street Group Inc. | $204.2K | 17,516 | 0.00% | new | NEW |
| BlackRock, Inc. | $179.2K | 15,373 | 0.00% | 5q | HELD |
| Westside Investment Management, Inc. | $174.9K | 15,000 | 0.02% | 15q | -25.0%-$58.3K |
| WealthTrust Asset Management, LLC | $168.5K | 14,454 | 0.09% | 6q | -4.4%-$7.8K |
| Sequoia Financial Advisors, LLC | $163.2K | 14,000 | 0.00% | 8q | HELD |
| Gateway Wealth Partners, LLC | $161.3K | 13,833 | 0.01% | 3q | -47.1%-$143.8K |
| CITADEL ADVISORS LLC | $151.3K | 12,973 | 0.00% | new | NEW |
| Cetera Investment Advisers | $145.1K | 12,445 | 0.00% | 4q | +1.3%+$1.9K |
| CHANNEL WEALTH LLC | $129.7K | 11,121 | 0.03% | 14q | -4.3%-$5.8K |
| ALTERNA WEALTH MANAGEMENT, INC | $128.3K | 11,007 | 0.07% | new | NEW |
| CIBC Bancorp USA Inc. | $128.3K | 11,000 | 0.00% | 2q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $29.0K | 2,488,022 | 0.55% | 4q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $23.3K | 2,000 | 0.00% | 3q | HELD |
| Larson Financial Group LLC | $10.8K | 930 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $10.0K | 856 | 0.00% | 2q | +59.1%+$3.7K |
| Penserra Capital Management LLC | $9.0K | 775,986 | 0.07% | 8q | +4.0% |
| Luminist Capital LLC | $6.3K | 537 | 0.01% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $5.8K | 500 | 0.00% | new | FIRST |
| Geneos Wealth Management Inc. | $3.6K | 310 | 0.00% | 18q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.1K | 180 | 0.00% | 4q | HELD |
| Ameritas Advisory Services, LLC | $1.2K | 100 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $968 | 83 | 0.00% | 11q | HELD |
| Janney Montgomery Scott LLC | $376 | 32,288 | 0.00% | 26q | +0.9% |
| WEDBUSH SECURITIES INC | $308 | 26,456 | 0.01% | 21q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 56 | $73.1M | 6,270,236 | 9 | 16 | 15 | 0.0% |
| Q1 2026 | 52 | $73.9M | 6,653,010 | 4 | 16 | 17 | 0.0% |
| Q4 2025 | 53 | $77.7M | 6,989,032 | 10 | 17 | 15 | 0.0% |
| Q3 2025 | 46 | $60.4M | 5,026,242 | 9 | 18 | 6 | 0.0% |
| Q2 2025 | 43 | $56.9M | 4,638,918 | 7 | 11 | 11 | 0.0% |
| Q1 2025 | 41 | $50.4M | 4,283,734 | 6 | 15 | 10 | 0.0% |
| Q4 2024 | 42 | $49.4M | 4,297,999 | 6 | 15 | 12 | 0.0% |
| Q3 2024 | 39 | $54.0M | 4,212,444 | 3 | 17 | 8 | 0.0% |
| Q2 2024 | 43 | $61.1M | 4,983,755 | 2 | 20 | 10 | 0.0% |
| Q1 2024 | 47 | $94.1M | 7,839,954 | 4 | 17 | 15 | 0.0% |
| Q4 2023 | 49 | $69.1M | 6,287,016 | 13 | 21 | 8 | 0.0% |
| Q3 2023 | 35 | $42.2M | 4,019,246 | 2 | 15 | 8 | 0.0% |
| Q2 2023 | 40 | $46.4M | 4,055,293 | 4 | 18 | 6 | 0.0% |
| Q1 2023 | 41 | $41.1M | 3,622,416 | 10 | 19 | 5 | 0.0% |
| Q4 2022 | 31 | $32.6M | 2,655,990 | 6 | 10 | 9 | 0.0% |
| Q3 2022 | 32 | $33.1M | 2,720,332 | 2 | 14 | 10 | 0.0% |
| Q2 2022 | 31 | $36.3M | 2,574,326 | 3 | 13 | 8 | 0.0% |
| Q1 2022 | 34 | $43.3M | 2,712,463 | 4 | 15 | 11 | 0.0% |
| Q4 2021 | 40 | $54.2M | 3,399,217 | 10 | 14 | 10 | 0.0% |
| Q3 2021 | 32 | $35.0M | 2,056,367 | 6 | 10 | 10 | 0.0% |
| Q2 2021 | 27 | $35.8M | 1,947,242 | 2 | 10 | 7 | 0.0% |
| Q1 2021 | 29 | $29.7M | 1,700,928 | 7 | 7 | 10 | 0.0% |
| Q4 2020 | 23 | $28.2M | 1,754,251 | 3 | 9 | 7 | 0.0% |
| Q3 2020 | 24 | $25.1M | 1,750,336 | 6 | 5 | 12 | 0.0% |
| Q2 2020 | 22 | $25.9M | 1,742,212 | 3 | 7 | 11 | 0.0% |
| Q1 2020 | 28 | $21.6M | 1,740,185 | 7 | 9 | 10 | 0.0% |
| Q4 2019 | 26 | $32.7M | 2,006,367 | 5 | 13 | 5 | 0.0% |
| Q3 2019 | 22 | $15.5M | 897,662 | 5 | 8 | 5 | 0.0% |
| Q2 2019 | 20 | $12.1M | 711,463 | 2 | 8 | 5 | 0.0% |
| Q1 2019 | 22 | $12.9M | 781,137 | 3 | 8 | 6 | 0.0% |
| Q4 2018 | 21 | $13.7M | 840,573 | 0 | 1 | 0 | 0.0% |