ALPS ETF TR (RFUN)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
14
Reporting holders
$8.2M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | $3.0M | 115,784 | 0.10% | 12q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $986.0K | 38,342 | 0.00% | 11q | -4.6%-$47.7K |
| TRUIST FINANCIAL CORP | $795.0K | 30,861 | 0.00% | 8q | -6.6%-$55.8K |
| ADVISOR GROUP HOLDINGS, INC. | $789.0K | 30,647 | 0.00% | 7q | +26.9%+$167.3K |
| Steward Partners Investment Advisory, LLC | $686.0K | 26,645 | 0.01% | new | NEW |
| Prospera Financial Services Inc | $412.0K | 16,017 | 0.02% | 11q | -6.2%-$27.4K |
| CITADEL ADVISORS LLC | $403.0K | 15,659 | 0.00% | 11q | -10.7%-$48.4K |
| Equitable Holdings, Inc. | $296.0K | 11,483 | 0.01% | new | NEW |
| JANE STREET GROUP, LLC | $268.0K | 10,405 | 0.00% | 3q | -83.6%-$1.4M |
| Elevated Capital Advisors, LLC | $235.0K | 9,111 | 0.08% | 5q | -3.0%-$7.1K |
| Koshinski Asset Management, Inc. | $216.4K | 8,406 | 0.02% | new | NEW |
| ROYAL BANK OF CANADA | $57.0K | 2,221 | 0.00% | 12q | +2.9%+$1.6K |
| BENJAMIN F. EDWARDS & COMPANY, INC. | $43.0K | 1,684 | 0.00% | 12q | -8.6%-$4.1K |
| MORGAN STANLEY | $1.0K | 25 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 14 | $8.2M | 317,290 | 3 | 2 | 7 | 0.0% |
| Q2 2021 | 11 | $8.4M | 324,649 | 1 | 4 | 6 | 0.0% |
| Q1 2021 | 15 | $8.6M | 333,387 | 2 | 6 | 4 | 0.0% |
| Q4 2020 | 14 | $6.5M | 251,857 | 1 | 2 | 10 | 0.0% |
| Q3 2020 | 14 | $9.3M | 370,074 | 0 | 3 | 9 | 0.0% |
| Q2 2020 | 15 | $9.6M | 387,586 | 1 | 3 | 10 | 0.0% |
| Q1 2020 | 14 | $9.0M | 384,257 | 1 | 1 | 11 | 0.0% |
| Q4 2019 | 14 | $13.7M | 535,908 | 3 | 5 | 6 | 0.0% |
| Q3 2019 | 13 | $12.5M | 495,129 | 0 | 4 | 9 | 0.0% |
| Q2 2019 | 13 | $14.4M | 570,403 | 0 | 6 | 6 | 0.0% |
| Q1 2019 | 17 | $20.1M | 802,741 | 5 | 2 | 8 | 0.0% |
| Q4 2018 | 11 | $18.0M | 756,396 | 0 | 0 | 0 | 0.0% |