ALPS ETF TR (RFFC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
19
Reporting holders
$20.1M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALPS ADVISORS INC | $14.9M | 197,380 | 0.07% | 5q | +19.1%+$2.4M |
| OSAIC HOLDINGS, INC. | $950.3K | 12,596 | 0.00% | 26q | -7.5%-$76.8K |
| ENVESTNET ASSET MANAGEMENT INC | $948.5K | 12,571 | 0.00% | 30q | +14.0%+$116.4K |
| Fermata Advisors, LLC | $672.2K | 8,909 | 0.14% | 10q | -10.0%-$74.5K |
| Arsenal Capital Advisors LLC | $578.4K | 7,666 | 0.34% | 3q | +1.6%+$9.1K |
| Koshinski Asset Management, Inc. | $401.1K | 5,316 | 0.02% | 10q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $375.5K | 4,977 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $295.3K | 3,912 | 0.00% | 29q | -7.6%-$24.2K |
| Stratos Wealth Partners, LTD. | $274.4K | 3,637 | 0.00% | 31q | HELD |
| Tenzing Financial LLC | $218.1K | 2,885 | 0.15% | new | NEW |
| GAMMA Investing LLC | $180.2K | 2,389 | 0.01% | 9q | HELD |
| NewEdge Advisors, LLC | $125.4K | 1,663 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $76.9K | 1,031 | 0.00% | 15q | -6.5%-$5.4K |
| UBS Group AG | $30.0K | 398 | 0.00% | 5q | -44.4%-$24.0K |
| EVOLUTION WEALTH MANAGEMENT INC. | $21.8K | 289 | 0.01% | 5q | HELD |
| Elevated Capital Advisors, LLC | $15.7K | 208 | 0.00% | 3q | HELD |
| Triumph Capital Management | $4.1K | 54 | 0.00% | 3q | -48.1%-$3.8K |
| Smartleaf Asset Management LLC | $224 | 3 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $20 | 0 | 0.00% | 19q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 19 | $20.1M | 265,884 | 3 | 3 | 7 | 0.0% |
| Q1 2026 | 18 | $16.6M | 249,513 | 1 | 5 | 4 | 0.0% |
| Q4 2025 | 18 | $17.0M | 253,553 | 3 | 3 | 7 | 0.0% |
| Q3 2025 | 16 | $14.3M | 222,796 | 0 | 2 | 7 | 0.0% |
| Q2 2025 | 17 | $13.5M | 224,798 | 3 | 0 | 5 | 0.0% |
| Q1 2025 | 14 | $14.2M | 255,438 | 0 | 1 | 7 | 0.0% |
| Q4 2024 | 16 | $18.3M | 316,371 | 2 | 4 | 8 | 0.0% |
| Q3 2024 | 15 | $18.7M | 324,799 | 0 | 4 | 7 | 0.0% |
| Q2 2024 | 16 | $18.4M | 338,749 | 2 | 2 | 8 | 0.0% |
| Q1 2024 | 15 | $19.5M | 369,093 | 3 | 3 | 7 | 0.0% |
| Q4 2023 | 15 | $21.3M | 450,266 | 0 | 8 | 7 | 0.0% |
| Q3 2023 | 18 | $20.0M | 469,132 | 0 | 3 | 11 | 0.0% |
| Q2 2023 | 18 | $19.8M | 448,546 | 0 | 0 | 12 | 0.0% |
| Q1 2023 | 18 | $20.4M | 490,984 | 0 | 2 | 11 | 0.0% |
| Q4 2022 | 19 | $26.8M | 665,588 | 0 | 2 | 11 | 0.0% |
| Q3 2022 | 19 | $30.1M | 806,291 | 0 | 2 | 11 | 0.0% |
| Q2 2022 | 19 | $35.0M | 879,220 | 1 | 4 | 9 | 0.0% |
| Q1 2022 | 21 | $37.6M | 805,017 | 1 | 3 | 9 | 0.0% |
| Q4 2021 | 21 | $48.1M | 1,007,951 | 2 | 3 | 10 | 0.0% |
| Q3 2021 | 19 | $54.9M | 1,242,269 | 2 | 3 | 12 | 0.0% |
| Q2 2021 | 16 | $67.2M | 1,505,414 | 1 | 5 | 8 | 0.0% |
| Q1 2021 | 18 | $64.8M | 1,568,167 | 0 | 4 | 13 | 0.0% |
| Q4 2020 | 18 | $66.8M | 1,696,635 | 0 | 5 | 10 | 0.0% |
| Q3 2020 | 18 | $63.5M | 1,811,139 | 0 | 2 | 13 | 0.0% |
| Q2 2020 | 18 | $64.5M | 1,980,699 | 1 | 5 | 9 | 0.0% |
| Q1 2020 | 17 | $79.2M | 2,981,440 | 1 | 6 | 9 | 0.0% |
| Q4 2019 | 20 | $113.7M | 3,185,745 | 4 | 2 | 11 | 0.0% |
| Q3 2019 | 17 | $108.8M | 3,300,571 | 0 | 6 | 8 | 0.0% |
| Q2 2019 | 20 | $123.5M | 3,699,243 | 1 | 8 | 7 | 0.0% |
| Q1 2019 | 23 | $121.4M | 3,699,491 | 4 | 5 | 10 | 0.0% |
| Q4 2018 | 21 | $108.8M | 3,747,735 | 1 | 0 | 0 | 0.0% |