FIRST TR EXCH TRADED FD III (RFEM)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
37
Reporting holders
$64.3M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Ferguson Shapiro LLC | $20.1M | 213,603 | 5.87% | 3q | -1.9%-$395.9K |
| LPL Financial LLC | $11.2M | 119,247 | 0.00% | 11q | +16.7%+$1.6M |
| ENVESTNET ASSET MANAGEMENT INC | $5.7M | 60,193 | 0.00% | 30q | HELD |
| Baird Financial Group, Inc. | $3.8M | 40,840 | 0.01% | 31q | -10.2%-$437.5K |
| Prospera Financial Services Inc | $3.2M | 33,713 | 0.05% | 15q | -9.0%-$312.2K |
| RiverFront Investment Group, LLC | $3.1M | 33,302 | 0.04% | 31q | -8.5%-$291.6K |
| TRUIST FINANCIAL CORP | $2.6M | 27,179 | 0.00% | 27q | +2.9%+$72.7K |
| J.W. COLE ADVISORS, INC. | $2.4M | 25,184 | 0.04% | new | NEW |
| OLD MISSION CAPITAL LLC | $2.2M | 23,573 | 0.04% | 2q | +10.4%+$208.8K |
| MML INVESTORS SERVICES, LLC | $1.7M | 17,925 | 0.00% | 7q | +10.1%+$154.0K |
| Maia Wealth LLC | $1.6M | 17,174 | 0.24% | 8q | +10.2%+$149.5K |
| Cetera Investment Advisers | $1.2M | 12,539 | 0.00% | 6q | -56.1%-$1.5M |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 12,517 | 0.00% | 7q | -13.4%-$181.7K |
| World Investment Advisors | $916.9K | 11,160 | 0.02% | 8q | HELD |
| Keystone Wealth Services, LLC | $749.1K | 7,977 | 0.14% | 2q | +6.9%+$48.4K |
| Farther Finance Advisors, LLC | $577.9K | 6,153 | 0.00% | 5q | HELD |
| JANE STREET GROUP, LLC | $501.9K | 5,344 | 0.00% | 2q | +102.9%+$254.5K |
| OSAIC HOLDINGS, INC. | $328.6K | 3,498 | 0.00% | 26q | +9.3%+$28.0K |
| CITADEL ADVISORS LLC | $290.2K | 3,090 | 0.00% | 2q | -20.9%-$76.7K |
| BENJAMIN EDWARDS INC | $252.6K | 2,690 | 0.00% | 2q | -9.4%-$26.2K |
| GeoWealth Management, LLC | $233.2K | 2,483 | 0.01% | 2q | +4.6%+$10.3K |
| Triad Wealth Partners, LLC | $226.6K | 2,416 | 0.01% | 3q | -50.5%-$231.2K |
| GAMMA Investing LLC | $177.5K | 1,890 | 0.01% | 9q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $79.2K | 853 | 0.00% | 3q | HELD |
| REAP Financial Group, LLC | $55.7K | 593 | 0.01% | 11q | +1.2% |
| HARBOUR INVESTMENTS, INC. | $26.7K | 284 | 0.00% | 21q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $14.9K | 159 | 0.01% | 5q | HELD |
| Ascentis Independent Advisors | $12.6K | 134 | 0.02% | 2q | +100.0%+$6.3K |
| Elevated Capital Advisors, LLC | $10.5K | 112 | 0.00% | 3q | HELD |
| Coppell Advisory Solutions LLC | $9.6K | 15,114 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $7.5K | 79,888 | 0.01% | new | NEW |
| UBS Group AG | $7.0K | 75 | 0.00% | 9q | HELD |
| Steward Partners Investment Advisory, LLC | $4.9K | 52 | 0.00% | 10q | HELD |
| NewEdge Advisors, LLC | $4.5K | 48 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $3.3K | 35,626 | 0.00% | 2q | +104.9%+$1.7K |
| JONES FINANCIAL COMPANIES LLLP | $2.9K | 32 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.5K | 16 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $1.3K | 14 | 0.00% | 14q | HELD |
| PNC Financial Services Group, Inc. | $43 | 0 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $15 | 0 | 0.00% | 20q | -100.0% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-13 | 13G/A | Robert W. Baird & Co. Incwith 2 co-filers | 4.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 37 | $64.3M | 686,062 | 5 | 11 | 10 | 0.0% |
| Q1 2026 | 37 | $57.0M | 693,788 | 8 | 8 | 10 | 0.0% |
| Q4 2025 | 35 | $44.8M | 563,866 | 6 | 12 | 6 | 0.0% |
| Q3 2025 | 32 | $36.0M | 473,935 | 2 | 15 | 6 | 0.0% |
| Q2 2025 | 30 | $27.2M | 381,198 | 2 | 10 | 6 | 0.0% |
| Q1 2025 | 33 | $23.8M | 365,744 | 2 | 12 | 13 | 0.0% |
| Q4 2024 | 36 | $23.6M | 373,622 | 1 | 12 | 13 | 0.0% |
| Q3 2024 | 32 | $24.8M | 364,293 | 4 | 8 | 10 | 0.0% |
| Q2 2024 | 32 | $24.8M | 378,823 | 5 | 5 | 13 | 0.0% |
| Q1 2024 | 30 | $30.5M | 498,335 | 3 | 7 | 14 | 0.0% |
| Q4 2023 | 33 | $30.9M | 522,446 | 4 | 10 | 13 | 0.0% |
| Q3 2023 | 29 | $27.1M | 508,846 | 1 | 6 | 17 | 0.0% |
| Q2 2023 | 31 | $28.7M | 522,134 | 3 | 10 | 12 | 0.0% |
| Q1 2023 | 31 | $24.9M | 467,930 | 6 | 8 | 13 | 0.0% |
| Q4 2022 | 27 | $21.6M | 426,329 | 5 | 8 | 9 | 0.0% |
| Q3 2022 | 29 | $22.9M | 496,172 | 1 | 6 | 15 | 0.0% |
| Q2 2022 | 32 | $26.8M | 501,727 | 1 | 5 | 18 | 0.0% |
| Q1 2022 | 34 | $39.5M | 612,369 | 1 | 13 | 16 | 0.0% |
| Q4 2021 | 35 | $44.7M | 664,338 | 2 | 13 | 15 | 0.0% |
| Q3 2021 | 35 | $38.4M | 585,756 | 2 | 11 | 17 | 0.0% |
| Q2 2021 | 33 | $44.3M | 595,490 | 2 | 8 | 17 | 0.0% |
| Q1 2021 | 33 | $44.9M | 616,331 | 3 | 13 | 12 | 0.0% |
| Q4 2020 | 35 | $40.9M | 593,637 | 4 | 9 | 14 | 0.0% |
| Q3 2020 | 30 | $33.2M | 548,951 | 3 | 2 | 21 | 0.0% |
| Q2 2020 | 31 | $33.2M | 597,891 | 5 | 6 | 14 | 0.0% |
| Q1 2020 | 35 | $31.0M | 650,802 | 2 | 12 | 15 | 0.0% |
| Q4 2019 | 43 | $52.8M | 815,382 | 5 | 8 | 23 | 0.0% |
| Q3 2019 | 41 | $58.8M | 1,017,808 | 6 | 8 | 21 | 0.0% |
| Q2 2019 | 38 | $73.8M | 1,197,931 | 5 | 8 | 20 | 0.0% |
| Q1 2019 | 41 | $83.4M | 1,333,903 | 4 | 20 | 9 | 0.0% |
| Q4 2018 | 41 | $66.0M | 1,180,043 | 0 | 1 | 2 | 0.0% |