FIRST TR EXCH TRADED FD III (RFDI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
50
Reporting holders
$131.8M
Reported value
0.0%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $31.5M | 362,149 | 0.00% | 35q | HELD |
| Cetera Investment Advisers | $17.7M | 202,982 | 0.02% | 10q | +20.4%+$3.0M |
| Per Stirling Capital Management, LLC. | $16.2M | 186,554 | 1.54% | 15q | +1.3%+$205.3K |
| ENVESTNET ASSET MANAGEMENT INC | $14.9M | 171,614 | 0.00% | 30q | +10.3%+$1.4M |
| Prospera Financial Services Inc | $11.3M | 129,472 | 0.16% | 23q | -8.6%-$1.1M |
| RiverFront Investment Group, LLC | $9.8M | 112,606 | 0.13% | 31q | -7.5%-$798.4K |
| TRUIST FINANCIAL CORP | $7.7M | 88,344 | 0.01% | 27q | +3.3%+$246.7K |
| ROYAL BANK OF CANADA | $4.2M | 48,096 | 0.00% | 31q | +6.9%+$271.9K |
| UBS Group AG | $3.6M | 41,732 | 0.00% | 31q | +37.2%+$985.7K |
| JANE STREET GROUP, LLC | $2.0M | 22,875 | 0.00% | 5q | -7.7%-$166.3K |
| Cerity Partners LLC | $1.9M | 21,741 | 0.00% | 5q | +2.8%+$52.3K |
| LPL Financial LLC | $1.6M | 17,909 | 0.00% | 31q | -15.6%-$288.5K |
| Baird Financial Group, Inc. | $1.2M | 13,969 | 0.00% | 31q | -2.8%-$35.1K |
| RAYMOND JAMES FINANCIAL INC | $1.1M | 13,194 | 0.00% | 7q | HELD |
| DAVENPORT & Co LLC | $1.1M | 12,095 | 0.01% | 25q | +6.4%+$63.7K |
| Stratos Wealth Advisors, LLC | $655.5K | 7,528 | 0.04% | new | NEW |
| Walkner Condon Financial Advisors LLC | $538.3K | 6,182 | 0.06% | 18q | HELD |
| CENTRAL TRUST Co | $519.8K | 5,969 | 0.01% | 21q | HELD |
| EWA, LLC | $488.7K | 5,612 | 0.09% | new | NEW |
| STIFEL FINANCIAL CORP | $346.8K | 3,982 | 0.00% | 6q | HELD |
| Dana Investment Advisors, Inc. | $330.7K | 3,798 | 0.01% | 14q | HELD |
| CITADEL ADVISORS LLC | $307.6K | 3,532 | 0.00% | new | NEW |
| GAMMA Investing LLC | $302.3K | 3,471 | 0.01% | 9q | HELD |
| MONEYWISE, INC. | $301.1K | 3,458 | 0.11% | 26q | HELD |
| OSAIC HOLDINGS, INC. | $278.8K | 3,193 | 0.00% | 26q | +40.4%+$80.1K |
| Strategic Equity Management | $254.3K | 2,920 | 0.09% | 6q | HELD |
| Spartan Wealth Advisory Services LLC | $241.2K | 2,770 | 0.02% | 2q | -1.3%-$3.1K |
| FULTON BREAKEFIELD BROENNIMAN LLC | $231.5K | 2,658 | 0.01% | 4q | HELD |
| FIRST TRUST ADVISORS LP | $222.1K | 2,551 | 0.00% | 3q | HELD |
| Bison Wealth, LLC | $208.0K | 2,354 | 0.02% | 2q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $196.9K | 2,261 | 0.02% | new | FIRST |
| FIDUCIARY FINANCIAL ADVISORS | $94.5K | 1,088 | 0.01% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $82.4K | 946 | 0.00% | 21q | HELD |
| LANARK FINANCIAL, INC. | $54.4K | 624 | 0.00% | 12q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $47.5K | 546 | 0.03% | 5q | +15.9%+$6.5K |
| BANK OF MONTREAL /CAN/ | $36.7K | 422 | 0.00% | 6q | HELD |
| Elevated Capital Advisors, LLC | $36.3K | 417 | 0.01% | 3q | HELD |
| Rockefeller Capital Management L.P. | $27.0K | 310 | 0.00% | 4q | HELD |
| Oakmont Advisory Group, LLC | $25.2K | 289 | 0.02% | new | NEW |
| NewEdge Advisors, LLC | $19.6K | 225 | 0.00% | new | NEW |
| AE Wealth Management LLC | $16.1K | 185 | 0.00% | 2q | HELD |
| ASSETMARK, INC | $14.8K | 170 | 0.00% | 6q | -15.0%-$2.6K |
| Golden State Wealth Management, LLC | $14.8K | 170 | 0.00% | 7q | HELD |
| Geneos Wealth Management Inc. | $13.1K | 150 | 0.00% | 5q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $11.2K | 130 | 0.00% | new | NEW |
| Arax Advisory Partners | $10.5K | 121 | 0.00% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $8.5K | 99 | 0.00% | new | NEW |
| Downshift Financial, LLC | $5.2K | 60 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $492 | 5,651 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $134 | 2 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $54 | 1 | 0.00% | 30q | -100.0%-$138.5K |
| HANTZ FINANCIAL SERVICES, INC. | $6 | 65 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 50 | $131.8M | 1,513,526 | 10 | 10 | 8 | 0.0% |
| Q1 2026 | 45 | $122.0M | 1,485,559 | 6 | 14 | 9 | 0.0% |
| Q4 2025 | 40 | $115.8M | 1,437,939 | 2 | 7 | 10 | 0.0% |
| Q3 2025 | 40 | $108.4M | 1,413,534 | 4 | 8 | 10 | 0.0% |
| Q2 2025 | 38 | $102.3M | 1,403,321 | 6 | 10 | 9 | 0.0% |
| Q1 2025 | 38 | $88.9M | 1,338,400 | 6 | 9 | 12 | 0.0% |
| Q4 2024 | 37 | $85.0M | 1,382,744 | 3 | 7 | 15 | 0.0% |
| Q3 2024 | 36 | $102.2M | 1,517,069 | 3 | 6 | 16 | 0.0% |
| Q2 2024 | 37 | $101.7M | 1,598,725 | 4 | 8 | 16 | 0.0% |
| Q1 2024 | 38 | $166.9M | 2,596,705 | 5 | 9 | 14 | 0.0% |
| Q4 2023 | 37 | $132.9M | 2,172,653 | 3 | 8 | 18 | 0.0% |
| Q3 2023 | 40 | $93.8M | 1,687,538 | 4 | 8 | 19 | 0.0% |
| Q2 2023 | 39 | $103.8M | 1,829,315 | 1 | 12 | 19 | 0.0% |
| Q1 2023 | 44 | $99.3M | 1,764,854 | 6 | 8 | 23 | 0.0% |
| Q4 2022 | 42 | $101.2M | 1,901,996 | 8 | 10 | 14 | 0.0% |
| Q3 2022 | 43 | $88.2M | 1,907,905 | 2 | 9 | 22 | 0.0% |
| Q2 2022 | 45 | $107.2M | 2,000,253 | 1 | 13 | 22 | 0.0% |
| Q1 2022 | 50 | $132.3M | 2,028,028 | 10 | 16 | 17 | 0.0% |
| Q4 2021 | 49 | $142.9M | 1,955,335 | 5 | 16 | 16 | 0.0% |
| Q3 2021 | 44 | $131.1M | 1,892,830 | 2 | 12 | 17 | 0.0% |
| Q2 2021 | 50 | $138.6M | 1,957,657 | 11 | 10 | 20 | 0.0% |
| Q1 2021 | 44 | $127.3M | 1,939,304 | 2 | 16 | 15 | 0.0% |
| Q4 2020 | 46 | $104.6M | 1,624,285 | 2 | 8 | 24 | 0.0% |
| Q3 2020 | 43 | $89.4M | 1,580,762 | 1 | 6 | 26 | 0.0% |
| Q2 2020 | 46 | $91.3M | 1,710,993 | 7 | 11 | 23 | 0.0% |
| Q1 2020 | 45 | $91.8M | 2,018,229 | 3 | 10 | 26 | 0.0% |
| Q4 2019 | 55 | $160.8M | 2,681,993 | 6 | 11 | 29 | 0.0% |
| Q3 2019 | 55 | $166.8M | 2,994,211 | 5 | 10 | 30 | 0.0% |
| Q2 2019 | 55 | $225.8M | 3,979,835 | 4 | 18 | 21 | 0.0% |
| Q1 2019 | 60 | $238.7M | 4,239,862 | 8 | 19 | 24 | 0.0% |
| Q4 2018 | 58 | $223.5M | 4,336,168 | 1 | 2 | 2 | 0.0% |