ALPS ETF TR (RFDA)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
26
Reporting holders
$86.0M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | $16.1M | 228,402 | 0.21% | 31q | -6.1%-$1.1M |
| Prospera Financial Services Inc | $15.5M | 219,625 | 0.22% | 29q | -8.9%-$1.5M |
| ALPS ADVISORS INC | $14.3M | 202,772 | 0.07% | 5q | +19.9%+$2.4M |
| ENVESTNET ASSET MANAGEMENT INC | $12.7M | 180,087 | 0.00% | 30q | +3.2%+$393.4K |
| TRUIST FINANCIAL CORP | $12.1M | 171,545 | 0.01% | 27q | +4.1%+$478.4K |
| RETIREMENT PLANNING GROUP, LLC / NY | $4.1M | 58,513 | 2.24% | 7q | -3.2%-$138.3K |
| RAYMOND JAMES FINANCIAL INC | $2.2M | 31,508 | 0.00% | 7q | +3.1%+$66.3K |
| Bison Wealth, LLC | $2.1M | 29,714 | 0.19% | 3q | -0.7%-$15.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.3M | 18,184 | 0.00% | new | NEW |
| GAMMA Investing LLC | $1.0M | 14,780 | 0.04% | 11q | HELD |
| Koshinski Asset Management, Inc. | $926.0K | 13,151 | 0.05% | 27q | -13.0%-$138.2K |
| DAVENPORT & Co LLC | $926.0K | 13,151 | 0.00% | 20q | +12.1%+$100.2K |
| EWA, LLC | $706.4K | 10,032 | 0.13% | new | NEW |
| LEIGH BALDWIN & CO., LLC | $577.0K | 8,195 | 0.31% | 7q | HELD |
| Kestra Advisory Services, LLC | $348.6K | 4,950 | 0.00% | 15q | -5.5%-$20.3K |
| Stratos Wealth Partners, LTD. | $285.2K | 4,050 | 0.00% | 31q | HELD |
| CITADEL ADVISORS LLC | $245.6K | 3,488 | 0.00% | 3q | -63.2%-$421.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $219.8K | 3,073 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $166.9K | 2,371 | 0.00% | 15q | -4.5%-$7.8K |
| EVOLUTION WEALTH MANAGEMENT INC. | $71.9K | 1,021 | 0.04% | 5q | +14.6%+$9.2K |
| NewEdge Advisors, LLC | $58.9K | 836 | 0.00% | new | NEW |
| UBS Group AG | $44.4K | 631 | 0.00% | 16q | +62.2%+$17.0K |
| Elevated Capital Advisors, LLC | $43.5K | 618 | 0.01% | 24q | -36.6%-$25.1K |
| JONES FINANCIAL COMPANIES LLLP | $15.0K | 214 | 0.00% | new | NEW |
| MORGAN STANLEY | $6.1K | 87 | 0.00% | 21q | +1.2% |
| WELLS FARGO & COMPANY/MN | $2.6K | 37 | 0.00% | 19q | +1750.0%+$2.5K |
| Janney Montgomery Scott LLC | $1.1K | 15,933 | 0.00% | 17q | +1.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 26 | $86.0M | 1,221,035 | 5 | 9 | 9 | 0.0% |
| Q1 2026 | 22 | $74.8M | 1,191,396 | 0 | 6 | 13 | 0.0% |
| Q4 2025 | 26 | $84.8M | 1,331,154 | 2 | 5 | 12 | 0.0% |
| Q3 2025 | 24 | $82.1M | 1,303,941 | 0 | 7 | 9 | 0.0% |
| Q2 2025 | 26 | $77.4M | 1,335,314 | 3 | 5 | 7 | 0.0% |
| Q1 2025 | 22 | $60.1M | 1,132,137 | 0 | 5 | 13 | 0.0% |
| Q4 2024 | 23 | $80.2M | 1,434,514 | 1 | 10 | 6 | 0.0% |
| Q3 2024 | 21 | $67.7M | 1,226,981 | 1 | 4 | 11 | 0.0% |
| Q2 2024 | 21 | $68.2M | 1,289,113 | 1 | 7 | 9 | 0.0% |
| Q1 2024 | 23 | $68.2M | 1,343,373 | 3 | 6 | 10 | 0.0% |
| Q4 2023 | 23 | $64.0M | 1,341,710 | 1 | 6 | 11 | 0.0% |
| Q3 2023 | 24 | $65.1M | 1,487,410 | 0 | 6 | 12 | 0.0% |
| Q2 2023 | 25 | $66.5M | 1,442,167 | 0 | 2 | 15 | 0.0% |
| Q1 2023 | 26 | $66.4M | 1,542,622 | 1 | 4 | 13 | 0.0% |
| Q4 2022 | 24 | $73.9M | 1,757,925 | 3 | 2 | 13 | 0.0% |
| Q3 2022 | 25 | $97.2M | 2,486,858 | 4 | 4 | 12 | 0.0% |
| Q2 2022 | 21 | $104.5M | 2,421,134 | 2 | 6 | 10 | 0.0% |
| Q1 2022 | 23 | $122.9M | 2,557,220 | 3 | 3 | 11 | 0.0% |
| Q4 2021 | 23 | $133.4M | 2,812,309 | 2 | 9 | 8 | 0.0% |
| Q3 2021 | 20 | $134.9M | 3,131,045 | 3 | 3 | 9 | 0.0% |
| Q2 2021 | 16 | $132.0M | 3,033,952 | 1 | 5 | 9 | 0.0% |
| Q1 2021 | 19 | $132.5M | 3,258,419 | 0 | 3 | 14 | 0.0% |
| Q4 2020 | 19 | $122.9M | 3,212,681 | 1 | 7 | 8 | 0.0% |
| Q3 2020 | 18 | $119.0M | 3,390,845 | 0 | 4 | 11 | 0.0% |
| Q2 2020 | 19 | $118.2M | 3,623,080 | 2 | 7 | 6 | 0.0% |
| Q1 2020 | 16 | $77.9M | 2,874,978 | 1 | 6 | 8 | 0.0% |
| Q4 2019 | 19 | $117.3M | 3,348,349 | 4 | 4 | 9 | 0.0% |
| Q3 2019 | 17 | $107.9M | 3,296,230 | 2 | 9 | 5 | 0.0% |
| Q2 2019 | 17 | $113.1M | 3,503,016 | 1 | 3 | 10 | 0.0% |
| Q1 2019 | 20 | $121.1M | 3,780,011 | 5 | 6 | 5 | 0.0% |
| Q4 2018 | 16 | $106.3M | 3,778,004 | 1 | 0 | 0 | 0.0% |