ALPS ETF TR (RFCI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
14
Reporting holders
$15.0M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | $3.8M | 170,569 | 0.06% | 23q | -12.9%-$562.5K |
| RiverFront Investment Group, LLC | $3.6M | 159,660 | 0.05% | 31q | -2.3%-$84.0K |
| ENVESTNET ASSET MANAGEMENT INC | $3.0M | 135,482 | 0.00% | 30q | +5.2%+$149.1K |
| TRUIST FINANCIAL CORP | $2.6M | 115,852 | 0.00% | 27q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.8M | 81,487 | 0.00% | 2q | +22.6%+$334.8K |
| LEIGH BALDWIN & CO., LLC | $211.7K | 9,502 | 0.11% | 3q | +1.1%+$2.4K |
| NewEdge Advisors, LLC | $19.4K | 871 | 0.00% | new | NEW |
| EVOLUTION WEALTH MANAGEMENT INC. | $9.9K | 444 | 0.01% | 5q | +61.5%+$3.8K |
| Elevated Capital Advisors, LLC | $7.7K | 346 | 0.00% | 24q | HELD |
| WELLS FARGO & COMPANY/MN | $5.9K | 265 | 0.00% | 19q | +13150.0%+$5.9K |
| GAMMA Investing LLC | $5.7K | 258 | 0.00% | 8q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $3.8K | 169 | 0.00% | new | NEW |
| UBS Group AG | $1.3K | 59 | 0.00% | 5q | -19.2% |
| MORGAN STANLEY | $22 | 1 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | $15.0M | 674,965 | 2 | 5 | 3 | 0.0% |
| Q1 2026 | 12 | $15.2M | 680,162 | 1 | 1 | 6 | 0.0% |
| Q4 2025 | 14 | $16.8M | 742,159 | 1 | 2 | 6 | 0.0% |
| Q3 2025 | 15 | $17.8M | 783,435 | 0 | 1 | 8 | 0.0% |
| Q2 2025 | 16 | $18.7M | 826,084 | 2 | 5 | 4 | 0.0% |
| Q1 2025 | 15 | $16.3M | 722,832 | 1 | 5 | 7 | 0.0% |
| Q4 2024 | 15 | $21.6M | 972,793 | 2 | 4 | 5 | 0.0% |
| Q3 2024 | 14 | $22.3M | 972,979 | 2 | 1 | 9 | 0.0% |
| Q2 2024 | 13 | $25.0M | 1,128,857 | 0 | 2 | 6 | 0.0% |
| Q1 2024 | 13 | $25.5M | 1,141,584 | 0 | 6 | 4 | 0.0% |
| Q4 2023 | 14 | $25.3M | 1,121,028 | 0 | 4 | 9 | 0.0% |
| Q3 2023 | 17 | $29.1M | 1,356,306 | 1 | 3 | 11 | 0.0% |
| Q2 2023 | 17 | $31.3M | 1,408,711 | 1 | 2 | 10 | 0.0% |
| Q1 2023 | 18 | $33.6M | 1,494,246 | 1 | 4 | 7 | 0.0% |
| Q4 2022 | 19 | $40.1M | 1,811,314 | 3 | 2 | 9 | 0.0% |
| Q3 2022 | 19 | $74.7M | 3,427,523 | 0 | 6 | 10 | 0.0% |
| Q2 2022 | 19 | $75.8M | 3,347,273 | 1 | 3 | 14 | 0.0% |
| Q1 2022 | 20 | $94.4M | 4,027,575 | 2 | 9 | 5 | 0.0% |
| Q4 2021 | 20 | $107.7M | 4,330,208 | 3 | 4 | 9 | 0.0% |
| Q3 2021 | 19 | $128.6M | 5,060,152 | 3 | 9 | 5 | 0.0% |
| Q2 2021 | 16 | $107.8M | 4,219,418 | 3 | 3 | 10 | 0.0% |
| Q1 2021 | 16 | $112.6M | 4,459,772 | 1 | 7 | 7 | 0.0% |
| Q4 2020 | 19 | $99.7M | 3,810,712 | 1 | 3 | 11 | 0.0% |
| Q3 2020 | 19 | $101.8M | 3,892,057 | 3 | 4 | 8 | 0.0% |
| Q2 2020 | 17 | $111.7M | 4,266,901 | 1 | 5 | 9 | 0.0% |
| Q1 2020 | 16 | $112.0M | 4,410,017 | 2 | 4 | 9 | 0.0% |
| Q4 2019 | 17 | $110.2M | 4,391,497 | 1 | 5 | 9 | 0.0% |
| Q3 2019 | 19 | $114.5M | 4,537,825 | 2 | 7 | 8 | 0.0% |
| Q2 2019 | 18 | $136.5M | 5,473,180 | 2 | 6 | 6 | 0.0% |
| Q1 2019 | 20 | $137.7M | 5,620,725 | 3 | 3 | 8 | 0.0% |
| Q4 2018 | 19 | $132.8M | 5,599,206 | 1 | 0 | 0 | 0.0% |