OPPENHEIMER ETF TR (RDIVXXXX)
Institutional ownership reported to the SEC as of Q1 2019, across 2 quarters.
97
Reporting holders
$872.2M
Reported value
0.0%
Calls
0.0%
Puts
+12
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $179.9M | 4,747,401 | 0.05% | 6q | +24.1%+$35.0M |
| BANK OF AMERICA CORP /DE/ | $129.7M | 3,423,774 | 0.02% | 2q | +57.2%+$47.2M |
| AMERIPRISE FINANCIAL INC | $121.6M | 3,209,602 | 0.06% | 2q | +32.2%+$29.6M |
| WELLS FARGO & COMPANY/MN | $71.1M | 1,877,729 | 0.02% | 2q | +12.0%+$7.6M |
| UBS Group AG | $40.0M | 1,056,058 | 0.02% | 2q | +9.0%+$3.3M |
| LPL Financial LLC | $38.5M | 1,014,875 | 0.09% | 2q | +49.2%+$12.7M |
| Raymond James Financial Services Advisors, Inc. | $29.8M | 785,830 | 0.12% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $28.2M | 745,458 | 0.13% | 2q | +29.2%+$6.4M |
| RAYMOND JAMES & ASSOCIATES | $14.1M | 373,249 | 0.02% | 2q | +36.3%+$3.8M |
| Thrivent Financial for Lutherans | $13.9M | 367,480 | 0.04% | new | NEW |
| ROYAL BANK OF CANADA | $13.3M | 351,419 | 0.01% | 2q | +4.3%+$545.4K |
| Cambridge Investment Research Advisors, Inc. | $12.6M | 331,687 | 0.12% | 2q | +18.2%+$1.9M |
| Cetera Advisor Networks LLC | $11.5M | 304,177 | 0.37% | 2q | +3.1%+$347.3K |
| HARVEST GROUP WEALTH MANAGEMENT, LLC | $11.4M | 300,177 | 10.46% | new | NEW |
| Janney Montgomery Scott LLC | $10.9M | 287,503 | 0.09% | 2q | +0.6%+$66.7K |
| STIFEL FINANCIAL CORP | $10.9M | 286,578 | 0.03% | 2q | +36.1%+$2.9M |
| H D Vest Advisory Services | $10.3M | 270,754 | 0.55% | 2q | +46.0%+$3.2M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $9.6M | 252,332 | 0.04% | 2q | +29.9%+$2.2M |
| New England Investment & Retirement Group, Inc. | $8.4M | 220,441 | 3.81% | 2q | +34.3%+$2.1M |
| JANE STREET GROUP, LLC | $8.3M | 217,765 | 0.01% | 2q | +1040.1%+$7.5M |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $7.4M | 194,331 | 0.06% | 2q | +14.3%+$919.4K |
| Advisor Group, Inc. | $6.3M | 165,925 | 0.05% | 2q | +23.4%+$1.2M |
| Cetera Investment Advisers | $5.2M | 137,834 | 0.74% | 2q | +43.0%+$1.6M |
| PROEQUITIES, INC. | $4.7M | 123,436 | 0.48% | 2q | +2009.3%+$4.5M |
| American Portfolios Advisors | $4.3M | 113,978 | 0.41% | 6q | +7.4%+$296.4K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $4.2M | 110,267 | 0.46% | 2q | +103.1%+$2.1M |
| Hanson McClain, Inc. | $3.7M | 97,641 | 0.16% | 2q | +0.6%+$23.2K |
| Epstein & White Financial LLC | $3.1M | 81,084 | 1.76% | 2q | +1099.5%+$2.8M |
| Sound View Wealth Advisors, LLC | $3.0M | 80,355 | 0.95% | 2q | +19.7%+$500.7K |
| IFP Advisors, Inc | $3.0M | 78,906 | 0.41% | 9q | +3.7%+$106.4K |
| Gateway Advisory, LLC | $3.0M | 78,668 | 0.77% | 2q | -2.7%-$82.2K |
| GOLDMAN SACHS GROUP INC | $2.6M | 69,580 | 0.00% | 2q | +372.4%+$2.1M |
| Sigma Planning Corp | $2.6M | 68,434 | 0.15% | 2q | +62.6%+$998.6K |
| AE Wealth Management LLC | $2.4M | 64,161 | 0.17% | new | NEW |
| DAVENPORT & Co LLC | $2.4M | 62,191 | 0.03% | 2q | +358.6%+$1.8M |
| Sawtooth Solutions, LLC | $2.2M | 58,411 | 0.13% | new | NEW |
| Private Advisor Group, LLC | $2.2M | 57,005 | 0.04% | 2q | -15.3%-$391.1K |
| Stratos Wealth Partners, LTD. | $2.1M | 56,596 | 0.10% | 2q | +1.3%+$28.0K |
| Baird Financial Group, Inc. | $2.1M | 56,396 | 0.01% | 2q | -4.6%-$104.0K |
| HighTower Advisors, LLC | $2.1M | 56,221 | 0.01% | 2q | +60.3%+$801.6K |
| AlphaStar Capital Management, LLC | $2.1M | 54,259 | 0.58% | 2q | -36.9%-$1.2M |
| Arete Wealth Advisors, LLC | $1.8M | 47,923 | 0.38% | 2q | +11.9%+$193.4K |
| First Allied Advisory Services, Inc. | $1.6M | 42,059 | 0.05% | 3q | +13.4%+$188.6K |
| JPMORGAN CHASE & CO | $1.5M | 40,194 | 0.00% | 2q | -20.0%-$380.8K |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $1.4M | 37,045 | 0.58% | 2q | -33.5%-$705.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 35,974 | 0.00% | 2q | +8.4%+$105.9K |
| STA Wealth Management, LLC | $1.2M | 32,695 | 0.28% | new | NEW |
| Gladstone Institutional Advisory LLC | $1.1M | 29,794 | 0.41% | 2q | +7.4%+$78.0K |
| V Wealth Advisors LLC | $1.1M | 27,845 | 0.44% | 2q | +2.0%+$21.2K |
| Beirne Wealth Consulting Services, LLC | $1.0M | 26,644 | 0.79% | 2q | -8.3%-$91.1K |
| Financial Advocates Investment Management | $960.0K | 25,325 | 0.12% | 2q | +201.3%+$641.4K |
| BB&T SECURITIES, LLC | $940.0K | 24,809 | 0.01% | 2q | +180.8%+$605.2K |
| Bellecapital International Ltd. | $909.0K | 24,000 | 0.58% | 2q | HELD |
| Strategic Wealth Advisors Group, LLC | $892.0K | 23,381 | 0.08% | 2q | +33.2%+$222.6K |
| Almanack Investment Partners, LLC. | $887.0K | 23,408 | 0.25% | new | NEW |
| LEVEL FOUR ADVISORY SERVICES, LLC | $841.0K | 22,181 | 0.09% | 2q | +127.6%+$471.5K |
| Laurel Wealth Advisors, Inc. | $699.0K | 18,452 | 0.17% | 2q | +52.5%+$240.7K |
| Dana Investment Advisors, Inc. | $694.0K | 18,323 | 0.03% | 2q | +6.3%+$41.3K |
| CITIGROUP INC | $670.0K | 17,692 | 0.00% | 2q | +2.1%+$13.5K |
| MML INVESTORS SERVICES, LLC | $640.0K | 16,891 | 0.01% | 2q | +24.5%+$125.8K |
| LINCOLN NATIONAL CORP | $573.0K | 15,121 | 0.02% | new | NEW |
| Keudell/Morrison Wealth Management | $497.0K | 13,130 | 0.44% | new | FIRST |
| Meridian Wealth Management, LLC | $423.0K | 11,175 | 0.19% | 2q | -18.3%-$94.6K |
| RFG Advisory, LLC | $421.0K | 11,134 | 0.11% | 2q | +1.8%+$7.6K |
| GWM Advisors LLC | $413.0K | 10,897 | 0.03% | 2q | +39.3%+$116.5K |
| B. Riley Wealth Management, Inc. | $390.0K | 10,300 | 0.07% | new | NEW |
| Tennessee Valley Asset Management Partners | $380.0K | 10,039 | 0.33% | 2q | HELD |
| SMITH, MOORE & CO. | $369.0K | 9,743 | 0.09% | 2q | -2.3%-$8.6K |
| RAYMOND JAMES TRUST N.A. | $366.0K | 9,665 | 0.02% | 2q | -5.0%-$19.4K |
| First Heartland Consultants, Inc. | $332.0K | 8,767 | 0.09% | 2q | -1.7%-$5.6K |
| Cetera Advisors LLC | $327.0K | 8,622 | 0.02% | 2q | -1.7%-$5.7K |
| Koshinski Asset Management, Inc. | $325.0K | 8,572 | 0.09% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $311.0K | 8,212 | 0.00% | 2q | -87.1%-$2.1M |
| Mariner, LLC | $303.0K | 8,000 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $303.0K | 8,000 | 0.00% | 2q | -60.6%-$466.7K |
| Integrated Wealth Concepts LLC | $247.0K | 6,509 | 0.04% | new | NEW |
| Hudock Capital Group, LLC | $206.0K | 5,443 | 0.07% | 2q | +44.6%+$63.5K |
| Centric Wealth Management | $204.0K | 5,386 | 0.19% | new | NEW |
| FinTrust Capital Advisors, LLC | $188.0K | 4,949 | 0.08% | 2q | +45.5%+$58.8K |
| Squar Milner Financial Services LLC | $153.0K | 4,050 | 0.11% | 2q | HELD |
| FMR LLC | $117.0K | 3,081 | 0.00% | new | NEW |
| TOMPKINS FINANCIAL CORP | $100.0K | 2,643 | 0.02% | 2q | HELD |
| BESSEMER GROUP INC | $93.0K | 2,442 | 0.00% | new | NEW |
| Golden State Wealth Management, LLC | $49.0K | 1,300 | 0.02% | new | FIRST |
| US BANCORP \DE\ | $41.0K | 1,078 | 0.00% | 2q | +98.5%+$20.3K |
| TSFG, LLC | $40.0K | 1,055 | 0.03% | new | FIRST |
| SeaCrest Wealth Management, LLC | $38.0K | 1,000 | 0.01% | 2q | -50.0%-$38.0K |
| CENTAURUS FINANCIAL, INC. | $23.7K | 899 | 0.14% | 2q | +469.0%+$19.6K |
| Archford Capital Strategies, LLC | $23.0K | 600 | 0.01% | 2q | HELD |
| Capital Analysts, LLC | $15.0K | 400 | 0.00% | 2q | HELD |
| Bogart Wealth, LLC | $15.0K | 408 | 0.01% | new | NEW |
| Essex Savings Bank | $15.0K | 400 | 0.01% | 2q | HELD |
| Winslow, Evans & Crocker, Inc. | $10.0K | 226 | 0.00% | 2q | HELD |
| Financial Architects, Inc | $8.0K | 200 | 0.00% | 2q | +33.3%+$2.0K |
| Tower Research Capital LLC (TRC) | $5.0K | 140 | 0.00% | new | NEW |
| Hirtle Callaghan & Co LLC | $3.0K | 80 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $2.0K | 41 | 0.00% | 2q | +2.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2019 | 97 | $872.2M | 23,018,310 | 18 | 53 | 15 | 0.0% |
| Q4 2018 | 85 | $553.2M | 16,510,798 | 1 | 4 | 0 | 0.0% |