BROOKFIELD REAL ASSETS INCOM (RA)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
107
Reporting holders
$188.7M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $68.7M | 5,332,301 | 0.00% | 35q | +5.3%+$3.4M |
| WELLS FARGO & COMPANY/MN | $21.6M | 1,673,261 | 0.00% | 31q | -46.9%-$19.0M |
| GUGGENHEIM CAPITAL LLC | $13.7M | 1,063,245 | 0.09% | 11q | +7.2%+$923.2K |
| ROYAL BANK OF CANADA | $7.3M | 565,208 | 0.00% | 31q | -12.3%-$1.0M |
| BANK OF AMERICA CORP /DE/ | $6.3M | 487,304 | 0.00% | 31q | +15.1%+$825.8K |
| LPL Financial LLC | $5.1M | 395,192 | 0.00% | 31q | +32.3%+$1.2M |
| Thomas J. Herzfeld Advisors, Inc. | $4.8M | 369,085 | 1.46% | 10q | +8.4%+$366.4K |
| ENVESTNET ASSET MANAGEMENT INC | $3.8M | 292,217 | 0.00% | 10q | +9.2%+$318.0K |
| Rareview Capital LLC | $3.7M | 277,726 | 2.08% | 8q | +9.7%+$328.0K |
| RAYMOND JAMES FINANCIAL INC | $3.6M | 279,034 | 0.00% | 7q | +21.3%+$631.7K |
| Cetera Investment Advisers | $3.6M | 278,096 | 0.00% | 10q | +7.8%+$259.6K |
| RIVERBRIDGE PARTNERS LLC | $3.1M | 241,792 | 0.09% | 12q | +0.8%+$25.1K |
| 1607 Capital Partners, LLC | $3.0M | 231,703 | 0.26% | 8q | -42.5%-$2.2M |
| FIRST TRUST ADVISORS LP | $2.5M | 193,176 | 0.00% | 9q | +6.6%+$153.1K |
| STIFEL FINANCIAL CORP | $2.0M | 154,354 | 0.00% | 31q | +8.7%+$159.4K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.8M | 136,242 | 0.11% | 12q | -65.4%-$3.3M |
| Noble Wealth Management PBC | $1.7M | 135,360 | 0.78% | 6q | +6.8%+$110.8K |
| B. Riley Wealth Advisors, Inc. | $1.7M | 133,545 | 0.09% | 5q | -7.6%-$141.9K |
| Steward Partners Investment Advisory, LLC | $1.5M | 118,559 | 0.01% | 29q | HELD |
| Private Advisor Group, LLC | $1.5M | 117,583 | 0.01% | 10q | +4.0%+$58.4K |
| Closed-End Fund Advisors, Inc. | $1.5M | 116,624 | 1.47% | 3q | +1.4%+$20.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.5M | 113,834 | 0.00% | 31q | +5.8%+$80.7K |
| Brookfield Corp /ON/ | $1.3M | 100,582 | 0.00% | 25q | HELD |
| OSAIC HOLDINGS, INC. | $1.1M | 84,265 | 0.00% | 26q | +24.6%+$214.2K |
| Pekin Hardy Strauss, Inc. | $1.0M | 78,905 | 0.09% | 8q | -5.8%-$63.1K |
| RFG Advisory, LLC | $924.1K | 71,744 | 0.01% | new | NEW |
| AMERIPRISE FINANCIAL INC | $902.0K | 69,979 | 0.00% | 19q | -48.5%-$848.5K |
| Stratos Wealth Partners, LTD. | $868.1K | 67,402 | 0.01% | 24q | HELD |
| Advisors Asset Management, Inc. | $865.5K | 67,197 | 0.01% | 10q | -17.6%-$184.6K |
| HighTower Advisors, LLC | $850.4K | 66,028 | 0.00% | 30q | +68.1%+$344.4K |
| Arlington Capital Management, Inc. | $799.8K | 62,099 | 0.50% | 11q | -14.5%-$135.8K |
| CHOREO, LLC | $795.9K | 61,796 | 0.01% | 10q | +7.0%+$51.9K |
| Rockefeller Capital Management L.P. | $764.9K | 59,387 | 0.00% | 6q | +1.0%+$7.6K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $716.6K | 55,637 | 0.09% | 10q | -1.3%-$9.4K |
| UBS Group AG | $706.3K | 54,839 | 0.00% | 31q | -19.1%-$166.7K |
| Lido Advisors, LLC | $687.8K | 53,403 | 0.00% | 11q | +124.8%+$381.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $625.5K | 48,567 | 0.00% | 3q | +11.7%+$65.4K |
| E&G Advisors, LLC | $608.5K | 47,242 | 0.12% | 28q | HELD |
| Kestra Advisory Services, LLC | $529.9K | 41,144 | 0.00% | 7q | -1.2%-$6.2K |
| Tennessee Valley Asset Management Partners | $496.3K | 38,531 | 0.05% | 4q | +6.9%+$32.1K |
| Shaker Financial Services, LLC | $472.2K | 36,660 | 0.15% | 11q | +11.4%+$48.5K |
| PFG Investments, LLC | $464.1K | 36,036 | 0.02% | 10q | +2.4%+$10.8K |
| INDEPENDENT FINANCIAL GROUP, LLC | $440.0K | 34,159 | 0.01% | 6q | -5.4%-$25.1K |
| Merit Financial Group, LLC | $425.1K | 33,006 | 0.00% | 4q | +117.2%+$229.4K |
| Pasadena Private Wealth, LLC | $423.2K | 32,858 | 0.05% | 6q | -1.8%-$7.7K |
| Castle Rock Wealth Management, LLC | $392.2K | 30,446 | 0.08% | 19q | +1.6%+$6.0K |
| Sterneck Capital Management, LLC | $384.6K | 29,864 | 0.16% | 12q | -7.2%-$29.8K |
| GILL CAPITAL PARTNERS, LLC | $376.9K | 29,265 | 0.10% | 27q | HELD |
| CSS LLC/IL | $347.9K | 27,008 | 0.01% | 12q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $299.8K | 23,274 | 0.17% | 6q | +4.5%+$12.9K |
| Global Retirement Partners, LLC | $290.1K | 22,523 | 0.00% | 10q | +22.2%+$52.8K |
| UHLMANN PRICE SECURITIES, LLC | $285.4K | 22,155 | 0.01% | 8q | +12.5%+$31.7K |
| MELFA WEALTH MANAGEMENT, INC. | $266.3K | 20,672 | 0.14% | 11q | HELD |
| Secure Asset Management, LLC | $262.9K | 20,412 | 0.04% | new | NEW |
| ROBINSON CAPITAL MANAGEMENT, LLC | $257.0K | 19,952 | 0.11% | 12q | -4.8%-$12.9K |
| Mallini Complete Financial Planning LLC | $246.3K | 19,121 | 0.18% | 7q | +6.2%+$14.3K |
| IMC-Chicago, LLC | $239.7K | 18,613 | 0.00% | new | NEW |
| GRIFFIN ASSET MANAGEMENT, INC. | $236.3K | 18,344 | 0.02% | 14q | -6.3%-$15.9K |
| Compound Planning, Inc. | $232.0K | 18,009 | 0.01% | 14q | HELD |
| SeaCrest Wealth Management, LLC | $220.6K | 17,130 | 0.02% | 10q | +11.6%+$23.0K |
| Aptus Capital Advisors, LLC | $219.5K | 17,042 | 0.00% | 12q | HELD |
| XTX Topco Ltd | $218.3K | 16,952 | 0.00% | new | NEW |
| Mariner, LLC | $214.2K | 16,634 | 0.00% | 6q | +1.6%+$3.4K |
| Second Line Capital, LLC | $206.1K | 15,999 | 0.04% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $204.9K | 15,909 | 0.00% | 2q | +15.9%+$28.2K |
| Kovack Advisors, Inc. | $182.7K | 14,186 | 0.01% | 3q | +0.6%+$1.0K |
| Encompass More Asset Management | $182.1K | 14,141 | 0.03% | 8q | HELD |
| Savvy Advisors, Inc. | $178.4K | 13,850 | 0.00% | 3q | -3.3%-$6.1K |
| NewEdge Advisors, LLC | $173.5K | 13,468 | 0.00% | new | NEW |
| Gridiron Partners, LLC | $170.8K | 13,384 | 0.09% | 11q | -48.6%-$161.3K |
| Aviance Capital Partners, LLC | $156.3K | 12,134 | 0.02% | 31q | +1.8%+$2.8K |
| OPPENHEIMER & CO INC | $148.1K | 11,497 | 0.00% | 3q | +1.9%+$2.8K |
| AlphaCore Capital LLC | $141.7K | 11,001 | 0.00% | 6q | HELD |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $138.5K | 10,755 | 0.00% | 30q | HELD |
| DECISION INVESTMENTS, INC | $132.0K | 10,250 | 0.12% | 3q | HELD |
| Summit Financial, LLC | $131.3K | 10,198 | 0.00% | 5q | -1.0%-$1.3K |
| CARY STREET PARTNERS FINANCIAL LLC | $130.8K | 10,155 | 0.00% | 7q | -19.8%-$32.2K |
| NOMURA HOLDINGS INC | $128.8K | 10,000 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $97.4K | 7,564 | 0.00% | 4q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $95.7K | 7,428 | 0.01% | 3q | +6.2%+$5.6K |
| NATIONAL BANK OF CANADA /FI/ | $93.2K | 7,228 | 0.00% | 19q | HELD |
| Arax Advisory Partners | $91.0K | 7,068 | 0.00% | 4q | +606.8%+$78.2K |
| FIFTH THIRD BANCORP | $82.6K | 6,413 | 0.00% | 2q | +1.7%+$1.4K |
| Integrated Wealth Concepts LLC | $44.4K | 3,446 | 0.00% | new | NEW |
| SIT INVESTMENT ASSOCIATES INC | $39.4K | 3,062,517 | 0.75% | 3q | +7.3%+$2.7K |
| WPG Advisers, LLC | $39.0K | 3,026 | 0.02% | 7q | +8.3%+$3.0K |
| TD Waterhouse Canada Inc. | $31.6K | 2,456 | 0.00% | 19q | +0.9% |
| Ameliora Wealth Management Ltd. | $30.7K | 2,380 | 0.01% | 14q | HELD |
| Geneos Wealth Management Inc. | $24.5K | 1,900 | 0.00% | 39q | HELD |
| IFP Advisors, Inc | $22.1K | 1,712 | 0.00% | 14q | HELD |
| Larson Financial Group LLC | $18.0K | 1,400 | 0.00% | 2q | HELD |
| CoreCap Advisors, LLC | $14.3K | 1,114 | 0.00% | 6q | -88.1%-$106.2K |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | $12.9K | 1,000 | 0.00% | 7q | HELD |
| Fourth Dimension Wealth, LLC | $12.9K | 1,000 | 0.00% | 7q | HELD |
| Caldwell Trust Co | $12.6K | 976 | 0.00% | 27q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $9.0K | 695 | 0.00% | 2q | HELD |
| Daytona Street Capital LLC | $8.6K | 670 | 0.01% | 3q | HELD |
| Penserra Capital Management LLC | $8.0K | 620,841 | 0.06% | 10q | +4.0% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.8K | 603 | 0.00% | 4q | HELD |
| Luminist Capital LLC | $5.4K | 422 | 0.01% | new | NEW |
Showing the largest 100 of 114 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 107 | $188.7M | 14,641,519 | 9 | 42 | 22 | 0.0% |
| Q1 2026 | 111 | $204.8M | 15,917,982 | 8 | 35 | 29 | 0.0% |
| Q4 2025 | 114 | $188.8M | 14,556,986 | 10 | 39 | 27 | 0.0% |
| Q3 2025 | 107 | $183.2M | 13,710,292 | 12 | 37 | 27 | 0.0% |
| Q2 2025 | 104 | $201.2M | 15,049,021 | 10 | 35 | 26 | 0.0% |
| Q1 2025 | 108 | $194.2M | 14,751,962 | 14 | 36 | 26 | 0.0% |
| Q4 2024 | 101 | $203.5M | 15,274,315 | 8 | 39 | 20 | 0.0% |
| Q3 2024 | 96 | $199.8M | 14,591,167 | 16 | 36 | 20 | 0.0% |
| Q2 2024 | 90 | $168.7M | 13,220,340 | 9 | 30 | 31 | 0.0% |
| Q1 2024 | 96 | $256.2M | 19,836,000 | 17 | 30 | 28 | 0.0% |
| Q4 2023 | 101 | $208.9M | 16,295,884 | 21 | 31 | 23 | 0.0% |
| Q3 2023 | 87 | $120.8M | 9,858,246 | 28 | 16 | 22 | 0.0% |
| Q2 2023 | 73 | $93.2M | 5,561,043 | 6 | 22 | 23 | 0.0% |
| Q1 2023 | 78 | $96.2M | 5,832,803 | 10 | 31 | 15 | 0.0% |
| Q4 2022 | 75 | $91.6M | 5,669,071 | 16 | 23 | 18 | 0.0% |
| Q3 2022 | 85 | $114.1M | 6,627,529 | 15 | 27 | 18 | 0.0% |
| Q2 2022 | 82 | $113.7M | 6,161,859 | 10 | 33 | 16 | 0.0% |
| Q1 2022 | 86 | $126.2M | 6,087,680 | 11 | 27 | 20 | 0.0% |
| Q4 2021 | 89 | $124.1M | 5,911,480 | 10 | 25 | 16 | 0.0% |
| Q3 2021 | 79 | $120.2M | 5,749,781 | 4 | 27 | 16 | 0.0% |
| Q2 2021 | 89 | $126.4M | 5,716,393 | 9 | 24 | 27 | 0.0% |
| Q1 2021 | 93 | $120.4M | 5,815,229 | 20 | 22 | 28 | 0.0% |
| Q4 2020 | 87 | $121.7M | 6,823,647 | 11 | 27 | 27 | 0.0% |
| Q3 2020 | 97 | $119.0M | 7,206,554 | 10 | 29 | 32 | 0.0% |
| Q2 2020 | 95 | $132.4M | 7,948,044 | 8 | 27 | 33 | 0.0% |
| Q1 2020 | 107 | $137.2M | 9,333,424 | 23 | 46 | 17 | 0.0% |
| Q4 2019 | 96 | $133.6M | 6,257,544 | 12 | 32 | 24 | 0.0% |
| Q3 2019 | 91 | $147.0M | 6,517,862 | 8 | 32 | 22 | 0.0% |
| Q2 2019 | 90 | $161.2M | 7,434,165 | 13 | 26 | 28 | 0.0% |
| Q1 2019 | 87 | $173.0M | 7,999,340 | 7 | 33 | 22 | 0.0% |
| Q4 2018 | 94 | $160.9M | 8,431,712 | 1 | 1 | 1 | 0.0% |