NUVEEN NASDAQ 100 DYNAMIC OV (QQQX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
145
Reporting holders
$389.0M
Reported value
0.0%
Held as options
+16
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $56.6M | 1,877,709 | 0.00% | 35q | -3.5%-$2.1M |
| Karpus Management, Inc. | $42.0M | 1,393,850 | 1.21% | 11q | -14.9%-$7.3M |
| WELLS FARGO & COMPANY/MN | $36.8M | 1,220,343 | 0.01% | 31q | -51.1%-$38.5M |
| UBS Group AG | $22.4M | 742,278 | 0.00% | 31q | +2.0%+$436.5K |
| LPL Financial LLC | $22.3M | 740,519 | 0.01% | 31q | +16.3%+$3.1M |
| Allspring Global Investments Holdings, LLC | $22.3M | 738,826 | 0.03% | 8q | +23.4%+$4.2M |
| ROYAL BANK OF CANADA | $22.2M | 735,304 | 0.00% | 31q | -1.4%-$318.1K |
| GUGGENHEIM CAPITAL LLC | $19.5M | 647,564 | 0.12% | 23q | +13.9%+$2.4M |
| Invesco Ltd. | $18.5M | 613,256 | 0.00% | 31q | -21.3%-$5.0M |
| RAYMOND JAMES FINANCIAL INC | $12.8M | 425,446 | 0.00% | 7q | +1.5%+$189.1K |
| BANK OF AMERICA CORP /DE/ | $10.3M | 343,339 | 0.00% | 31q | -8.6%-$973.8K |
| HighTower Advisors, LLC | $7.9M | 261,637 | 0.01% | 10q | -0.7%-$53.7K |
| Advisors Asset Management, Inc. | $7.9M | 261,137 | 0.12% | 8q | +7.1%+$521.4K |
| 1607 Capital Partners, LLC | $7.4M | 245,130 | 0.64% | 12q | -27.0%-$2.7M |
| OSAIC HOLDINGS, INC. | $6.5M | 214,358 | 0.01% | 26q | +0.7%+$46.2K |
| Cypress Capital Management LLC (WY) | $5.9M | 192,683 | 4.97% | 6q | +8.3%+$455.3K |
| AMERIPRISE FINANCIAL INC | $5.2M | 173,377 | 0.00% | 31q | -54.3%-$6.2M |
| D.A. DAVIDSON & CO. | $3.2M | 107,359 | 0.02% | 31q | +6.6%+$199.9K |
| Advisor OS, LLC | $2.2M | 72,477 | 0.15% | 2q | -43.1%-$1.7M |
| Huntleigh Advisors, Inc. | $1.9M | 62,716 | 0.26% | 7q | +172.1%+$1.2M |
| PMG Family Office LLC | $1.9M | 60,839 | 1.73% | 4q | +1.0%+$18.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 61,181 | 0.00% | 31q | -6.6%-$131.1K |
| Cetera Investment Advisers | $1.8M | 59,971 | 0.00% | 17q | +7.7%+$128.6K |
| MONECO ADVISORS, LLC | $1.8M | 59,742 | 0.11% | 31q | -1.7%-$30.3K |
| NewEdge Advisors, LLC | $1.7M | 57,584 | 0.01% | new | NEW |
| FIRST TRUST ADVISORS LP | $1.7M | 56,020 | 0.00% | 10q | -0.5%-$9.1K |
| High Point Wealth Management, LLC | $1.6M | 53,804 | 1.33% | 3q | +20.8%+$278.8K |
| IHT Wealth Management, LLC | $1.6M | 52,731 | 0.03% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $1.4M | 46,420 | 0.02% | new | NEW |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | $1.4M | 46,015 | 0.18% | 4q | -1.1%-$15.1K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.4M | 45,454 | 0.00% | 22q | +62.9%+$529.2K |
| Shaker Financial Services, LLC | $1.4M | 45,069 | 0.43% | new | NEW |
| Shulman DeMeo Asset Management LLC | $1.3M | 44,170 | 0.25% | 2q | -3.6%-$50.0K |
| Ionic Capital Management LLC | $1.3M | 43,447 | 0.19% | 12q | -34.3%-$683.2K |
| Hennion & Walsh Asset Management, Inc. | $1.1M | 34,937 | 0.03% | 5q | +136.8%+$608.3K |
| Rockefeller Capital Management L.P. | $1.0M | 34,702 | 0.00% | 5q | +10.1%+$95.8K |
| SAPIENT CAPITAL LLC | $1.0M | 33,628 | 0.01% | 11q | +100.0%+$519.2K |
| Arkadios Wealth Advisors | $955.1K | 31,690 | 0.01% | 23q | HELD |
| &PARTNERS | $954.9K | 31,679 | 0.00% | 7q | +3.2%+$29.4K |
| HUB Investment Partners, LLC | $863.3K | 28,643 | 0.02% | 3q | +1.7%+$14.8K |
| Stratos Wealth Partners, LTD. | $855.8K | 28,395 | 0.01% | 11q | -4.9%-$43.8K |
| Dakota Wealth Management | $845.1K | 28,040 | 0.02% | 10q | -22.1%-$239.8K |
| ENVESTNET ASSET MANAGEMENT INC | $807.0K | 26,774 | 0.00% | 23q | +22.6%+$148.6K |
| Advisory Advocates, LLC | $773.0K | 25,648 | 0.66% | 3q | HELD |
| Kestra Advisory Services, LLC | $745.6K | 24,738 | 0.00% | 3q | -66.3%-$1.5M |
| Baird Financial Group, Inc. | $718.4K | 23,835 | 0.00% | 2q | +12.1%+$77.6K |
| PNC Financial Services Group, Inc. | $709.6K | 23,543 | 0.00% | 31q | -12.5%-$101.6K |
| Private Advisor Group, LLC | $668.0K | 22,164 | 0.00% | 31q | -26.8%-$244.2K |
| Alteri Wealth LLC | $626.6K | 20,790 | 0.17% | 7q | HELD |
| Merit Financial Group, LLC | $596.5K | 19,790 | 0.00% | 17q | +99.9%+$298.1K |
| PFG Investments, LLC | $594.9K | 19,736 | 0.02% | 4q | -30.4%-$260.4K |
| Focus Partners Wealth | $570.3K | 18,921 | 0.00% | 4q | +13.0%+$65.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $550.6K | 18,268 | 0.00% | 25q | +27.3%+$118.1K |
| Moors & Cabot, Inc. | $547.8K | 18,174 | 0.02% | 14q | HELD |
| Avory & Company, LLC | $517.1K | 17,157 | 0.65% | 18q | HELD |
| GOLDMAN SACHS GROUP INC | $498.8K | 16,550 | 0.00% | 8q | +96.5%+$245.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $498.2K | 16,531 | 0.00% | 2q | -28.7%-$200.1K |
| DAVENPORT & Co LLC | $497.3K | 16,500 | 0.00% | 13q | -5.7%-$30.1K |
| Cyndeo Wealth Partners, LLC | $494.5K | 16,408 | 0.02% | 15q | HELD |
| Mutual Advisors, LLC | $489.1K | 16,228 | 0.01% | 31q | -4.0%-$20.3K |
| Dynamic Advisor Solutions LLC | $482.8K | 16,017 | 0.01% | 3q | +1.5%+$7.0K |
| KINGSWOOD WEALTH ADVISORS, LLC | $477.0K | 15,826 | 0.02% | 11q | +14.4%+$60.0K |
| TRUIST FINANCIAL CORP | $466.7K | 15,484 | 0.00% | 27q | -15.0%-$82.6K |
| Pathstone Holdings, LLC | $466.2K | 15,393 | 0.00% | 11q | +71.1%+$193.7K |
| Sanctuary Advisors, LLC | $439.9K | 14,594 | 0.00% | 9q | -3.2%-$14.3K |
| Tulsa Wealth Advisors, INC | $429.7K | 14,257 | 0.06% | 2q | -5.0%-$22.6K |
| LANARK FINANCIAL, INC. | $429.4K | 14,248 | 0.03% | 12q | -23.4%-$130.8K |
| Aviance Capital Partners, LLC | $424.4K | 14,080 | 0.04% | 31q | +1.3%+$5.5K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $413.3K | 13,615 | 0.02% | 26q | +1.5%+$6.1K |
| J.W. COLE ADVISORS, INC. | $403.6K | 13,390 | 0.01% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $392.8K | 13,033 | 0.00% | 5q | HELD |
| Diversify Advisory Services, LLC | $387.1K | 13,146 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $387.1K | 13,146 | 0.01% | 2q | -0.5%-$2.1K |
| Diversified Enterprises, LLC | $383.7K | 12,732 | 0.02% | 8q | HELD |
| Beacon Pointe Advisors, LLC | $367.7K | 12,199 | 0.00% | new | NEW |
| Chancellor Financial Group WB LP | $365.5K | 12,128 | 0.23% | 3q | +19.8%+$60.4K |
| STIFEL FINANCIAL CORP | $338.4K | 11,227 | 0.00% | 28q | -5.2%-$18.5K |
| Mariner, LLC | $334.9K | 11,110 | 0.00% | 7q | -18.1%-$74.1K |
| FIFTH THIRD BANCORP | $327.8K | 10,877 | 0.00% | 2q | -5.7%-$19.7K |
| MML INVESTORS SERVICES, LLC | $316.4K | 10,498 | 0.00% | 3q | +2.1%+$6.4K |
| DECISION INVESTMENTS, INC | $303.5K | 10,069 | 0.28% | 3q | +3.8%+$11.2K |
| Equitable Holdings, Inc. | $299.8K | 9,948 | 0.00% | 5q | +6.4%+$17.9K |
| Creative Planning | $293.3K | 9,733 | 0.00% | 4q | -15.1%-$52.1K |
| Bay Capital Advisors, LLC | $267.0K | 8,860 | 0.14% | 7q | -11.4%-$34.4K |
| Summit Financial, LLC | $266.5K | 8,632 | 0.00% | 5q | -12.5%-$38.0K |
| Register Financial Advisors LLC | $259.7K | 8,615 | 0.08% | 10q | -14.8%-$45.2K |
| WealthTrust Asset Management, LLC | $255.0K | 8,461 | 0.14% | 7q | -27.7%-$97.5K |
| Cornerstone Wealth Group, LLC | $254.8K | 8,453 | 0.02% | 10q | HELD |
| Jacobi Capital Management LLC | $248.5K | 8,244 | 0.01% | 11q | -13.3%-$38.2K |
| GWN SECURITIES INC. | $237.7K | 7,887 | 0.04% | 5q | HELD |
| Compound Planning, Inc. | $235.0K | 7,798 | 0.01% | 5q | +1.2%+$2.9K |
| Cypress Wealth Services, LLC | $232.7K | 7,720 | 0.03% | 4q | +1.3%+$3.0K |
| GRIFFIN ASSET MANAGEMENT, INC. | $224.2K | 7,440 | 0.02% | new | NEW |
| Ameritas Advisory Services, LLC | $223.1K | 7,403 | 0.00% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $218.5K | 7,250 | 0.00% | new | NEW |
| Procyon Advisors, LLC | $217.0K | 7,200 | 0.01% | new | NEW |
| Main Street Group, LTD | $215.7K | 7,158 | 0.05% | 2q | HELD |
| WILKINS INVESTMENT COUNSEL INC | $215.4K | 7,146 | 0.03% | new | NEW |
| JANE STREET GROUP, LLC | $202.5K | 6,718 | 0.00% | new | NEW |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $201.5K | 6,685 | 0.02% | new | NEW |
Showing the largest 100 of 153 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 145 | $389.0M | 12,901,122 | 24 | 42 | 45 | 0.0% |
| Q1 2026 | 129 | $384.6M | 14,412,146 | 20 | 40 | 33 | 0.0% |
| Q4 2025 | 138 | $386.8M | 13,691,388 | 16 | 53 | 31 | 0.0% |
| Q3 2025 | 131 | $360.9M | 13,142,431 | 16 | 41 | 32 | 0.0% |
| Q2 2025 | 121 | $377.4M | 14,256,282 | 17 | 39 | 27 | 0.0% |
| Q1 2025 | 129 | $336.1M | 14,147,001 | 13 | 36 | 37 | 0.0% |
| Q4 2024 | 131 | $395.3M | 14,612,410 | 13 | 39 | 30 | 0.0% |
| Q3 2024 | 116 | $360.3M | 14,338,085 | 12 | 33 | 37 | 0.0% |
| Q2 2024 | 110 | $337.8M | 13,467,185 | 7 | 37 | 34 | 0.0% |
| Q1 2024 | 109 | $389.2M | 16,040,189 | 17 | 34 | 27 | 0.0% |
| Q4 2023 | 108 | $304.8M | 13,164,886 | 14 | 31 | 30 | 0.0% |
| Q3 2023 | 101 | $249.4M | 11,092,904 | 18 | 24 | 28 | 0.0% |
| Q2 2023 | 92 | $248.3M | 9,956,608 | 11 | 33 | 24 | 0.0% |
| Q1 2023 | 91 | $228.8M | 9,574,421 | 14 | 28 | 24 | 0.0% |
| Q4 2022 | 80 | $189.4M | 9,269,610 | 15 | 24 | 19 | 0.0% |
| Q3 2022 | 96 | $209.4M | 10,203,501 | 7 | 39 | 21 | 0.0% |
| Q2 2022 | 102 | $216.5M | 9,904,160 | 11 | 36 | 23 | 0.0% |
| Q1 2022 | 107 | $277.4M | 9,618,999 | 19 | 40 | 18 | 0.0% |
| Q4 2021 | 108 | $303.7M | 9,921,770 | 9 | 43 | 19 | 0.0% |
| Q3 2021 | 99 | $271.7M | 9,573,301 | 6 | 45 | 16 | 0.0% |
| Q2 2021 | 102 | $275.2M | 9,367,779 | 7 | 47 | 18 | 0.0% |
| Q1 2021 | 107 | $249.0M | 9,159,430 | 9 | 40 | 24 | 0.0% |
| Q4 2020 | 114 | $224.3M | 8,626,644 | 24 | 33 | 26 | 0.0% |
| Q3 2020 | 94 | $198.1M | 8,128,158 | 11 | 28 | 28 | 0.0% |
| Q2 2020 | 92 | $174.3M | 7,559,952 | 17 | 28 | 25 | 0.0% |
| Q1 2020 | 92 | $146.3M | 7,687,297 | 16 | 27 | 28 | 0.0% |
| Q4 2019 | 89 | $169.1M | 7,026,941 | 8 | 31 | 20 | 0.0% |
| Q3 2019 | 90 | $150.5M | 6,790,487 | 7 | 23 | 29 | 0.0% |
| Q2 2019 | 91 | $148.1M | 6,615,910 | 13 | 29 | 20 | 0.0% |
| Q1 2019 | 90 | $145.0M | 6,506,482 | 8 | 28 | 25 | 0.0% |
| Q4 2018 | 88 | $119.8M | 5,993,909 | 1 | 5 | 2 | 0.0% |