NEOS ETF TRUST (QQQI)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
349
Reporting holders
$1.5B
Reported value
8.4%
Held as options
+59
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $188.0M | 3,310,164 | 0.04% | 9q | +52.9%+$65.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $89.5M | 136,101 | 0.01% | 9q | +2570.2%+$86.1M |
| GOLDMAN SACHS GROUP INC | $70.7M | 1,244,080 | 0.01% | 3q | +31.3%+$16.9M |
| Merit Financial Group, LLC | $63.5M | 1,117,888 | 0.19% | 4q | +101.9%+$32.0M |
| ROYAL BANK OF CANADA | $56.5M | 994,260 | 0.01% | 8q | +51.8%+$19.3M |
| Howard Capital Management, LLC | $53.4M | 940,809 | 0.64% | 4q | +154.6%+$32.4M |
| UBS Group AG | $43.2M | 760,789 | 0.01% | 9q | +55.5%+$15.4M |
| Foguth Wealth Management, LLC. | $39.9M | 735,478 | 4.54% | 2q | +513.4%+$33.4M |
| JANE STREET GROUP, LLC | $35.4M | 240,580 | 0.00% | 4q | HELD |
| CITADEL ADVISORS LLC | $34.1M | 250,496 | 0.00% | 7q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $30.3M | 534,418 | 0.57% | 5q | +19.6%+$5.0M |
| RAYMOND JAMES FINANCIAL INC | $29.0M | 510,639 | 0.01% | 5q | +86.9%+$13.5M |
| Second Half Financial Partners, LLC | $28.4M | 499,503 | 11.63% | 7q | HELD |
| MML INVESTORS SERVICES, LLC | $27.3M | 480,022 | 0.06% | 7q | +114.0%+$14.5M |
| MADDEN SECURITIES Corp | $25.8M | 454,657 | 7.17% | 6q | +6.4%+$1.6M |
| Capital Investment Advisory Services, LLC | $23.5M | 413,694 | 1.45% | 9q | +11.1%+$2.3M |
| Private Advisor Group, LLC | $18.7M | 328,985 | 0.09% | 7q | +58.4%+$6.9M |
| MBL Wealth, LLC | $16.6M | 292,422 | 1.13% | 5q | +5.8%+$912.3K |
| Apollon Wealth Management, LLC | $16.4M | 288,095 | 0.20% | 7q | +11.9%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $16.0M | 281,469 | 0.00% | 8q | +29.8%+$3.7M |
| URS Advisory LLC | $14.3M | 251,064 | 7.94% | 3q | +13.9%+$1.7M |
| Summit Financial, LLC | $13.8M | 242,782 | 0.15% | 4q | +19.7%+$2.3M |
| STIFEL FINANCIAL CORP | $13.4M | 236,154 | 0.01% | 10q | +50.6%+$4.5M |
| Aventura Private Wealth, LLC | $13.0M | 229,423 | 4.00% | 4q | +58.4%+$4.8M |
| J.W. COLE ADVISORS, INC. | $11.8M | 207,608 | 0.20% | 4q | +274.7%+$8.6M |
| Baker Avenue Asset Management, LP | $11.6M | 204,151 | 0.22% | new | NEW |
| Cascade Wealth Advisors, Inc | $10.7M | 193,307 | 4.29% | 6q | -1.7%-$189.1K |
| CHOREO, LLC | $10.1M | 176,990 | 0.11% | 2q | +13.9%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $10.0M | 175,214 | 0.01% | 8q | +86.2%+$4.6M |
| Gotham Asset Management, LLC | $9.7M | 170,523 | 0.02% | 5q | +134.1%+$5.5M |
| Palacios Wealth Management, LLC | $9.1M | 159,762 | 5.36% | 7q | +13.8%+$1.1M |
| PSI Advisors, LLC | $8.6M | 152,021 | 2.01% | 4q | +47.1%+$2.8M |
| Chung Wu Investment Group, LLC | $8.3M | 146,296 | 5.46% | 4q | +18.3%+$1.3M |
| Kingsview Wealth Management, LLC | $8.3M | 145,322 | 0.10% | 7q | +34.1%+$2.1M |
| Stratos Wealth Partners, LTD. | $8.0M | 140,708 | 0.08% | 6q | +33.1%+$2.0M |
| Estate Planners Group, LLC | $7.8M | 137,290 | 3.53% | 3q | -2.6%-$205.1K |
| SBI Securities Co., Ltd. | $7.7M | 135,013 | 0.17% | 3q | +13.8%+$928.9K |
| WEST MICHIGAN ADVISORS, LLC | $7.6M | 142,529 | 0.78% | 2q | +114.6%+$4.1M |
| ARQ WEALTH ADVISORS, LLC | $7.5M | 138,848 | 0.94% | new | NEW |
| Teamwork Financial Advisors, LLC | $7.4M | 130,088 | 0.67% | 5q | -0.9%-$67.3K |
| FSA Advisors, Inc. | $7.2M | 127,550 | 1.66% | 6q | +110.1%+$3.8M |
| RFG Advisory, LLC | $7.0M | 124,100 | 0.11% | 6q | +10.3%+$659.7K |
| Arete Wealth Advisors, LLC | $6.6M | 115,953 | 0.14% | 9q | +100.6%+$3.3M |
| Genesee Capital Advisors, LLC | $6.6M | 115,720 | 2.07% | 2q | +2679.1%+$6.3M |
| Owen LaRue, LLC | $6.5M | 113,790 | 2.25% | 5q | +67.3%+$2.6M |
| Corient Private Wealth LP | $6.3M | 111,542 | 0.00% | 5q | +110.3%+$3.3M |
| Farther Finance Advisors, LLC | $6.3M | 110,068 | 0.05% | 3q | +36.4%+$1.7M |
| Ameritas Advisory Services, LLC | $6.0M | 105,652 | 0.12% | 5q | +209.6%+$4.1M |
| RiverTree Advisors, LLC | $5.9M | 104,729 | 3.51% | 6q | +12.3%+$650.8K |
| StoneCrest Wealth Management, Inc. | $5.9M | 103,394 | 1.88% | 4q | +2.1%+$119.4K |
| IEQ CAPITAL, LLC | $5.5M | 97,337 | 0.03% | 8q | +2.0%+$109.6K |
| Independence Wealth Advisors, LLC | $5.4M | 94,227 | 2.68% | 3q | +10.0%+$487.0K |
| Astoria Portfolio Advisors LLC. | $5.3M | 92,792 | 0.89% | 3q | +32.6%+$1.3M |
| Foundations Investment Advisors, LLC | $5.2M | 90,957 | 0.05% | 4q | +77.6%+$2.3M |
| RENAISSANCE TECHNOLOGIES LLC | $4.8M | 84,800 | 0.01% | new | NEW |
| PFG Investments, LLC | $4.8M | 83,802 | 0.18% | 6q | -25.8%-$1.7M |
| NewEdge Advisors, LLC | $4.5M | 79,797 | 0.01% | 6q | +38.8%+$1.3M |
| Virtue Capital Management, LLC | $4.5M | 79,393 | 0.60% | 4q | +83.5%+$2.1M |
| Kestra Advisory Services, LLC | $4.0M | 70,645 | 0.01% | 9q | +39.3%+$1.1M |
| TRUIST FINANCIAL CORP | $4.0M | 69,989 | 0.00% | 8q | +861.8%+$3.6M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.0M | 56,674 | 0.01% | 4q | +815.0%+$3.5M |
| PURSUE WEALTH PARTNERS LLC | $4.0M | 69,931 | 2.22% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4.0M | 69,770 | 0.04% | 4q | +5.8%+$218.3K |
| MILESTONE ASSET MANAGEMENT, LLC | $3.9M | 69,054 | 0.62% | 4q | +99.8%+$2.0M |
| PRINCIPAL FINANCIAL GROUP INC | $3.9M | 68,975 | 0.00% | 2q | +237.2%+$2.8M |
| NFSG Corp | $3.9M | 68,557 | 0.48% | 8q | +4.7%+$175.8K |
| Eddie Patel Inc | $3.9M | 68,489 | 2.32% | 3q | -18.9%-$907.5K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $3.7M | 65,417 | 0.55% | 3q | -50.8%-$3.8M |
| IHT Wealth Management, LLC | $3.6M | 62,707 | 0.08% | 3q | +122.1%+$2.0M |
| Uniplan Investment Counsel, Inc. | $3.5M | 62,460 | 0.17% | 3q | +96.7%+$1.7M |
| CHILTON INVESTMENT CO INC. | $3.4M | 60,094 | 0.08% | 2q | +19.7%+$561.0K |
| Brookstone Capital Management | $3.3M | 58,848 | 0.03% | 5q | +9.1%+$278.7K |
| Rockefeller Capital Management L.P. | $3.3M | 57,641 | 0.01% | 4q | +27.8%+$712.3K |
| Belpointe Asset Management LLC | $3.2M | 56,130 | 0.10% | 3q | +16.1%+$442.9K |
| HighTower Advisors, LLC | $3.0M | 53,074 | 0.00% | 7q | +41.4%+$882.7K |
| NORDEN GROUP LLC | $3.0M | 52,587 | 0.24% | 5q | +34.9%+$772.5K |
| Cetera Investment Advisers | $2.8M | 49,527 | 0.00% | 7q | +18.5%+$438.2K |
| Concurrent Investment Advisors, LLC | $2.7M | 48,274 | 0.02% | 6q | +8.5%+$213.8K |
| Kovack Advisors, Inc. | $2.7M | 47,858 | 0.13% | 4q | +6.0%+$152.5K |
| Indivisible Partners | $2.6M | 46,449 | 0.15% | 2q | +67.1%+$1.1M |
| OSAIC HOLDINGS, INC. | $2.6M | 46,022 | 0.00% | 7q | +97.5%+$1.3M |
| CORNERSTONE ENTERPRISES, LLC | $2.6M | 45,387 | 1.18% | new | NEW |
| Sowell Financial Services LLC | $2.6M | 45,132 | 0.08% | 3q | +11.7%+$269.1K |
| MORGAN STANLEY | $2.6M | 45,017 | 0.00% | 9q | -95.6%-$55.5M |
| Diversify Advisory Services, LLC | $2.5M | 48,234 | 0.04% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $2.5M | 48,234 | 0.04% | 6q | +45.3%+$791.0K |
| Gainplan LLC | $2.5M | 44,586 | 1.00% | 7q | +133.3%+$1.4M |
| Ellis Investment Partners, LLC | $2.5M | 44,356 | 0.38% | 4q | +13.0%+$289.6K |
| Garden State Investment Advisory Services LLC | $2.5M | 44,089 | 0.45% | 6q | +18.1%+$384.4K |
| BlueStem Wealth Partners, LLC | $2.5M | 43,957 | 0.25% | 5q | +6.4%+$150.8K |
| Banco BTG Pactual S.A. | $2.5M | 43,865 | 0.21% | 2q | +53.2%+$865.0K |
| CAP Partners, LLC | $2.5M | 43,497 | 1.21% | 10q | +37.3%+$671.5K |
| Arax Advisory Partners | $2.4M | 42,804 | 0.02% | 3q | +1279.4%+$2.3M |
| SteelPeak Wealth, LLC | $2.4M | 42,328 | 0.06% | 2q | +8.7%+$192.0K |
| VERUS CAPITAL PARTNERS, LLC | $2.3M | 41,165 | 0.13% | 2q | +850.3%+$2.1M |
| CCG WEALTH MANAGEMENT, LLC | $2.3M | 40,143 | 0.53% | 3q | +42.0%+$674.2K |
| PFG Advisors | $2.2M | 39,308 | 0.11% | 2q | +2.0%+$43.2K |
| Grantvest Financial Group LLC | $2.2M | 39,155 | 1.29% | 7q | +2.1%+$44.7K |
| INSIGNEO ADVISORY SERVICES, LLC | $2.2M | 39,106 | 0.08% | 4q | +757.6%+$2.0M |
| Equitable Holdings, Inc. | $2.1M | 36,815 | 0.01% | 5q | +35.3%+$545.1K |
Showing the largest 100 of 362 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 349 | $1.5B | 23,831,846 | 83 | 192 | 42 | 8.4% |
| Q1 2026 | 290 | $937.8M | 17,041,182 | 61 | 155 | 42 | 9.7% |
| Q4 2025 | 253 | $756.0M | 12,969,425 | 60 | 133 | 28 | 8.0% |
| Q3 2025 | 201 | $497.5M | 8,580,101 | 85 | 87 | 13 | 6.5% |
| Q2 2025 | 126 | $238.6M | 4,431,955 | 46 | 56 | 11 | 3.3% |
| Q1 2025 | 83 | $92.4M | 1,895,094 | 28 | 38 | 13 | 2.7% |
| Q4 2024 | 63 | $69.0M | 1,292,870 | 21 | 27 | 6 | 1.9% |
| Q3 2024 | 42 | $32.4M | 631,037 | 17 | 17 | 5 | 0.0% |
| Q2 2024 | 27 | $18.6M | 360,437 | 17 | 4 | 4 | 0.0% |
| Q1 2024 | 9 | $4.0M | 78,668 | 9 | 0 | 0 | 0.0% |