NEOS ETF TRUST (QQQI)
Institutional ownership reported to the SEC as of Q3 2026, across 11 quarters.
18
Reporting holders
$26.0M
Reported value
0.0%
Calls
0.0%
Puts
-346
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | $5.4M | 97,086 | 0.04% | 4q | -11.8%-$721.2K |
| Gainplan LLC | $2.8M | 50,990 | 1.10% | 8q | +14.4%+$355.7K |
| Avidian Wealth Enterprises, LLC | $2.7M | 48,695 | 0.08% | 5q | +46.8%+$861.9K |
| PUFF WEALTH MANAGEMENT, LLC | $2.5M | 44,667 | 2.34% | 3q | +21.7%+$442.0K |
| CoreCap Advisors, LLC | $2.2M | 38,877 | 0.06% | 10q | +35.7%+$568.5K |
| Tactive Advisors, LLC | $1.9M | 33,593 | 0.45% | 5q | +13.0%+$214.4K |
| Vann Equity Management LLC | $1.4M | 24,686 | 0.82% | 3q | +1.9%+$26.1K |
| Capital Planning LLC | $1.2M | 21,424 | 0.32% | 6q | -5.3%-$67.1K |
| ARMSTRONG ADVISORY GROUP, INC | $1.2M | 20,895 | 0.07% | 6q | +8.2%+$88.4K |
| ALKEME WEALTH, LLC | $996.2K | 17,934 | 0.38% | new | NEW |
| Kaizen Financial Strategies | $945.6K | 17,022 | 0.37% | 5q | -30.7%-$418.9K |
| Sound Income Strategies, LLC | $915.3K | 16,327 | 0.04% | 4q | -31.2%-$415.1K |
| FINANCIAL MANAGEMENT NETWORK INC | $855.9K | 15,263 | 0.12% | 4q | -4.5%-$40.3K |
| Venture Visionary Partners LLC | $349.2K | 6,285 | 0.01% | new | NEW |
| PRIVATE CLIENT SERVICES, LLC | $295.2K | 5,314 | 0.08% | new | NEW |
| Valeo Financial Advisors, LLC | $236.2K | 4,252 | 0.00% | 2q | +17.2%+$34.7K |
| Castle Rock Wealth Management, LLC | $205.5K | 3,627 | 0.04% | new | NEW |
| GK Wealth Management LLC | $9.5K | 171 | 0.01% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $26.0M | 467,108 | 5 | 8 | 5 | 0.0% |
| Q2 2026 | 364 | $1.6B | 25,045,090 | 85 | 201 | 43 | 9.2% |
| Q1 2026 | 303 | $957.6M | 17,392,359 | 66 | 160 | 42 | 9.5% |
| Q4 2025 | 264 | $767.8M | 13,141,559 | 64 | 138 | 29 | 7.9% |
| Q3 2025 | 209 | $508.7M | 8,785,849 | 86 | 92 | 13 | 6.3% |
| Q2 2025 | 135 | $252.4M | 4,697,972 | 48 | 61 | 11 | 3.1% |
| Q1 2025 | 91 | $99.3M | 2,040,993 | 30 | 43 | 13 | 2.5% |
| Q4 2024 | 69 | $74.4M | 1,395,584 | 24 | 29 | 6 | 1.8% |
| Q3 2024 | 47 | $33.2M | 647,794 | 19 | 18 | 6 | 0.0% |
| Q2 2024 | 31 | $20.5M | 442,710 | 20 | 5 | 4 | 0.0% |
| Q1 2024 | 11 | $4.0M | 79,348 | 11 | 0 | 0 | 0.0% |