HolderBook

NORTHERN LTS FD TR III (QQH)

Institutional ownership reported to the SEC as of Q2 2026, across 27 quarters.

51
Reporting holders
$650.2M
Reported value
0.0%
Held as options
+0
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Howard Capital Management, LLC$372.8M4,355,6334.44%27q-35.9%-$209.0M
ENVESTNET ASSET MANAGEMENT INC$53.9M629,4370.01%27q-1.0%-$535.4K
Cetera Investment Advisers$36.3M424,6080.03%23q-14.2%-$6.0M
Wealth Watch Advisors, INC$27.6M322,6978.96%7q-10.9%-$3.4M
J.W. COLE ADVISORS, INC.$21.9M256,2260.38%25q-3.8%-$876.6K
LPL Financial LLC$21.8M254,2610.00%25q+4.8%+$1.0M
Aegis Wealth Management, Inc.$20.0M233,88712.92%3q+4.2%+$800.3K
McKinney Capital Management, LLC$19.5M228,1587.70%2q+1.5%+$280.2K
Discipline Wealth Solutions, LLC$16.4M191,3191.43%8q+22.5%+$3.0M
Lifestyle Asset Management, Inc.$9.9M115,1432.65%15q+12.5%+$1.1M
Optivise Advisory Services LLC$6.9M80,1323.48%9q-9.4%-$713.5K
NewEdge Advisors, LLC$4.8M56,3720.01%3q+12.8%+$545.9K
RAYMOND JAMES FINANCIAL INC$4.1M47,3250.00%7q-1.7%-$68.0K
Quadrature Capital Ltd$3.2M37,2600.03%newNEW
Simplicity Wealth,LLC$3.2M37,1860.11%6q-1.5%-$48.5K
Colonial River Investments, LLC$3.2M36,8670.90%4q+171.4%+$2.0M
HighPoint Advisor Group LLC$2.5M29,5460.09%3q+2.6%+$65.1K
Delta Investment Management, LLC$2.0M23,8570.34%27q-2.2%-$46.9K
Foundations Investment Advisors, LLC$2.0M23,8220.02%14q+2.1%+$42.7K
WBI INVESTMENTS, LLC$2.0M23,6940.50%2q+4.3%+$82.7K
IFP Advisors, Inc$2.0M22,9900.04%19qHELD
PANORAMIC INVESTMENT ADVISORS, LLC$1.8M20,6010.84%12q-10.5%-$207.2K
Brookstone Capital Management$1.6M18,1460.02%19q-0.6%-$8.9K
Nuveen, LLC$1.3M15,6520.00%newNEW
OSAIC HOLDINGS, INC.$1.2M14,5900.00%25q-15.8%-$233.6K
CITADEL ADVISORS LLC$1.2M14,5170.00%3q+175.4%+$791.5K
Fiduciary Alliance LLC$787.4K9,1990.05%15q+1.1%+$8.3K
MONEY CONCEPTS CAPITAL CORP$649.7K7,5900.03%21qHELD
TRUIST FINANCIAL CORP$581.6K6,7940.00%4qHELD
PRINCIPAL SECURITIES, INC.$476.0K5,5610.01%5q+7.0%+$31.3K
Concurrent Investment Advisors, LLC$464.2K5,4230.00%3q+0.7%+$3.3K
Bison Wealth, LLC$430.0K5,0920.04%3q+7.3%+$29.2K
VestGen Advisors, LLC$376.2K4,3950.01%2q-6.5%-$26.3K
VestGen Investment Management$353.8K4,1330.19%4q-20.0%-$88.6K
Kestra Advisory Services, LLC$324.3K3,7890.00%10qHELD
ABSOLUTE CAPITAL MANAGEMENT, LLC$312.7K3,6530.08%7q-15.4%-$56.9K
Orion Porfolio Solutions, LLC$306.7K3,5830.00%14q-98.6%-$22.2M
FOUNDERS FINANCIAL SECURITIES LLC$304.2K3,5540.02%newNEW
Worth Financial Advisory Group, LLC$288.3K3,3680.12%newNEW
INTEGRITY ALLIANCE, LLC.$261.2K3,0510.01%6q-9.5%-$27.6K
J2 Capital Management Inc$246.4K2,8790.17%5q-80.9%-$1.0M
Envestnet Portfolio Solutions, Inc.$227.8K2,6610.00%newNEW
GDS Wealth Management$219.4K2,5630.01%2q-40.5%-$149.5K
Geneos Wealth Management Inc.$111.3K1,3000.00%6qHELD
Colonial Trust Advisors$94.7K1,1060.01%newNEW
Cambridge Investment Research Advisors, Inc.$71.8K838,3060.08%26q+96.6%+$35.3K
ASSETMARK, INC$70.4K8230.00%6qHELD
BROWN BROTHERS HARRIMAN & CO$69.6K8130.00%2qHELD
MORGAN STANLEY$43.0K5020.00%17qHELD
PRIVATE TRUST CO NA$15.5K1810.00%newNEW
Steward Partners Investment Advisory, LLC$11.6K1360.00%7qHELD
MERCER GLOBAL ADVISORS INC /ADV$4.8K560.00%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202651$650.2M7,596,131815190.0%
Q1 202651$554.9M10,362,553618160.0%
Q4 202552$576.6M9,935,363914170.0%
Q3 202546$543.6M9,548,023914160.0%
Q2 202541$478.8M9,498,652812120.0%
Q1 202539$453.5M10,104,633612140.0%
Q4 202438$466.9M9,382,12291370.0%
Q3 202432$394.3M8,668,487710100.0%
Q2 202427$367.9M5,981,77931090.0%
Q1 202425$313.9M5,716,77721190.0%
Q4 202330$281.3M5,608,735411120.0%
Q3 202329$248.8M5,545,715316100.0%
Q2 202329$248.1M5,271,72436130.0%
Q1 202326$206.2M5,269,02536130.0%
Q4 202225$164.4M4,828,29611170.0%
Q3 202229$187.2M5,360,090312110.0%
Q2 202228$190.2M5,173,833113110.0%
Q1 202234$254.4M5,400,98261750.0%
Q4 202134$287.1M4,857,780111520.0%
Q3 202121$197.1M4,035,64051310.0%
Q2 202117$133.1M3,187,89141000.0%
Q1 202114$132.8M3,005,6251920.0%
Q4 202015$123.9M2,997,6532290.0%
Q3 202013$102.8M2,936,1901840.0%
Q2 202014$88.4M2,792,4866710.0%
Q1 202010$64.9M2,575,2195320.0%
Q4 20197$64.0M2,122,3166000.0%