NEW YORK LIFE INVESTMENTS ET (QAI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
94
Reporting holders
$898.0M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Tredje AP-fonden | $397.5M | 10,860,000 | 1.80% | 8q | +73.1%+$167.8M |
| MORGAN STANLEY | $100.8M | 2,754,971 | 0.01% | 35q | +2.7%+$2.6M |
| Alaska Permanent Capital Management, LLC | $59.8M | 1,632,407 | 3.91% | 25q | +0.5%+$322.0K |
| ROYAL BANK OF CANADA | $47.9M | 1,308,962 | 0.01% | 31q | +4.8%+$2.2M |
| Alaska Wealth Advisors, LLC | $38.9M | 1,061,727 | 4.21% | 13q | HELD |
| AMERIPRISE FINANCIAL INC | $29.6M | 808,599 | 0.01% | 31q | -47.7%-$27.0M |
| Verdence Capital Advisors LLC | $28.5M | 778,079 | 1.49% | 22q | +4.1%+$1.1M |
| CAPTRUST FINANCIAL ADVISORS | $20.9M | 571,280 | 0.03% | 13q | -0.7%-$140.4K |
| Focus Partners Wealth | $20.7M | 566,255 | 0.02% | 11q | -3.8%-$810.9K |
| RAYMOND JAMES FINANCIAL INC | $16.2M | 443,187 | 0.00% | 7q | +9.5%+$1.4M |
| UBS Group AG | $9.7M | 264,303 | 0.00% | 31q | -4.8%-$488.4K |
| WELLS FARGO & COMPANY/MN | $8.2M | 224,068 | 0.00% | 31q | -24.0%-$2.6M |
| Endowment Wealth Management, Inc. | $8.0M | 217,224 | 3.07% | 19q | HELD |
| ASPIRIANT, LLC | $7.6M | 207,334 | 0.19% | 31q | +5.3%+$384.7K |
| Pitcairn Wealth Advisors LLC | $6.6M | 181,586 | 0.73% | 3q | -50.8%-$6.9M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $5.9M | 162,125 | 0.00% | 27q | +3030.4%+$5.7M |
| Live Oak Investment Partners | $5.1M | 140,529 | 2.77% | 14q | +3.4%+$169.6K |
| BROWN WEALTH MANAGEMENT, LLC | $4.9M | 132,815 | 1.09% | 6q | +3.3%+$154.0K |
| FIFTH THIRD BANCORP | $4.2M | 114,878 | 0.01% | 2q | -1.3%-$55.2K |
| ENVESTNET ASSET MANAGEMENT INC | $4.2M | 113,807 | 0.00% | 31q | +5.9%+$233.5K |
| OSAIC HOLDINGS, INC. | $4.0M | 108,732 | 0.00% | 26q | -16.1%-$766.3K |
| LPL Financial LLC | $3.9M | 105,825 | 0.00% | 31q | +22.7%+$716.5K |
| Darwin Wealth Management, LLC | $3.8M | 104,033 | 1.04% | 22q | +3.4%+$125.7K |
| AXXCESS WEALTH MANAGEMENT, LLC | $3.8M | 104,034 | 0.06% | new | NEW |
| LFA - Lugano Financial Advisors SA | $3.7M | 104,915 | 2.23% | 30q | +7.0%+$244.2K |
| UMB Bank, n.a. | $3.6M | 99,623 | 0.05% | 14q | -54.1%-$4.3M |
| Baron Financial Group, LLC | $3.6M | 98,886 | 1.73% | 24q | +0.5%+$18.8K |
| MML INVESTORS SERVICES, LLC | $2.8M | 77,868 | 0.01% | 3q | +7.3%+$194.1K |
| Private Advisor Group, LLC | $2.5M | 68,734 | 0.01% | 31q | -9.9%-$277.8K |
| Twelve Points Wealth Management LLC | $2.5M | 68,008 | 0.50% | 19q | +10.0%+$226.1K |
| Wealth High Governance Asset Management Ltda. | $2.5M | 67,699 | 0.26% | 3q | -23.9%-$779.0K |
| Mariner, LLC | $2.3M | 63,073 | 0.00% | 25q | +3.1%+$69.0K |
| Diversify Advisory Services, LLC | $2.2M | 59,826 | 0.04% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $2.2M | 59,826 | 0.04% | new | NEW |
| Patten Group, Inc. | $2.1M | 58,119 | 0.33% | 23q | -6.4%-$144.2K |
| Waverly Advisors, LLC | $1.9M | 51,565 | 0.01% | 3q | +10.6%+$181.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7M | 45,922 | 0.00% | 3q | -22.0%-$475.0K |
| Empirical Asset Management, LLC | $1.7M | 45,661 | 0.38% | 19q | +6.7%+$105.6K |
| CITADEL ADVISORS LLC | $1.4M | 38,092 | 0.00% | new | NEW |
| Hyposwiss Advisors SA | $1.4M | 37,605 | 1.30% | 3q | -28.4%-$545.3K |
| HBK Sorce Advisory LLC | $1.1M | 31,328 | 0.02% | 25q | -2.9%-$34.4K |
| Rockefeller Capital Management L.P. | $1.1M | 29,520 | 0.00% | 4q | +446.7%+$882.8K |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | $1.0M | 28,473 | 2.35% | 22q | -14.5%-$176.3K |
| Snowden Capital Advisors LLC | $1.0M | 28,366 | 0.02% | 42q | HELD |
| HANCOCK WHITNEY CORP | $978.7K | 26,741 | 0.02% | 19q | -2.0%-$20.0K |
| BNP PARIBAS FINANCIAL MARKETS | $905.2K | 24,733 | 0.00% | 7q | +56.4%+$326.4K |
| Moors & Cabot, Inc. | $865.0K | 23,635 | 0.03% | 10q | +50.2%+$289.1K |
| FLAGSHIP HARBOR ADVISORS, LLC | $780.3K | 21,319 | 0.03% | 7q | HELD |
| CreativeOne Wealth, LLC | $760.3K | 20,775 | 0.02% | 30q | -2.9%-$22.4K |
| Rathbones Group PLC | $666.2K | 18,201 | 0.00% | 14q | +3.3%+$21.0K |
| Advisors Preferred, LLC | $622.8K | 17,138 | 0.10% | 5q | +4727.6%+$609.9K |
| GREENWOOD CAPITAL ASSOCIATES LLC | $534.7K | 14,608 | 0.05% | 23q | +45.3%+$166.6K |
| LANARK FINANCIAL, INC. | $527.6K | 14,416 | 0.04% | 6q | +5.5%+$27.7K |
| BASSO CAPITAL MANAGEMENT, L.P. | $524.7K | 14,337 | 0.11% | new | NEW |
| Farther Finance Advisors, LLC | $518.3K | 14,161 | 0.00% | 7q | +564.2%+$440.3K |
| Cetera Investment Advisers | $514.5K | 14,059 | 0.00% | 5q | -13.6%-$80.7K |
| Prosperity Bancshares Inc | $506.8K | 13,847 | 0.33% | 3q | +15.1%+$66.4K |
| BANK OF MONTREAL /CAN/ | $392.4K | 10,720 | 0.00% | 14q | -39.0%-$251.4K |
| STIFEL FINANCIAL CORP | $382.4K | 10,448 | 0.00% | 13q | HELD |
| Allworth Financial LP | $377.5K | 10,315 | 0.00% | 25q | +146.1%+$224.1K |
| NorthRock Partners, LLC | $361.1K | 9,865 | 0.01% | 6q | -2.1%-$7.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $342.3K | 9,419 | 0.00% | 12q | +7.6%+$24.2K |
| StoneX Group Inc. | $329.9K | 9,015 | 0.01% | 13q | +4.3%+$13.6K |
| HighTower Advisors, LLC | $300.1K | 8,199 | 0.00% | 31q | -24.5%-$97.4K |
| Pallas Capital Advisors LLC | $289.9K | 7,921 | 0.01% | 10q | HELD |
| Perigon Wealth Management, LLC | $257.3K | 7,031 | 0.00% | 6q | HELD |
| Hexagon Capital Partners LLC | $256.2K | 6,999 | 0.04% | 2q | HELD |
| PNC Financial Services Group, Inc. | $253.9K | 6,937 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $243.2K | 6,644 | 0.00% | 29q | HELD |
| DAVIS R M INC | $239.5K | 6,545 | 0.00% | 10q | HELD |
| Bison Wealth, LLC | $235.2K | 6,450 | 0.02% | new | NEW |
| Stonebridge Financial Planning Group, LLC | $226.8K | 6,198 | 0.07% | new | NEW |
| STEPHENS INC /AR/ | $220.8K | 6,033 | 0.00% | 4q | HELD |
| TRUIST FINANCIAL CORP | $216.7K | 5,921 | 0.00% | 2q | -1.7%-$3.7K |
| J.Safra Asset Management Corp | $211.4K | 5,777 | 0.01% | 5q | +6.7%+$13.3K |
| Sincerus Advisory, LLC | $208.4K | 5,693 | 0.14% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $174.3K | 4,762 | 0.02% | new | FIRST |
| HARBOUR INVESTMENTS, INC. | $163.4K | 4,465 | 0.00% | new | NEW |
| EP Wealth Advisors, LLC | $128.7K | 3,516 | 0.00% | new | NEW |
| PEOPLES FINANCIAL SERVICES CORP. | $116.4K | 3,182 | 0.05% | 9q | HELD |
| EFG International AG | $95.2K | 2,600 | 0.00% | 3q | -31.6%-$43.9K |
| PRIVATE TRUST CO NA | $71.3K | 1,949 | 0.01% | 31q | HELD |
| Integrated Wealth Concepts LLC | $60.5K | 1,654 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $41.3K | 1,134 | 0.00% | 3q | +1.4% |
| FMR LLC | $25.4K | 693 | 0.00% | 14q | +117.9%+$13.7K |
| Global Retirement Partners, LLC | $11.2K | 307 | 0.00% | 16q | +48.3%+$3.7K |
| Spire Wealth Management | $9.5K | 260 | 0.00% | 22q | HELD |
| Smartleaf Asset Management LLC | $4.4K | 120 | 0.00% | 7q | HELD |
| JPMORGAN CHASE & CO | $4.2K | 114 | 0.00% | 15q | -2.6% |
| RAFFA WEALTH MANAGEMENT, LLC | $3.1K | 85 | 0.00% | 18q | HELD |
| Elevated Capital Advisors, LLC | $1.9K | 51 | 0.00% | 3q | HELD |
| Q3 Asset Management | $1.5K | 40,873 | 0.27% | new | NEW |
| MCF Advisors LLC | $1.3K | 36 | 0.00% | 18q | HELD |
| Betterment LLC | $602 | 16,437 | 0.00% | 31q | HELD |
| Granite Bay Wealth Management, LLC | $517 | 14,124 | 0.05% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $468 | 12,760 | 0.00% | 4q | +103.4% |
| ASSETMARK, INC | $89 | 2 | 0.00% | 7q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $37 | 1 | 0.00% | 6q | HELD |
| CX Institutional | $35 | 947 | 0.00% | 6q | -6.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 94 | $898.0M | 24,538,900 | 11 | 36 | 25 | 0.0% |
| Q1 2026 | 91 | $695.9M | 20,398,295 | 8 | 42 | 22 | 0.0% |
| Q4 2025 | 95 | $677.8M | 20,223,506 | 14 | 35 | 23 | 0.0% |
| Q3 2025 | 91 | $584.4M | 17,378,337 | 11 | 33 | 21 | 0.0% |
| Q2 2025 | 93 | $607.9M | 18,797,906 | 11 | 28 | 26 | 0.0% |
| Q1 2025 | 95 | $567.7M | 18,129,377 | 11 | 29 | 31 | 0.0% |
| Q4 2024 | 98 | $587.8M | 18,725,088 | 12 | 35 | 28 | 0.0% |
| Q3 2024 | 95 | $535.9M | 16,713,472 | 6 | 27 | 35 | 0.0% |
| Q2 2024 | 97 | $443.1M | 14,280,897 | 7 | 31 | 34 | 0.0% |
| Q1 2024 | 96 | $698.3M | 22,613,401 | 15 | 23 | 38 | 0.0% |
| Q4 2023 | 90 | $625.1M | 20,764,669 | 5 | 25 | 37 | 0.0% |
| Q3 2023 | 91 | $445.6M | 14,834,720 | 11 | 26 | 31 | 0.0% |
| Q2 2023 | 94 | $474.9M | 15,882,246 | 13 | 26 | 39 | 0.0% |
| Q1 2023 | 91 | $474.7M | 16,680,967 | 13 | 24 | 40 | 0.0% |
| Q4 2022 | 83 | $427.7M | 15,015,853 | 11 | 18 | 35 | 0.0% |
| Q3 2022 | 102 | $458.4M | 16,517,121 | 6 | 22 | 47 | 0.0% |
| Q2 2022 | 112 | $595.9M | 20,767,136 | 10 | 46 | 36 | 0.0% |
| Q1 2022 | 118 | $637.6M | 20,669,597 | 13 | 44 | 38 | 0.0% |
| Q4 2021 | 122 | $679.2M | 21,370,186 | 15 | 40 | 34 | 0.0% |
| Q3 2021 | 107 | $623.3M | 19,627,156 | 10 | 45 | 31 | 0.0% |
| Q2 2021 | 112 | $603.0M | 18,691,554 | 20 | 41 | 26 | 0.0% |
| Q1 2021 | 104 | $562.2M | 17,677,943 | 10 | 46 | 30 | 0.0% |
| Q4 2020 | 106 | $618.4M | 19,365,739 | 10 | 41 | 31 | 0.0% |
| Q3 2020 | 105 | $542.3M | 17,496,851 | 7 | 32 | 40 | 0.0% |
| Q2 2020 | 116 | $553.5M | 18,255,998 | 21 | 29 | 42 | 0.0% |
| Q1 2020 | 114 | $527.5M | 18,517,486 | 16 | 34 | 45 | 0.0% |
| Q4 2019 | 118 | $523.5M | 16,996,149 | 13 | 36 | 33 | 0.0% |
| Q3 2019 | 105 | $477.5M | 15,696,672 | 9 | 28 | 43 | 0.0% |
| Q2 2019 | 109 | $517.9M | 17,021,168 | 15 | 26 | 41 | 0.0% |
| Q1 2019 | 113 | $653.9M | 21,744,182 | 7 | 28 | 57 | 0.0% |
| Q4 2018 | 127 | $993.2M | 34,361,100 | 1 | 5 | 2 | 0.0% |