PRINCIPAL EXCHANGE TRADED FD (PY)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
19
Reporting holders
$286.2M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $108.7M | 2,017,072 | 0.05% | 11q | +2.2%+$2.4M |
| PRINCIPAL SECURITIES, INC. | $87.2M | 1,617,997 | 1.05% | 11q | +13.3%+$10.2M |
| ENVESTNET ASSET MANAGEMENT INC | $79.3M | 1,470,675 | 0.02% | 21q | +15.9%+$10.9M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.6M | 84,270 | 0.01% | 12q | +3.7%+$167.6K |
| LPL Financial LLC | $1.7M | 30,870 | 0.00% | 14q | +5.0%+$79.2K |
| Capital Investment Advisory Services, LLC | $1.0M | 19,141 | 0.06% | 9q | -10.3%-$118.9K |
| Smartleaf Asset Management LLC | $930.0K | 17,237 | 0.03% | 11q | HELD |
| GTS SECURITIES LLC | $748.7K | 13,890 | 0.02% | new | NEW |
| Kestra Advisory Services, LLC | $553.3K | 10,265 | 0.00% | 3q | HELD |
| TWO SIGMA INVESTMENTS, LP | $522.8K | 9,700 | 0.00% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $268.2K | 4,975 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $257.3K | 4,773 | 0.00% | 2q | -14.9%-$45.0K |
| Cetera Investment Advisers | $255.4K | 4,739 | 0.00% | 10q | +11.2%+$25.8K |
| MORGAN STANLEY | $73.7K | 1,368 | 0.00% | 8q | +7.7%+$5.3K |
| Cape Investment Advisory, Inc. | $35.8K | 664 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $10.1K | 187 | 0.00% | 5q | +39.6%+$2.9K |
| CITIGROUP INC | $3.6K | 66 | 0.00% | new | NEW |
| FMR LLC | $3.1K | 58 | 0.00% | 6q | +28.9% |
| Cambridge Investment Research Advisors, Inc. | $939 | 17,424 | 0.00% | 19q | +7.0% |
| OSAIC HOLDINGS, INC. | $161 | 3 | 0.00% | 9q | -99.3%-$22.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 19 | $286.2M | 5,307,950 | 5 | 9 | 3 | 0.0% |
| Q1 2026 | 18 | $249.7M | 4,849,815 | 3 | 7 | 4 | 0.0% |
| Q4 2025 | 17 | $163.3M | 3,127,915 | 4 | 6 | 3 | 0.0% |
| Q3 2025 | 16 | $174.5M | 3,325,848 | 1 | 4 | 7 | 0.0% |
| Q2 2025 | 19 | $240.8M | 4,859,889 | 6 | 7 | 5 | 0.0% |
| Q1 2025 | 16 | $331.4M | 6,751,757 | 3 | 8 | 2 | 0.0% |
| Q4 2024 | 17 | $110.0M | 2,221,339 | 5 | 7 | 3 | 0.0% |
| Q3 2024 | 13 | $106.8M | 2,131,958 | 2 | 6 | 4 | 0.0% |
| Q2 2024 | 15 | $95.8M | 2,083,780 | 5 | 7 | 3 | 0.0% |
| Q1 2024 | 11 | $83.3M | 1,776,400 | 1 | 6 | 4 | 0.0% |
| Q4 2023 | 11 | $71.7M | 1,652,045 | 4 | 2 | 3 | 0.0% |
| Q3 2023 | 5 | $23.1M | 586,839 | 1 | 2 | 2 | 0.0% |
| Q2 2023 | 6 | $15.4M | 371,349 | 0 | 4 | 1 | 0.0% |
| Q1 2023 | 6 | $10.0M | 246,569 | 2 | 2 | 2 | 0.0% |
| Q4 2022 | 7 | $12.9M | 314,366 | 3 | 3 | 0 | 0.0% |
| Q3 2022 | 8 | $8.1M | 219,838 | 0 | 4 | 2 | 0.0% |
| Q2 2022 | 12 | $13.0M | 334,436 | 6 | 5 | 1 | 0.0% |
| Q1 2022 | 7 | $5.4M | 122,200 | 2 | 3 | 2 | 0.0% |
| Q4 2021 | 6 | $4.2M | 94,558 | 2 | 3 | 0 | 0.0% |
| Q3 2021 | 5 | $10.5M | 248,366 | 0 | 3 | 0 | 0.0% |
| Q2 2021 | 5 | $9.2M | 218,346 | 4 | 1 | 0 | 0.0% |
| Q1 2021 | 2 | $8.2M | 201,094 | 1 | 1 | 0 | 0.0% |
| Q4 2020 | 3 | $45.6M | 1,343,891 | 1 | 1 | 0 | 0.0% |
| Q3 2020 | 3 | $4.9M | 174,389 | 0 | 2 | 1 | 0.0% |
| Q2 2020 | 4 | $7.7M | 277,560 | 0 | 2 | 2 | 0.0% |
| Q1 2020 | 4 | $5.8M | 254,110 | 2 | 1 | 0 | 0.0% |
| Q4 2019 | 3 | $4.5M | 132,022 | 2 | 0 | 1 | 0.0% |
| Q3 2019 | 1 | $3.8M | 118,917 | 0 | 0 | 1 | 0.0% |
| Q2 2019 | 3 | $7.3M | 228,968 | 1 | 1 | 1 | 0.0% |
| Q1 2019 | 2 | $7.0M | 226,848 | 0 | 0 | 1 | 0.0% |
| Q4 2018 | 3 | $6.8M | 245,610 | 1 | 0 | 0 | 0.0% |