NORTHERN LTS FD TR IV (PTL)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
116
Reporting holders
$642.2M
Reported value
0.0%
Held as options
+14
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Inspire Advisors, LLC | $94.0M | 328,811 | 6.53% | 9q | +23.2%+$17.7M |
| OneAscent Financial Services LLC | $83.7M | 292,463 | 4.00% | 7q | +2.6%+$2.1M |
| LPL Financial LLC | $51.5M | 179,978 | 0.01% | 8q | +36.2%+$13.7M |
| Plan A Wealth LLC | $45.5M | 159,100 | 19.36% | 6q | +4.7%+$2.0M |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $33.6M | 117,590 | 1.60% | 10q | -19.8%-$8.3M |
| Christian Investment Advisors, Inc. | $26.4M | 92,153 | 15.54% | 7q | -0.9%-$226.9K |
| Strategic Equity Management | $23.0M | 80,533 | 7.74% | 9q | +58.3%+$8.5M |
| SILVER OAK SECURITIES, INCORPORATED | $18.5M | 64,685 | 1.12% | 8q | +3.3%+$593.4K |
| STIFEL FINANCIAL CORP | $15.1M | 52,732 | 0.01% | 4q | +2.7%+$391.9K |
| Geneos Wealth Management Inc. | $14.1M | 49,316 | 0.29% | 7q | +9.9%+$1.3M |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $12.9M | 45,067 | 0.07% | 7q | +13.5%+$1.5M |
| MONEYWISE, INC. | $12.8M | 44,863 | 4.79% | 9q | +45.9%+$4.0M |
| Inspire Investing, LLC | $12.0M | 42,022 | 0.49% | 9q | +8.8%+$975.3K |
| Belpointe Asset Management LLC | $11.8M | 41,088 | 0.38% | 9q | HELD |
| Investment Research Partners LLC | $8.6M | 30,037 | 2.91% | 4q | HELD |
| Legacy Wealth Asset Management, LLC | $8.2M | 28,803 | 1.81% | 5q | +1.8%+$146.5K |
| JONES FINANCIAL COMPANIES LLLP | $8.2M | 29,088 | 0.00% | 7q | +25.8%+$1.7M |
| GTS SECURITIES LLC | $8.1M | 28,254 | 0.17% | 10q | +539.8%+$6.8M |
| Orgel Wealth Management, LLC | $7.9M | 27,785 | 0.15% | new | NEW |
| EverSource Wealth Advisors, LLC | $7.6M | 26,542 | 0.26% | 7q | +13.2%+$883.4K |
| Focus Partners Advisor Solutions, LLC | $7.2M | 25,052 | 0.06% | 4q | +11.8%+$755.0K |
| FAMILY WEALTH PARTNERS, LLC | $7.1M | 24,931 | 2.19% | 4q | +11.9%+$756.1K |
| PAX Financial Group, LLC | $6.9M | 24,286 | 1.03% | 9q | +0.8%+$55.5K |
| GOLDMAN SACHS GROUP INC | $6.6M | 22,998 | 0.00% | 8q | +12.6%+$738.7K |
| Focus Partners Wealth | $6.3M | 22,133 | 0.01% | 6q | +4.3%+$259.2K |
| Frontier Asset Management, LLC | $6.0M | 21,000 | 1.08% | 5q | +22.2%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.6M | 19,707 | 0.01% | 9q | +2.1%+$114.1K |
| ENVESTNET ASSET MANAGEMENT INC | $5.2M | 18,202 | 0.00% | 5q | +35.9%+$1.4M |
| AE Wealth Management LLC | $5.1M | 17,692 | 0.02% | 7q | +8.3%+$386.2K |
| CITADEL ADVISORS LLC | $4.4M | 15,262 | 0.00% | 3q | +3.4%+$145.3K |
| Pettinga Financial Advisors LLC | $4.3M | 15,017 | 0.69% | 5q | +7.4%+$294.4K |
| Sound Financial Strategies Group, LLC | $4.1M | 14,456 | 2.63% | 6q | +1.5%+$61.2K |
| Equitable Holdings, Inc. | $3.7M | 13,075 | 0.02% | 3q | +1197.1%+$3.5M |
| Tulsa Wealth Advisors, INC | $3.4M | 11,979 | 0.48% | 2q | +9.9%+$308.1K |
| LifeGuide Financial Advisors, LLC | $3.0M | 10,532 | 0.86% | 3q | HELD |
| Valmark Advisers, Inc. | $2.9M | 10,234 | 0.03% | 9q | +1.2%+$34.3K |
| Cetera Investment Advisers | $2.7M | 9,452 | 0.00% | 6q | +22.0%+$488.1K |
| Kovack Advisors, Inc. | $2.4M | 8,492 | 0.12% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $2.2M | 7,780 | 0.00% | 7q | +21.9%+$400.3K |
| Fiduciary Alliance LLC | $2.1M | 7,312 | 0.14% | 4q | +0.7%+$14.6K |
| Optivise Advisory Services LLC | $1.9M | 6,703 | 0.97% | 3q | -0.7%-$14.3K |
| Simplicity Wealth,LLC | $1.8M | 6,193 | 0.06% | 2q | +652.5%+$1.5M |
| IFG Advisory, LLC | $1.7M | 5,929 | 0.06% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.7M | 5,928 | 0.00% | 4q | +33.9%+$429.7K |
| VICUS CAPITAL | $1.7M | 5,893 | 0.11% | 2q | +8.0%+$125.3K |
| Larry Mathis Financial Planning, LLC | $1.6M | 5,680 | 0.64% | 3q | +95.9%+$795.3K |
| Pioneer Wealth Management Group | $1.6M | 5,625 | 0.39% | 6q | +5.5%+$83.8K |
| SageOak Financial, LLC | $1.6M | 5,454 | 1.01% | 7q | -3.8%-$61.8K |
| Envestnet Portfolio Solutions, Inc. | $1.6M | 5,430 | 0.01% | 5q | +16.2%+$216.6K |
| Revisor Wealth Management LLC | $1.5M | 5,300 | 0.37% | 3q | +101.8%+$767.2K |
| JANE STREET GROUP, LLC | $1.5M | 5,271 | 0.00% | 5q | -43.2%-$1.1M |
| OSAIC HOLDINGS, INC. | $1.4M | 4,729 | 0.00% | 7q | +26.9%+$286.5K |
| Gambit Capital Management, LLC | $1.2M | 4,112 | 0.68% | new | NEW |
| Schwallier Wealth Management LLC | $1.1M | 3,866 | 0.70% | 8q | HELD |
| Van Diest Capital, LLC | $1.1M | 3,815 | 0.98% | 2q | +43.5%+$331.0K |
| Delta Investment Management, LLC | $1.1M | 3,736 | 0.18% | 2q | +241.8%+$756.2K |
| WorthPointe, LLC | $1.1M | 3,710 | 0.27% | 3q | -29.5%-$444.9K |
| Pinnacle Financial Partners, Inc. | $1.0M | 3,643 | 0.01% | 3q | +159.3%+$640.3K |
| IFP Advisors, Inc | $1.0M | 3,596 | 0.02% | 9q | +0.9%+$8.9K |
| BROWN ADVISORY INC | $1.0M | 3,545 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $1.0M | 3,506 | 0.01% | 2q | -3.7%-$38.9K |
| Plan Group Financial, LLC | $1.0M | 3,500 | 0.21% | 4q | +18.6%+$157.3K |
| Sowell Financial Services LLC | $947.8K | 3,313 | 0.03% | 5q | -20.1%-$238.0K |
| World Investment Advisors | $846.4K | 3,378 | 0.01% | 7q | HELD |
| First Heartland Consultants, Inc. | $813.6K | 2,844 | 0.05% | 6q | +2.0%+$15.7K |
| Brookstone Capital Management | $792.8K | 2,771 | 0.01% | new | NEW |
| OneAscent Wealth Management LLC | $780.5K | 2,728 | 0.23% | 5q | -17.5%-$165.9K |
| Sterling Investment Advisors, Ltd. | $772.4K | 2,700 | 0.13% | 6q | -12.2%-$107.3K |
| LITTLEJOHN FINANCIAL SERVICES, INC. | $704.9K | 2,464 | 0.51% | new | NEW |
| Independent Advisor Alliance | $689.5K | 2,410 | 0.02% | 2q | -80.6%-$2.9M |
| Whitaker-Myers Wealth Managers, LTD. | $662.2K | 2,315 | 0.11% | 6q | +7.6%+$46.9K |
| WIN ADVISORS, INC | $645.4K | 2,256 | 0.23% | 2q | -1.7%-$10.9K |
| Sanctuary Advisors, LLC | $630.3K | 2,203 | 0.00% | 5q | -4.7%-$31.2K |
| Tandem Investment Partners LLC | $490.6K | 1,715 | 0.38% | 5q | +20.8%+$84.4K |
| McAdam, LLC | $488.1K | 1,706 | 0.02% | new | NEW |
| AlphaStar Capital Management, LLC | $465.5K | 1,627 | 0.03% | 5q | +85.1%+$214.0K |
| GWN SECURITIES INC. | $457.7K | 1,600 | 0.08% | 4q | HELD |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $451.6K | 1,578 | 0.03% | 7q | +7.5%+$31.5K |
| PRINCIPAL SECURITIES, INC. | $432.9K | 1,513 | 0.01% | 8q | +34.3%+$110.4K |
| HOWARD BAILEY SECURITIES, LLC | $401.1K | 1,402 | 0.15% | 4q | HELD |
| MRA Advisory Group | $400.6K | 1,400 | 0.15% | 4q | +7.0%+$26.3K |
| PFG Investments, LLC | $397.1K | 1,388 | 0.02% | 7q | -51.1%-$415.7K |
| Strategic Blueprint, LLC | $374.0K | 1,307 | 0.02% | 4q | +8.9%+$30.6K |
| Bedel Financial Consulting, Inc. | $370.5K | 1,295 | 0.03% | 2q | +58.7%+$137.0K |
| Continuum Advisory, LLC | $349.9K | 1,223 | 0.03% | 10q | -5.1%-$18.9K |
| COURIER CAPITAL LLC | $339.6K | 1,187 | 0.02% | 4q | HELD |
| Stewardship Advisors, LLC | $339.0K | 1,185 | 0.07% | new | NEW |
| Abundance Wealth Counselors | $318.1K | 1,112 | 0.02% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $289.8K | 1,013 | 0.01% | 5q | -1.4%-$4.0K |
| Signal Advisors Wealth, LLC | $247.9K | 867 | 0.01% | new | NEW |
| Private Advisor Group, LLC | $232.7K | 813 | 0.00% | new | NEW |
| Forge Financial Services LLC | $232.1K | 811 | 0.02% | 3q | -2.2%-$5.2K |
| Hilltop Holdings Inc. | $219.1K | 766 | 0.02% | new | NEW |
| Mountain Capital Investment Advisors Inc. | $218.0K | 762 | 0.03% | 3q | -3.7%-$8.3K |
| Kingsview Wealth Management, LLC | $215.4K | 753 | 0.00% | new | NEW |
| Range Financial Group LLC | $208.6K | 729 | 0.06% | new | NEW |
| JPMORGAN CHASE & CO | $157.0K | 554 | 0.00% | 2q | -44.4%-$125.5K |
| AdvisorNet Financial, Inc | $133.3K | 466 | 0.01% | 5q | +40.8%+$38.6K |
| HARBOUR INVESTMENTS, INC. | $96.4K | 337 | 0.00% | 5q | +25.3%+$19.5K |
| NewEdge Advisors, LLC | $91.5K | 320 | 0.00% | new | NEW |
Showing the largest 100 of 121 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 116 | $642.2M | 2,246,164 | 24 | 62 | 21 | 0.0% |
| Q1 2026 | 102 | $501.4M | 1,998,780 | 17 | 56 | 17 | 0.0% |
| Q4 2025 | 87 | $377.1M | 1,518,746 | 11 | 45 | 16 | 0.0% |
| Q3 2025 | 78 | $371.0M | 1,487,998 | 16 | 40 | 12 | 0.0% |
| Q2 2025 | 64 | $220.0M | 959,377 | 20 | 27 | 15 | 0.0% |
| Q1 2025 | 46 | $164.6M | 797,638 | 13 | 23 | 6 | 0.0% |
| Q4 2024 | 39 | $141.9M | 665,479 | 14 | 15 | 4 | 0.0% |
| Q3 2024 | 25 | $105.8M | 495,538 | 10 | 9 | 3 | 0.0% |
| Q2 2024 | 17 | $79.9M | 401,960 | 13 | 2 | 1 | 0.0% |
| Q1 2024 | 4 | $4.4M | 23,473 | 4 | 0 | 0 | 0.0% |