PRINCIPAL EXCHANGE TRADED FD (PSET)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
22
Reporting holders
$25.1M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | $9.1M | 120,430 | 0.11% | 11q | -4.2%-$402.9K |
| ENVESTNET ASSET MANAGEMENT INC | $6.8M | 89,763 | 0.00% | 21q | -7.4%-$542.9K |
| Golden State Wealth Management, LLC | $1.9M | 24,549 | 0.17% | 7q | -4.3%-$84.0K |
| OSAIC HOLDINGS, INC. | $1.6M | 21,054 | 0.00% | 18q | -10.8%-$194.1K |
| LPL Financial LLC | $1.1M | 14,584 | 0.00% | 19q | -73.6%-$3.1M |
| Capital Investment Advisory Services, LLC | $667.5K | 8,807 | 0.04% | 9q | +0.6%+$4.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $628.4K | 8,290 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $538.1K | 7,099 | 0.00% | 7q | -12.0%-$73.7K |
| Cetera Investment Advisers | $464.7K | 6,131 | 0.00% | 10q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $444.0K | 5,858 | 0.00% | 6q | -6.0%-$28.3K |
| Prospera Financial Services Inc | $432.7K | 5,708 | 0.01% | 9q | HELD |
| Smartleaf Asset Management LLC | $400.9K | 5,334 | 0.01% | 11q | HELD |
| CITADEL ADVISORS LLC | $364.4K | 4,808 | 0.00% | new | NEW |
| Koshinski Asset Management, Inc. | $289.0K | 3,813 | 0.02% | 19q | HELD |
| MORGAN STANLEY | $172.3K | 2,273 | 0.00% | 12q | -18.1%-$38.0K |
| ASSETMARK, INC | $107.1K | 1,413 | 0.00% | 5q | HELD |
| Global Retirement Partners, LLC | $38.0K | 502 | 0.00% | 16q | HELD |
| JPMORGAN CHASE & CO | $28.8K | 383 | 0.00% | 2q | +87.7%+$13.5K |
| Farther Finance Advisors, LLC | $22.7K | 299 | 0.00% | 5q | -50.1%-$22.7K |
| UBS Group AG | $17.3K | 228 | 0.00% | 4q | -33.3%-$8.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.5K | 59 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $66 | 1 | 0.00% | 3q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 22 | $25.1M | 331,386 | 3 | 2 | 11 | 0.0% |
| Q1 2026 | 18 | $26.2M | 376,676 | 1 | 7 | 5 | 0.0% |
| Q4 2025 | 22 | $29.8M | 390,075 | 3 | 6 | 10 | 0.0% |
| Q3 2025 | 19 | $67.3M | 884,189 | 2 | 0 | 12 | 0.0% |
| Q2 2025 | 17 | $67.5M | 917,145 | 3 | 8 | 4 | 0.0% |
| Q1 2025 | 14 | $64.4M | 952,905 | 1 | 9 | 1 | 0.0% |
| Q4 2024 | 16 | $63.0M | 879,870 | 1 | 9 | 3 | 0.0% |
| Q3 2024 | 16 | $58.7M | 825,451 | 1 | 6 | 4 | 0.0% |
| Q2 2024 | 18 | $55.1M | 806,569 | 5 | 7 | 1 | 0.0% |
| Q1 2024 | 13 | $49.2M | 725,831 | 2 | 6 | 4 | 0.0% |
| Q4 2023 | 14 | $41.1M | 671,325 | 4 | 5 | 2 | 0.0% |
| Q3 2023 | 12 | $27.3M | 500,737 | 1 | 5 | 2 | 0.0% |
| Q2 2023 | 11 | $23.9M | 423,781 | 1 | 5 | 3 | 0.0% |
| Q1 2023 | 9 | $19.3M | 366,904 | 1 | 5 | 1 | 0.0% |
| Q4 2022 | 9 | $14.2M | 284,181 | 1 | 3 | 2 | 0.0% |
| Q3 2022 | 11 | $16.5M | 368,595 | 0 | 5 | 2 | 0.0% |
| Q2 2022 | 14 | $18.5M | 387,484 | 2 | 6 | 3 | 0.0% |
| Q1 2022 | 13 | $15.4M | 278,197 | 4 | 7 | 1 | 0.0% |
| Q4 2021 | 9 | $16.1M | 266,396 | 4 | 3 | 1 | 0.0% |
| Q3 2021 | 6 | $12.9M | 239,265 | 1 | 3 | 0 | 0.0% |
| Q2 2021 | 6 | $9.4M | 177,220 | 4 | 0 | 1 | 0.0% |
| Q1 2021 | 5 | $6.8M | 139,782 | 1 | 2 | 1 | 0.0% |
| Q4 2020 | 5 | $31.8M | 671,950 | 2 | 1 | 1 | 0.0% |
| Q3 2020 | 4 | $2.9M | 67,980 | 1 | 1 | 1 | 0.0% |
| Q2 2020 | 5 | $2.1M | 52,655 | 3 | 0 | 2 | 0.0% |
| Q1 2020 | 3 | $1.4M | 45,665 | 1 | 1 | 1 | 0.0% |
| Q4 2019 | 6 | $4.5M | 109,755 | 0 | 2 | 2 | 0.0% |
| Q3 2019 | 9 | $6.4M | 166,613 | 4 | 2 | 3 | 0.0% |
| Q2 2019 | 6 | $9.4M | 248,230 | 1 | 3 | 1 | 0.0% |
| Q1 2019 | 6 | $8.6M | 241,180 | 0 | 2 | 2 | 0.0% |
| Q4 2018 | 7 | $8.8M | 282,599 | 2 | 0 | 0 | 0.0% |