PROSPECT CAP CORP (PSEC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
196
Reporting holders
$213.8M
Reported value
17.6%
Of shares outstanding
4.8%
Held as options
-8
Holder change
Institutions report 88,091,495 shares against 501,007,653 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. Share count carried from an earlier filing (cy2026q1i).
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC | $47.4M | 20,534,804 | 1.25% | 3q | +51.7%+$16.2M |
| TWO SIGMA INVESTMENTS, LP | $32.5M | 14,082,619 | 0.02% | 14q | -11.1%-$4.1M |
| VAN ECK ASSOCIATES CORP | $22.4M | 9,685,724 | 0.01% | 31q | +32.7%+$5.5M |
| UBS Group AG | $15.3M | 6,633,748 | 0.00% | 31q | +21.2%+$2.7M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10.5M | 2,246,915 | 0.00% | 31q | +32.0%+$2.6M |
| Legal & General Group Plc | $9.3M | 4,032,811 | 0.00% | 31q | +10.8%+$907.8K |
| GENDELL JEFFREY L | $9.3M | 4,009,902 | 0.08% | 4q | HELD |
| MARSHALL WACE, LLP | $7.1M | 3,067,650 | 0.01% | 5q | -35.4%-$3.9M |
| MORGAN STANLEY | $6.2M | 2,686,736 | 0.00% | 35q | +9.6%+$542.4K |
| INDEPENDENT FINANCIAL GROUP, LLC | $5.7M | 2,485,356 | 0.11% | 6q | -28.2%-$2.3M |
| BlackRock, Inc. | $3.3M | 1,441,035 | 0.00% | 8q | -8.4%-$303.6K |
| GraniteShares Advisors LLC | $2.5M | 1,094,360 | 1.63% | 3q | +15.1%+$330.9K |
| LPL Financial LLC | $2.1M | 919,558 | 0.00% | 31q | -3.4%-$73.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 762,756 | 0.00% | 31q | -4.7%-$86.7K |
| JANE STREET GROUP, LLC | $1.7M | options only | 0.00% | 27q | OPTIONS |
| TUDOR INVESTMENT CORP ET AL | $1.6M | 709,303 | 0.00% | 6q | -51.3%-$1.7M |
| Naviter Wealth, LLC | $1.5M | 656,528 | 0.14% | 7q | +15.0%+$201.0K |
| SIMPLEX TRADING, LLC | $1.4M | 87,612 | 0.00% | 21q | HELD |
| CAXTON ASSOCIATES LLP | $1.4M | 592,554 | 0.03% | 6q | +343.8%+$1.1M |
| Tactive Advisors, LLC | $1.4M | 585,111 | 0.33% | 8q | +0.5%+$7.2K |
| 180 WEALTH ADVISORS, LLC | $1.3M | 580,986 | 0.13% | 6q | +45.1%+$416.9K |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 509,901 | 0.00% | 7q | +2.0%+$23.4K |
| Kovack Advisors, Inc. | $1.1M | 491,576 | 0.05% | 17q | +4.9%+$53.4K |
| GROUP ONE TRADING LLC | $1.1M | 102,510 | 0.00% | 31q | -10.4%-$131.9K |
| GatePass Capital, LLC | $1.0M | 434,050 | 0.38% | 4q | +83.2%+$455.4K |
| Virtus Investment Advisers, LLC | $990.1K | 428,612 | 0.23% | 6q | +26.8%+$209.4K |
| CITADEL ADVISORS LLC | $921.1K | 13,139 | 0.00% | 31q | +7.7%+$65.5K |
| Concorde Asset Management, LLC | $838.0K | 357,400 | 0.48% | 5q | +17.5%+$124.6K |
| Brevan Howard Capital Management LP | $823.1K | 356,327 | 0.01% | 9q | +44.8%+$254.7K |
| TCFG Investment Advisors, LLC | $762.8K | 330,236 | 0.26% | 2q | +18.8%+$120.9K |
| Clear Harbor Asset Management, LLC | $752.0K | 325,525 | 0.05% | 2q | +397.0%+$600.7K |
| DNB Asset Management AS | $659.4K | 285,456 | 0.00% | 31q | -28.9%-$268.4K |
| Engineers Gate Manager LP | $652.5K | 282,483 | 0.01% | 6q | -7.0%-$49.1K |
| OSAIC HOLDINGS, INC. | $606.6K | 262,607 | 0.00% | 26q | +42.6%+$181.1K |
| Cetera Investment Advisers | $575.2K | 248,996 | 0.00% | 24q | -21.4%-$156.4K |
| FAMILY WEALTH PARTNERS, LLC | $558.1K | 241,586 | 0.17% | 8q | +13.5%+$66.5K |
| LeClair Wealth Partners LLC | $552.2K | 239,061 | 0.29% | new | NEW |
| IMC-Chicago, LLC | $533.6K | 90,476 | 0.00% | 4q | -10.6%-$63.5K |
| Focus Partners Advisor Solutions, LLC | $530.6K | 229,694 | 0.00% | 9q | +11.6%+$55.1K |
| KINGSWOOD WEALTH ADVISORS, LLC | $526.9K | 228,091 | 0.02% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $509.6K | 220,616 | 0.00% | 31q | +9.9%+$45.8K |
| BANK OF AMERICA CORP /DE/ | $464.8K | 201,228 | 0.00% | 31q | -17.2%-$96.8K |
| ROYAL BANK OF CANADA | $462.0K | 199,998 | 0.00% | 31q | +146.9%+$274.9K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $449.9K | 194,761 | 0.00% | 24q | -2.8%-$13.0K |
| Claro Advisors Inc. | $445.1K | 192,700 | 0.05% | 15q | -2.4%-$10.9K |
| Squarepoint Ops LLC | $439.2K | 190,138 | 0.00% | 11q | -50.8%-$454.0K |
| STIFEL FINANCIAL CORP | $436.1K | 188,788 | 0.00% | 31q | +0.5%+$2.2K |
| Kestra Advisory Services, LLC | $377.6K | 163,473 | 0.00% | 24q | +109.1%+$197.0K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $362.7K | 156,345 | 0.02% | 26q | +25.1%+$72.7K |
| TRUIST FINANCIAL CORP | $355.6K | 153,940 | 0.00% | 27q | HELD |
| Tower Research Capital LLC (TRC) | $283.2K | 122,601 | 0.01% | 23q | +233.0%+$198.2K |
| BFSG, LLC | $271.2K | 117,381 | 0.02% | 3q | +61.1%+$102.9K |
| Mariner, LLC | $257.0K | 111,237 | 0.00% | 15q | +212.7%+$174.8K |
| Balyasny Asset Management L.P. | $254.0K | 109,969 | 0.00% | new | NEW |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $244.6K | 105,900 | 0.00% | 6q | HELD |
| Spire Wealth Management | $240.7K | 104,196 | 0.01% | 22q | +1.5%+$3.7K |
| Generali Investments CEE, investicni spolecnost, a.s. | $233.9K | 101,234 | 0.01% | 6q | HELD |
| WESTWOOD HOLDINGS GROUP INC | $215.4K | 93,246 | 0.00% | 20q | HELD |
| DRW Securities, LLC | $209.8K | 90,809 | 0.01% | 5q | -2.7%-$5.8K |
| Lido Advisors, LLC | $208.5K | 89,077 | 0.00% | 21q | +41.2%+$60.8K |
| Orion Porfolio Solutions, LLC | $206.0K | 89,180 | 0.00% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $190.5K | 84,292 | 0.00% | 12q | -3.0%-$5.9K |
| Arkadios Wealth Advisors | $181.2K | 78,425 | 0.00% | 23q | +117.0%+$97.7K |
| DENALI ADVISORS LLC | $179.1K | 77,540 | 0.02% | 8q | -8.3%-$16.2K |
| Cresset Asset Management, LLC | $168.7K | 71,937 | 0.00% | 3q | +5.6%+$9.0K |
| J. Safra Sarasin Holding AG | $168.5K | 72,939 | 0.00% | new | NEW |
| Kathmere Capital Management, LLC | $160.5K | 69,462 | 0.01% | 27q | HELD |
| M&T Bank Corp | $159.8K | 69,179 | 0.00% | 2q | HELD |
| ProShare Advisors LLC | $159.4K | 69,007 | 0.00% | 14q | HELD |
| Headlands Technologies LLC | $143.0K | 61,887 | 0.02% | 7q | -6.4%-$9.7K |
| Prospera Financial Services Inc | $136.5K | 59,090 | 0.00% | 15q | +1.9%+$2.6K |
| Garden State Investment Advisory Services LLC | $136.4K | 59,040 | 0.02% | 15q | +1.1%+$1.5K |
| Strategic Wealth Partners, Ltd. | $127.8K | 55,306 | 0.01% | 3q | +37.2%+$34.6K |
| BRIAN LOW FINANCIAL GROUP, LLC | $127.8K | 55,306 | 0.07% | 3q | +37.2%+$34.6K |
| Wealthfront Advisers LLC | $121.7K | 52,683 | 0.00% | 11q | +1.8%+$2.2K |
| XML Financial, LLC | $120.5K | 52,149 | 0.01% | 26q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $119.1K | 51,566 | 0.00% | 17q | +136.3%+$68.7K |
| BNP PARIBAS FINANCIAL MARKETS | $113.2K | 48,995 | 0.00% | 15q | -67.8%-$238.4K |
| MAI Capital Management | $109.5K | 47,412 | 0.00% | 15q | +190.8%+$71.9K |
| Creative Planning | $108.2K | 46,845 | 0.00% | 31q | -74.3%-$313.0K |
| HUNTINGTON NATIONAL BANK | $105.1K | 45,496 | 0.00% | 2q | +5.3%+$5.3K |
| HARBOUR INVESTMENTS, INC. | $104.6K | 45,279 | 0.00% | 21q | -1.3%-$1.3K |
| RMR Wealth Builders | $103.8K | 44,938 | 0.01% | new | NEW |
| Csenge Advisory Group | $98.1K | 42,460 | 0.00% | 10q | HELD |
| Strategies Wealth Advisors, LLC | $93.9K | 40,632 | 0.01% | 18q | +5.7%+$5.0K |
| WELLS FARGO & COMPANY/MN | $92.9K | 40,215 | 0.00% | 31q | -52.7%-$103.4K |
| Ethos Financial Group, LLC | $85.7K | 37,103 | 0.01% | 6q | -8.3%-$7.8K |
| Sigma Planning Corp | $84.7K | 36,685 | 0.00% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $82.8K | 34,599 | 0.00% | 31q | -60.2%-$125.4K |
| BARRETT & COMPANY, INC. | $78.9K | 34,137 | 0.02% | 16q | -10.9%-$9.7K |
| Foundations Investment Advisors, LLC | $78.7K | 34,070 | 0.00% | 3q | +66.1%+$31.3K |
| BLAIR WILLIAM & CO/IL | $77.2K | 33,400 | 0.00% | 23q | -27.2%-$28.9K |
| Cherry Creek Investment Advisors, Inc. | $73.3K | 31,741 | 0.03% | 17q | HELD |
| Retirement Planning Group, LLC | $68.9K | 29,817 | 0.00% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $67.4K | 29,198 | 0.01% | 2q | -89.1%-$552.1K |
| WMG Financial Advisors, LLC | $64.6K | 27,950 | 0.02% | 11q | HELD |
| Garner Asset Management Corp | $64.0K | 27,700 | 0.02% | 31q | -26.1%-$22.6K |
| Arta Finance Wealth Management LLC | $63.8K | 27,606 | 0.03% | 3q | +2.5%+$1.5K |
| World Investment Advisors | $62.6K | 26,423 | 0.00% | 3q | -2.8%-$1.8K |
| Modera Wealth Management, LLC | $60.8K | 26,334 | 0.00% | 2q | HELD |
Showing the largest 100 of 206 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 196 | $213.8M | 88,091,495 | 30 | 77 | 47 | 4.8% |
| Q1 2026 | 204 | $207.2M | 76,109,246 | 26 | 77 | 49 | 3.6% |
| Q4 2025 | 210 | $188.9M | 70,753,337 | 31 | 52 | 75 | 3.0% |
| Q3 2025 | 211 | $208.4M | 68,419,562 | 29 | 81 | 56 | 9.6% |
| Q2 2025 | 207 | $178.0M | 53,078,971 | 22 | 79 | 57 | 5.1% |
| Q1 2025 | 209 | $199.8M | 46,060,047 | 27 | 84 | 49 | 5.5% |
| Q4 2024 | 223 | $170.9M | 31,845,551 | 32 | 73 | 54 | 19.7% |
| Q3 2024 | 212 | $167.9M | 24,991,327 | 26 | 68 | 50 | 20.4% |
| Q2 2024 | 215 | $185.9M | 28,586,994 | 32 | 70 | 46 | 14.4% |
| Q1 2024 | 212 | $209.9M | 28,886,298 | 26 | 65 | 69 | 12.4% |
| Q4 2023 | 224 | $267.1M | 28,677,082 | 32 | 78 | 54 | 26.4% |
| Q3 2023 | 213 | $212.6M | 23,790,522 | 22 | 78 | 38 | 21.0% |
| Q2 2023 | 212 | $200.6M | 23,242,095 | 21 | 71 | 49 | 16.2% |
| Q1 2023 | 222 | $194.2M | 21,727,632 | 33 | 61 | 50 | 10.3% |
| Q4 2022 | 198 | $198.5M | 22,172,431 | 29 | 66 | 40 | 10.8% |
| Q3 2022 | 226 | $194.3M | 28,125,452 | 23 | 69 | 56 | 10.2% |
| Q2 2022 | 227 | $217.3M | 29,538,746 | 37 | 80 | 40 | 5.0% |
| Q1 2022 | 211 | $250.0M | 28,787,869 | 29 | 65 | 53 | 4.8% |
| Q4 2021 | 219 | $268.1M | 30,346,111 | 30 | 67 | 54 | 4.9% |
| Q3 2021 | 189 | $270.9M | 33,543,671 | 16 | 72 | 44 | 4.7% |
| Q2 2021 | 199 | $328.9M | 37,743,511 | 35 | 59 | 57 | 3.8% |
| Q1 2021 | 188 | $280.8M | 34,987,091 | 23 | 57 | 53 | 4.8% |
| Q4 2020 | 199 | $227.1M | 40,374,931 | 22 | 52 | 62 | 3.8% |
| Q3 2020 | 189 | $215.5M | 41,309,538 | 20 | 54 | 55 | 3.7% |
| Q2 2020 | 192 | $226.4M | 42,049,164 | 24 | 57 | 54 | 5.2% |
| Q1 2020 | 206 | $185.8M | 41,924,596 | 28 | 53 | 75 | 4.4% |
| Q4 2019 | 221 | $368.8M | 54,319,133 | 23 | 68 | 62 | 5.1% |
| Q3 2019 | 209 | $327.0M | 46,606,355 | 25 | 48 | 72 | 6.1% |
| Q2 2019 | 215 | $348.0M | 49,208,123 | 28 | 60 | 62 | 7.6% |
| Q1 2019 | 220 | $308.7M | 43,781,098 | 17 | 58 | 70 | 7.5% |
| Q4 2018 | 242 | $352.8M | 48,348,859 | 7 | 3 | 7 | 13.4% |